Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Table of Contents
OMB APPROVAL |
||
OMB Number: 3235-0145 |
||
Expires: |
||
Estimated average burden hours per response...10.4 |
||
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Evans Bancorp, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
29911Q 20 8
(CUSIP Number)
December
31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Table of Contents
CUSIP No. |
29911Q 20 8 |
| 1 | NAMES OF REPORTING PERSONS: William F. Barrett |
||||
| I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
| (a) o | |||||
| (b) o | |||||
| 3 | SEC USE ONLY: | ||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
| United States Citizen | |||||
| 5 | SOLE VOTING POWER: | ||||
| NUMBER OF | 172,969 | ||||
| SHARES | 6 | SHARED VOTING POWER: | |||
| BENEFICIALLY | |||||
| OWNED BY | 0 | ||||
| EACH | 7 | SOLE DISPOSITIVE POWER: | |||
| REPORTING | |||||
| PERSON | 172,969 | ||||
| WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
| 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
| 240,500(1) | |||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
| o | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
| 8.5% | |||||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
| IN | |||||
(1) Includes 67,531 shares of common stock owned directly and solely of record by Mr. Barrett's wife; Mr. Barrett disclaims beneficial ownership in these shares.
Page 2 of 6 pages
TABLE OF CONTENTS
Table of Contents
Item 1.
| (a) | Name of Issuer: | |||
| Evans Bancorp, Inc. | ||||
| Address of Issuer’s Principal Executive Offices: | ||||
| (b) | ||||
| 14-16 North Main Street, | ||||
| Angola, New York 14006 |
Item 2.
| (a) | Name of Persons Filing: | |||
| William F. Barrett | ||||
| (b) | Address of Principal Business Offices or, if None, Residence: | |||
| 910 Golf Island Dr., | ||||
| Apollo Beach, FL 33572 | ||||
| (c) | Citizenship: | |||
| United States Citizen | ||||
| (d) | Title of Class of Securities: | |||
| Common Stock, Par Value $0.50 per share | ||||
| (e) | CUSIP Number: 29911Q 20 8 |
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||||
| (b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||||
| (e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||||
| (f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
Table of Contents
| (g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | ||||
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insuranc e Act (12 U.S.C. 1813); | ||||
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
| (j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
| Item 4. | Ownership. |
| (a) | Amount beneficially
owned: 240,500 (1) |
|||||
| (b) | Percent of class: 8.5% |
|||||
| (c) | Number of shares as to which the person has: | |||||
| (i) | Sole power to vote or to direct the vote 172,969 |
|||||
| (ii) | Shared power to vote or to direct the vote 0 |
|||||
| (iii) | Sole power to dispose or to direct the disposition of 172,969 |
|||||
| (iv) | Shared power to dispose or to direct the disposition of 0 |
|||||
| Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following o.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person — Not applicable. |
Table of Contents
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company – Not Applicable |
| Item 8. | Identification and Classification of Members of the Group — Not Applicable |
| Item 9. | Notice of Dissolution of Group — Not Applicable |
| Item 10. | Certification — Not Applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
Date:
|
February 10, 2010
|
|||
| /s/ William F. Barrett, Director
Emeritus
|
||||
| William F. Barrett, Director Emeritus |
| (1) | Includes 67,531 shares of common stock owned directly and solely of record by Mr. Barrett's wife; Mr. Barrett disclaims beneficial ownership in these shares. |