Sec Form 13G Filing - Roxy Capital Corp filing for - 2025-09-29

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Checkbox not checked   Rule 13d-1(b)
Checkbox checked   Rule 13d-1(c)
Checkbox not checked   Rule 13d-1(d)






SCHEDULE 13G



Comment for Type of Reporting Person:  The response to Row 11 above is based on 1,934,673 outstanding Class A ordinary shares as of September 19, 2025, which information was obtained from the issuer.


SCHEDULE 13G



Comment for Type of Reporting Person:  In addition to the 141,482 Class A Ordinary Shares held by the reporting person, the reporting person also holds 3 year warrants to purchase (i) 141,482 Class A Ordinary Shares with an exercise price of $4.926 per Class A Ordinary Share, and (ii) 282,964 Class A Ordinary Shares with an exercise price of $9.852. The Warrants are exercisable immediately, subject to the Beneficial Ownership Limitation (as defined below). A holder of the Warrants may not exercise any such Warrants to the extent that such exercise would result in the number of Shares beneficially owned by such holder and his or its affiliates exceeding 4.99% of the total number of Shares outstanding immediately after giving effect to the exercise, except that upon at least 61 days' prior notice from the holder to the Issuer, the holder may increase the beneficial ownership limitation to up to 9.99% of the number of Shares outstanding immediately after giving effect to the exercise (the "Beneficial Ownership Limitation"). The Reporting Person's Beneficial Ownership Limitation is currently set at 4.99% and, accordingly, the Reporting Person cannot exercise the Warrants and does not beneficially own any of the Shares underlying the Warrants.


SCHEDULE 13G


 
Roxy Capital Corp
 
Signature:/s/ Eric Lazer
Name/Title:Eric Lazer, Director
Date:09/29/2025
 
Eric Lazer
 
Signature:/s/ Eric Lazer
Name/Title:Eric Lazer
Date:09/29/2025
Exhibit Information

Exhibit 1 - Joint Filing Agreement

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