Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
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NYLI MacKay Muni Income Opportunities Fund (Name of Issuer) |
Class I Common Shares (Title of Class of Securities) |
56062L100 (CUSIP Number) |
Kevin Bopp 51 MADISON AVE, NEW YORK, NY, 10010 201-685-6187 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
05/01/2026 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | 56062L100 |
| 1 |
Name of reporting person
NYLIM Capital LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
DELAWARE
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
5,426,013.22 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
80.9 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person:
This statement on Schedule 13D (the "Schedule 13D") relates to Class I common shares ("Class I Shares") of NYLI MacKay Municipal Income Opportunities Fund (the "Issuer" or "Fund"), a Delaware statutory trust registered under the Investment Company Act of 1940, as amended (the "Investment Company Act"), as a non-diversified, closed-end management investment company. The principal executive office of the Fund is located at 51 Madison Ave, New York, NY 10010.
SCHEDULE 13D
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| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Class I Common Shares |
| (b) | Name of Issuer:
NYLI MacKay Muni Income Opportunities Fund |
| (c) | Address of Issuer's Principal Executive Offices:
51 MADISON AVENUE, NEW YORK,
NEW YORK
, 10010. |
| Item 2. | Identity and Background |
| (a) |
NYLIM Capital LLC NYLIM Capital LLC's sole member and sole interest holder is New York Life Investment Management Holdings LLC, a Delaware limited liability company whose business address is 51 Madison Ave, New York, NY 10010. New York Life Investment Management Holdings LLC has not, during the last five years, been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. NYLIM Capital LLC is member-managed by New York Life Investment Management Holdings LLC. The executive officers of NYLIM Capital LLC, together with the members of the board of managers and executive officers of New York Life Investment Management Holdings LLC, are listed in Exhibit A. |
| (b) | 51 Madison Ave, New York, NY 10010 |
| (c) | NYLIM Capital LLC is a wholly-owned subsidiary of New York Life Investment Management Holdings LLC organized for the purpose of holding various seed capital holdings under a single legal entity to effectuate improved tracking and oversight of such seed capital investments |
| (d) | None |
| (e) | None |
| (f) | NYLIM Capital LLC is organized in the State of Delaware |
| Item 3. | Source and Amount of Funds or Other Consideration |
On May 1, 2026, New York Life Investment Management LLC distributed all of its interests in the Fund's Class I Shares, consisting of 5,426,013.221 shares, to its sole member, New York Life Investment Management Holdings LLC, which in turn contributed all such shares to its wholly owned subsidiary, NYLIM Capital LLC. Both the distribution and the contribution were effected at a price of $10.15 per share. | |
| Item 4. | Purpose of Transaction |
The reported securities were acquired solely in connection with a reorganization to consolidate various seed capital holdings under a single legal entity to facilitate improved tracking and oversight of such seed capital investments. | |
| Item 5. | Interest in Securities of the Issuer |
| (a) | The aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by the Reporting Person is stated in Items 11 and 13 on the cover page hereto. |
| (b) | The information set forth in Items 7 through 11 of the cover page hereto is incorporated herein by reference. |
| (c) | Except as disclosed in this Schedule 13D, the Reporting Person has not effected any transactions in Class I Shares of the Issuer during the past 60 days. |
| (d) | Not Applicable |
| (e) | Not Applicable |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer |
The relationship between NYLIM Capital LLC and New York Life Investment Management Holdings LLC is described in response to Item 2. | |
| Item 7. | Material to be Filed as Exhibits. |
Exhibit A: NYLIM Capital LLC's executive officers and New York Life Investment Management Holdings LLC members of the board of managers and Executive Officers. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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