Sec Form 13D Filing - BUFFETT WARREN E filing for BERKSHIRE HATHAWAY INC (BRK-A) - 2023-11-21

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13D/A

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2(a)

(Amendment No. 75) 1

 

 

Berkshire Hathaway Inc.

(Name of Issuer)

CLASS A COMMON STOCK, PAR VALUE $5.00 PER SHARE

CLASS B COMMON STOCK, PAR VALUE, $0.0033 PER SHARE

(Title of Class of Securities)

084670108

084670702

(CUSIP Number)

WARREN E. BUFFETT

3555 FARNAM STREET

OMAHA, NEBRASKA 68131

(402) 346-1400

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

November 21, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

1

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

(Continued on following pages)

(Page 1 of 4 pages)


CUSIP NO. 084670108       2 OF 4 PAGES
084670702      

 

  1    

  NAMES OF REPORTING PERSONS

 

  Warren E. Buffett

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☐

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  PF

  5  

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  United States Citizen

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

  SOLE VOTING POWER

 

  216,687 shares of Class A Common Stock owned directly and beneficially by Mr. Buffett

  344 shares of Class B Common Stock owned directly and beneficially by Mr. Buffett

     8  

  SHARED VOTING POWER

 

  0

     9  

  SOLE DISPOSITIVE POWER

 

  216,687 shares of Class A Common Stock owned directly and beneficially by Mr. Buffett

  344 shares of Class B Common Stock owned directly and beneficially by Mr. Buffett

   10  

  SHARED DISPOSITIVE POWER

 

  0

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  216,687 shares of Class A Common Stock

  344 shares of Class B Common Stock

12  

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  37.9% of the outstanding shares of Class A Common Stock

  Less than 0.01% of the outstanding shares of Class B Common Stock

  30.8% of the aggregate voting power of the outstanding shares of Class A Common Stock and Class B Common Stock

  15.0% of the economic interest of the outstanding shares of Class A Common Stock and Class B Common Stock

14  

  TYPE OF REPORTING PERSON

 

  IN


CUSIP NO. 084670108       3 OF 4 PAGES
084670702      

 

Item 5 of this Schedule 13D is amended to add the following:

(a)-(b) Mr. Buffett owns, and has the sole power to vote and to dispose of, 216,687 shares of Class A Common Stock and 344 shares of Class B Common Stock, representing approximately 37.9% of the outstanding shares of Class A Common Stock, less than 0.01% of the outstanding shares of Class B Common Stock, 30.8% of the aggregate voting power of the outstanding shares of both classes, and 15.0% of the economic interest of the outstanding shares of both classes.

(c) On November 21, 2023, Mr. Buffett converted 1,600 shares of Class A Common Stock into 2,400,000 shares of Class B Common Stock.

On November 21, 2023, Mr. Buffett donated 1,500,000 shares of Class B Common Stock to the Susan Thompson Buffett Foundation.

On November 21, 2023, Mr. Buffett donated 300,000 shares of Class B Common Stock to each of the Sherwood Foundation, the Howard G. Buffett Foundation and the NoVo Foundation.


CUSIP NO. 084670108       4 OF  4  PAGES
084670702      

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement on Schedule 13D is true, complete and correct.

Dated: November 21, 2023

 

WARREN E. BUFFETT

/s/ Warren E. Buffett