Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Tracon Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
89237H209
(Cusip Number)
December 31, 2022
(Date of Event which requires filing of)
Check the appropriate box to designate the rule pursuant to which this Schedule this is filed.
X Rule 13d-1(c)
1. Name of Reporting Person: WAYNE AARONSON
2. N/A
3. SEC USE ONLY
4. CITIZENSHIP: UNITED STATES
5. SOLE VOTING POWER: 1,116,925 shares
6. SHARED VOTING POWER: 661,528 shares
7. Sole Dispositive Power: 1,116,925 shares
8. Shared Dispositive Power: 661,528 shares
9. Aggregate Amount Beneficially Owned By Each Reporting Person: 1,778,453
10. N/A
11. Percent of Class Represented by Amount in Row 9:
8.17%
12. Type of Reporting Person
Individual
Item 1.
(a) Name of Issuer:
Tracon Pharmaceuticals, Inc.
(b)Address of Issuer's Principals Executive Offices:
4350 La Jolla Village, Suite 800
San Diego, CA 92122
Item 2.
(a) Name of Person Filing
WAYNE AARONSON
(b) Address of Principal Business Office or, if none, Residence
1011 Fresno Ave.
Berkeley, CA 94707
(c) Citizenship
United States
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
89237H209
Item 3. n/a
Item 4. Ownership
(a) 1,116,925 shares of common stock held by Wayne Aaronson
Roth IRA and 661,528 common stock held by Aaronson
Revocable Trust, Wayne Aaronson and Joy Chiyo Goto
co-trustees.
(b) Percent of class: 8.17% based on 21,749,924 shares of Common Stock outstanding as of September 30, 2022 per Tracon's 10-K.
0 Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 1,116,925
(ii) Shared power to vote or to direct the vote: 661,528
(iii) Sole power to dispose or to direct the disposition of: 1,116,925
(iv) Shared power to dispose or to direct the disposition of: 661,528
Item 5. Ownership of Five Percent or Less of a Class.
n/a
Item 6. Ownership of More than Five percent on Behalf of Another Person:
n/a
Item 8. ID of Members of the Group:
n/a
Item 9. Notice of Dissolution of Group.
n/a
Item 10 Certification
n/a After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct:
January 5, 2023
By:/s/Wayne Aaronson