Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
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SOCKET MOBILE, INC. (Name of Issuer) |
Common Stock, $0.001 par value per share (Title of Class of Securities) |
83368E200 (CUSIP Number) |
Enrico Kevin Mills Room 1601, 16/F Wing On Centre, 111 Connaught Road Central Central, K3, - 85230018846 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
08/10/2026 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | 83368E200 |
| 1 |
Name of reporting person
Mills Enrico Kevin | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
PF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
SWITZERLAND
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
426,304.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
4.9 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
Consists of 10 shares held directly and 426,294 shares issuable upon conversion of the 2024 Note and the 2025 Note, as described in Item 5(a).
SCHEDULE 13D
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| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Common Stock, $0.001 par value per share |
| (b) | Name of Issuer:
SOCKET MOBILE, INC. |
| (c) | Address of Issuer's Principal Executive Offices:
40675 ENCYCLOPEDIA CIRCLE, FREMONT,
CALIFORNIA
, 94538-2475. |
| Item 4. | Purpose of Transaction |
This Amendment No. 2 amends and supplements the Schedule 13D filed June 12, 2025, as amended by Amendment No. 1 filed August 6, 2026 (as so amended, the 'Original Schedule 13D'). Capitalized terms used but not defined herein have the meanings given in the Original Schedule 13D. Except as set forth herein, the disclosure in the Original Schedule 13D is unchanged. On August 10, 2026, the Reporting Person sold in open market transactions all shares of Common Stock previously reported as held directly and in custodial accounts, as described in Item 5(c), and subsequently purchased 10 shares of Common Stock. The Reporting Person continues to hold the 2024 Note and the 2025 Note, which remain subject to the redemption request delivered August 6, 2026 and remain convertible until repayment. Upon repayment of the Notes, the Reporting Person's beneficial ownership will consist of 10 shares of Common Stock. | |
| Item 5. | Interest in Securities of the Issuer |
| (a) | The Reporting Person is the beneficial owner of 426,304 shares of Common Stock, consisting of (i) 10 shares of Common Stock held directly, (ii) up to 262,743 shares of Common Stock issuable upon conversion of the 2024 Note, and (iii) up to 163,551 shares of Common Stock issuable upon conversion of the 2025 Note. Such shares represent approximately 4.9% of the 8,667,252 shares of Common Stock deemed outstanding pursuant to Rule 13d-3(d)(1), based on 8,240,958 shares of Common Stock outstanding as of May 8, 2026, as reported on the cover page of the Issuer's Quarterly Report on Form 10-Q for the quarter ended March 31, 2026, plus the 426,294 shares issuable upon conversion of the Notes. |
| (c) | On August 10, 2026, the Reporting Person sold an aggregate of 316,199 shares of Common Stock (265,784 held directly and 50,415 held in custodial accounts) in open market transactions at a weighted average price of $2.09 per share (prices ranging from $1.80 to $2.30). On August 10, 2026, the Reporting Person purchased 10 shares of Common Stock in an open market transaction at $1.69 per share. The forfeiture disclosed in Amendment No. 1 is incorporated by reference. |
| (e) | On August 10, 2026, the Reporting Person ceased to be the beneficial owner of more than five percent of the Common Stock. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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