Sec Form 13G Filing - Farhi Ben filing for MICROVISION INC. (MVIS) - 2015-02-17

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

MicroVision, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

594960106

(CUSIP Number)

February 17, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 594960106

 

  1 

NAME OF REPORTING PERSON

 

Ben Lawrence Farhi

  2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)  ¨        (b)  ¨

 

  3

SEC USE ONLY

 

    

  4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Canada

NUMBER OF

SHARES

 BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

   5  

    SOLE VOTING POWER

 

    755,157 shares

   6  

    SHARED VOTING POWER

 

    0

   7  

    SOLE DISPOSITIVE POWER

 

    755,157 shares

   8  

    SHARED DISPOSITIVE POWER

 

    0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

755,157 shares

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

    

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.7%

12

TYPE OF REPORTING PERSON

 

IN

  

 

 

2


Item 1(a). Name of Issuer:

MicroVision, Inc. (the “Issuer”)

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

6244 185th Avenue NE, Suite 100, Redmond, Washington 98052

 

Item 2(a). Name of Person Filing:

Ben Lawrence-Farhi (the “Reporting Person”)

 

Item 2(b). Address of Principal Business Office or, if None, Residence:

484 Richmond Street, Suite 200, London, Ontario, Canada N6A 3E6

 

Item 2(c). Citizenship:

Canada

 

Item 2(d). Title of Class of Securities:

Common Stock, $0.001per share par value

 

Item 2(e). CUSIP Number:

594960106

 

Item 3. Not applicable.

 

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.

(a) Amount Beneficially Owned:

755,157 shares of Common Stock*

*The Reporting Person acquired 43,714 Common Shares on November 12, 2013 at a weighted average purchase price of $1.42 per share and sold 2,000,000 Common Shares on December 30, 2014 at $1.78 per share.

(b) Percent of Class:

1.7%**

 

3


(c) Number of shares as to which the Reporting Person has:

 

  (i) Sole power to vote or to direct the vote:

 

     755,157 shares

 

  (ii) Shared power to vote or to direct the vote:

 

     0

 

  (iii) Sole power to dispose or to direct the disposition of:

 

     755,157 shares

 

  (iv) Shared power to dispose or to direct the disposition of:

 

     0

** The Reporting Person has been advised by the Issuer that, as of November 3, 2014, the Issuer had 44,448,000 shares outstanding.

 

Item 5. Ownership of Five Percent or Less of a Class

This statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the class of securities.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

Not applicable.

 

Item 9. Notice of Dissolution of Group

Not applicable.

 

Item 10. Certifications

Not applicable.

 

4


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 17, 2015

/s/ Ben Lawrence Farhi

Ben Lawrence Farhi

 

5