Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
ELECTROMEDICAL TECHNOLOGIES, INC.
(Name of Issuer)
Common Stock, par value $.00001
(Title
of Class of Securities)
28540Q100
(CUSIP Number)
November 9, 2020
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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CUSIP No. 28540Q100 |
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1 |
NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Dianna Kaplan
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨
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3 |
SEC USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
US
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NUMBER OF SHARES |
5 |
SOLE VOTING POWER
3,831,248 |
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BENEFICIALLY OWNED BY |
6 |
SHARED VOTING POWER
0 |
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EACH REPORTING |
7 |
SOLE DISPOSITIVE POWER
3,831,248 |
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PERSON WITH |
8 |
SHARED DISPOSITIVE POWER
0 |
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,831,248 |
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10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.5 % |
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12 |
TYPE OF REPORTING PERSON*
IN |
| 2 |
| Item 1(a). | Name of Issuer: |
ELECTROMEDICAL TECHNOLOGIES, INC.
| Item 1(b). | Address of Issuer's Principal Executive Offices: |
16561 N 92nd Street Ste. 101
Scottsdale AZ 85260
United States
| Item 2(a). | Name of Person Filing. |
Dianna Kaplan
| Item 2(b). | Address of Principal Business Office or, if None, Residence. |
LE CHATEAU LE VILLAGE 1 RUE DE SAVERDUN
ST MARTIN D'OYDES 09100 FRANCE
| Item 2(c). | Citizenship. |
United States
| Item 2(d). | Title of Class of Securities. |
Common Stock, par value $0.00001.
| Item 2(e). | CUSIP Number. |
28540Q100
| Item 3. | Type of Person |
IN
| Item 4. | Ownership. |
(a) Amount beneficially owned: 3,831,248
(b) Percent of class: 7.5%
(c) Number of shares as to which the person has:
| (i) | Sole power to vote or to direct the vote: 3,831,248 |
| (ii) | Shared power to vote or to direct the vote: 0 |
| (iii) | Sole power to dispose or to direct the disposition of: 3,831,248 |
| (iv) | Shared power to dispose or to direct the disposition of: 0 |
| Item 5. | Ownership of Five Percent or Less of a Class. |
[ X ] Yes
| 3 |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group. |
Not applicable.
| Item 9. | Notice of Dissolution of Group. |
Not applicable.
| Item 10. | Certifications. |
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: September 21, 2021 | /s/ Dianna Kaplan | ||
| Dianna Kaplan | |||
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