Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
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Apollomics Inc. (Name of Issuer) |
Class A ordinary shares, par value $0.0001 per share (Title of Class of Securities) |
G0411D123 (CUSIP Number) |
Hung-Wen Chen 4F, No. 6, Lane 8, Qingtian Street, Da'an District Taipei City, F5, 106 886932033081 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
09/03/2025 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | G0411D123 |
| 1 |
Name of reporting person
Hung-Wen Chen | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
 (a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
PF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
TAIWAN
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
896,362.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
41.8 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
SCHEDULE 13D
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| CUSIP No. | G0411D123 |
| 1 |
Name of reporting person
King Regent Management Limited | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
SEYCHELLES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
896,362.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
41.8 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
OO |
SCHEDULE 13D
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| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Class A ordinary shares, par value $0.0001 per share | |
| (b) | Name of Issuer:
Apollomics Inc. | |
| (c) | Address of Issuer's Principal Executive Offices:
989 E. Hillsdale Blvd., Suite 220, Foster City,
CALIFORNIA
, 94404. | |
Item 1 Comment:
On September 2, 2025, the Issuer entered into subscription agreements (the "PIPE Subscription Agreements") with certain accredited investors, including King Regent Management Limited and Hung-Wen (Howard) Chen, the terms of which are disclosed by the Issuer on Form 6-K filed with the SEC on September 3, 2025, and is incorporated herein by reference. As disclosed by the Form 20-F filed on April 3rd, 2025, and the Form 6-K filed on September 3rd, 2025, the total outstanding shares of the Issuer are 2146151 shares. Explanatory Note: the previous Schedule 13G as filed by Hung-Wen Chen with the SEC on date May 20, 2024, is hereby amended and updated by this Schedule 13D, based on the information contained herein. | ||
| Item 2. | Identity and Background | |
| (a) | (1) Hung-Wen (Howard) Chen (2) King Regent Management Limited | |
| (b) | 4F, No. 6, Lane 8, Qingtian Street, Da'an District, Taipei City 106 Taiwan | |
| (c) | (1) Chairman of the Baord and Chief Executive Officer of the Issuer. (2) King Regent is a private investment holding company that is wholly owned by Hung-Wen Chen | |
| (d) | No | |
| (e) | No | |
| (f) | (1) Taiwan (2) Republic of Seychelles | |
| Item 3. | Source and Amount of Funds or Other Consideration | |
(1) PF (2) WC | ||
| Item 4. | Purpose of Transaction | |
Investment | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | 896,362, 41.8% | |
| (b) | 2146151 | |
| (c) | PIPE investment | |
| (d) | (1) 133,334 Ordinary Shares held directly by Hung-Wen Chen, and (2) 763,028 Ordinary Shares held by King Regent. | |
| (e) | N/A | |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer | |
Mr. Chen being the sole owner and director of King Regent | ||
| Item 7. | Material to be Filed as Exhibits. | |
Exhibit A - Joint Filing Agreement, dated September 8, 2025, by and between Hung-Wen (Howard) Chen and King Regent Management Limited, pursuant to Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended. | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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