Sec Form 13D Filing - SEI INC filing for - 2011-06-01

Washington, D.C. 20549

(Name of Issuer)

(Title of Class of Securities)

(CUSIP Number)

(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

(Date of Event Which Requires Filing of this Statement)

 

 

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ITEM 1. Security and Issuer

     This Schedule 13D relates to the common sto ck, no par value (“Common Stock”), of Retail Ventures, Inc., an Ohio corporation (the “Company” or “Retail Ventures”), whose principal executive offices are located at 4150 E. Fifth Ave., Columbus, Ohio 43219.

ITEM 2. Identity and Background

	(a)		This statement is filed by SEI, Inc. (f/k/a Retail Ventures, Inc.), a Nevada corporation. Set forth on Schedule A annexed hereto is the name, principal business and address of each of the directors and executive officers of SEI, Inc. as of the date hereof.
	(b)		Principal business address: 4300 E. Fifth Avenue, Columbus, Ohio 43219
	(c)		Principal business: SEI, Inc. is a company holding interests in various affiliated and non-affiliated entities.
	(d)		Criminal convictions: Neither SEI, Inc., nor any person listed on Schedule A annexed hereto has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
	(e)		Civil proceedings: Neither SEI, Inc., nor any person listed on Schedule A annexed hereto has, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
	(f)		Citizenship: Each of the individuals listed on Schedule A annexed hereto is a citizen of the United States of America.

ITEM 3. Source and Amount of Funds or Other Consideration

N/A

ITEM 4. Purpose of Transaction

     On February 8, 2011, DSW Inc., an Ohio corporation (“DSW”), DSW MS LLC, an Ohio limited liability company and a wholly owned subsidiary of DSW (“Merger LLC”), and Retail Ventures, entered into an Agreement and Plan of Merger (the “Merger Agreement”), pursuant to which Retail Ventures merged with and into Merger LLC, effective May 26, 2011, with Merger LLC continuing after the merger as the surviving entity and a wholly owned subsidiary of DSW (the “Merger”). Upon the closing of the Merger, each outstanding common share of the

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Company was converted into the right to receive 0.435 DSW Class A Common Shares, unless the holder properly and timely elected to receive a like amount of DSW Class B Common Chares in lieu of DSW Class A Common Shares.

ITEM 5. Interest in Securities of the Issuer

	(a)		SEI, Inc. does not own any shares of the Company’s Common Stock. Mr. Jay L. Schottenstein is the Chairman of SEI, Inc.
	(b)		N/A
	(c)		Except as set forth herein, there have been no transactions effected by SEI, Inc. during the past 60 days.
	(d)		Another’s right to receive dividends: N/A
	(e)		Date ceased to be a 5% owner: May 26, 2011

ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

None.

ITEM 7. Material to Be Filed as Exhibits

None.

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SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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Schedule A

CERTAIN INFORMATION ABOUT THE EXECUTIVE
OFFICERS AND DIRECTORS OF THE REPORTING PERSON

     Set forth below is the name, principal occupation and business address of each executive officer and director of SEI, Inc.

Name		Principal Occupation		Business Address
Jay L. Schottenstein		Chairman of the Board of Directors of SEI, Inc. and CEO & President of Schottenstein Stores Corporation and holds positions with other public and privately-held entities		4300 E. Fifth Avenue Columbus OH 43219
Thomas R. Ketteler		Member of the Board of Directors of SEI, Inc. and other public and privately held entities and consultant to Schottenstein Stores Corporation		4300 E. Fifth Avenue Columbus OH 43219
Brian Strayton		Member of the Board of Directors of SEI, Inc. and Vice President & Treasurer of Schottenstein Stores Corporation		4300 E. Fifth Avenue Columbus OH 43219
Benton E. Kraner		President & Chief Operating Officer and Treasurer of Schottenstein Property Group, Inc.		4300 E. Fifth Avenue Columbus OH 43219
Jeffry D. Swanson		Senior Vice President & Chief Financial Officer of Schottenstein Stores Corporation		4300 E. Fifth Avenue
				Columbus OH 43219
Irwin A. Bain		Senior Vice President, Secretary & General Counsel of Schottenstein Stores Corporation		4300 E. Fifth Avenue Columbus OH 43219
Tod H. Friedman		Executive Vice President, Secretary & General Counsel of Schottenstein Property Group, Inc.		4300 E. Fifth Avenue Columbus OH 43219