Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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(Amendment No. 5)*
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GRAN TIERRA ENERGY INC. (Name of Issuer) |
Common Stock (Title of Class of Securities) |
38500T200 (CUSIP Number) |
06/30/2026 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
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 Rule 13d-1(c)
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| Rule 13d-1(d)
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SCHEDULE 13G
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| CUSIP No. | 38500T200 |
| 1 | Names of Reporting Persons
Daniel Lau | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,812,420.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
13.6 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Percentage calculated based on 35,380,429 shares of Common Stock outstanding on August 5, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ended June 30, 2026.
SCHEDULE 13G
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| CUSIP No. | 38500T200 |
| 1 | Names of Reporting Persons
Christine Man | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,637,970.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
13.1 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Percentage calculated based on 35,380,429 shares of Common Stock outstanding on August 5, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ended June 30, 2026.
SCHEDULE 13G
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| CUSIP No. | 38500T200 |
| 1 | Names of Reporting Persons
LM Asset Management Inc. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,365,420.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
12.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IA, CO |
Comment for Type of Reporting Person: Percentage calculated based on 35,380,429 shares of Common Stock outstanding on August 5, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ended June 30, 2026.
SCHEDULE 13G
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| CUSIP No. | 38500T200 |
| 1 | Names of Reporting Persons
LM Asset Fund Limited Partnership | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
2,847,800.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
8.1 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Percentage calculated based on 35,380,429 shares of Common Stock outstanding on August 5, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ended June 30, 2026.
SCHEDULE 13G
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| CUSIP No. | 38500T200 |
| 1 | Names of Reporting Persons
LM Asset General Partner Ltd. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,648,020.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
10.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: Percentage calculated based on 35,380,429 shares of Common Stock outstanding on August 5, 2026, as reported in the Form 10-Q filed by the Issuer for the quarter ended June 30, 2026.
SCHEDULE 13G
|
| Item 1. | ||
| (a) | Name of issuer:
GRAN TIERRA ENERGY INC. | |
| (b) | Address of issuer's principal executive offices:
500 CENTRE STREET SE CALGARY, ALBERTA, CANADA T2G 1A6 | |
| Item 2. | ||
| (a) | Name of person filing:
Daniel Lau Christine Man LM Asset Management Inc. LM Asset Fund Limited Partnership (the "Partnership") LM Asset General Partner Ltd. (the "General Partner") The reporting persons are filing this statement jointly, but not as members of a group. Each reporting person expressly disclaims membership in a group. Each reporting person also disclaims beneficial ownership of the Common Stock except to the extent of that reporting person's pecuniary interest therein. | |
| (b) | Address or principal business office or, if none, residence:
1640 - 1055 West Hastings Street, Vancouver, BC, Canada, V6E 2E9 | |
| (c) | Citizenship:
For citizenship of Filers, see Item 4 of the cover sheet for each Filer. | |
| (d) | Title of class of securities:
Common Stock | |
| (e) | CUSIP No.:
| |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
| |
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
| |
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
| |
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
| |
| (i) |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
| |
| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
Daniel Lau: 4,812,420 Christine Man: 4,637,970 LM Asset Management Inc.: 4,365,420 Partnership: 2,847,800 General Partner: 3,648,020 | |
| (b) | Percent of class:
Daniel Lau: 13.6% Christine Man: 13.1% LM Asset Management Inc.: 12.3% Partnership: 8.1% General Partner: 10.3% %
| |
| (c) | Number of shares as to which the person has:
| |
| (i) Sole power to vote or to direct the vote:
Daniel Lau: 240,000 Christine Man: 65,550 LM Asset Management Inc.: 0 Partnership: 0 General Partner: 40,000 | ||
| (ii) Shared power to vote or to direct the vote:
Daniel Lau: 4,572,420 Christine Man: 4,572,420 LM Asset Management Inc.: 4,365,420 Partnership: 2,847,800 General Partner: 3,608,020 | ||
| (iii) Sole power to dispose or to direct the disposition of:
Daniel Lau: 240,000 Christine Man: 65,550 LM Asset Management Inc.: 0 Partnership: 0 General Partner: 40,000 | ||
| (iv) Shared power to dispose or to direct the disposition of:
Daniel Lau: 4,572,420 Christine Man: 4,572,420 LM Asset Management Inc.: 4,365,420 Partnership: 2,847,800 General Partner: 3,608,020 | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Mr. Lau and Ms. Man are the control persons of LM Asset Management Inc. and other investment advisers to private investment funds, including the Partnership, and other accounts. The General Partner is the general partner of the Partnership. Those investment advisers, funds and accounts have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Common Stock. However, no individual fund or account other than the Partnership beneficially owns more than five percent of the outstanding Common Stock. | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
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| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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| Item 10. | Certifications: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Exhibit Information
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Exhibit 99.1 - Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G |