Sec Form 13G Filing - SPECIAL OPPORTUNITIES FUND INC. (SPE) filing for - 2023-09-20

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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UNITED STATES
  
SECURITIES AND EXCHANGE COMMISSION
  
Washington, DC 20549
  
                   
                   
                   
                   
SCHEDULE 13G
  
                   
                   
Under the Securities Exchange Act of 1934
  
                   
                   
(Amendment No.  )*
  
                   
                   
TG Venture Acquisition Corp.
  
(Name of Issuer)
  
                   
Common Stock
  
(Title of Class of Securities)
  
                   
87251T109
  
(CUSIP Number)
  
                   
8/17/2023
  
(Date of Event Which Requires Filing of this Statement)
  
                   
Check the appropriate box to designate the rule pursuant to which this Schedule is
    
filed:
                  
                   
 
x
Rule 13d-1(b)
            
                   
 
☐
Rule 13d-1(c)
            
                   
 
☐
Rule 13d-1(d)
            
                   
 
 
 
              
                   
*     The remainder of this cover page shall be filled out for a reporting person's initial filing on this form
    
       with respect to the subject class of securities, and for any subsequent amendment containing
    
       information which would alter the disclosures provided in a prior cover page.
      
                   
      The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the
    
      purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the
    
      liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
    
      see the Notes.)
                
                   
CUSIP No.
13G
Page 2 of 6 Pages
  
 
 
87251T109
                
                   
1.
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Special Opportunities Fund, Inc.
TIN 13-3702911
  
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  
(a)
☐
  
(b)
☐
  
Not Applicable
 
  
3.
SEC USE ONLY
  
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5.
SOLE VOTING POWER
  
309,207
  
6.
SHARED VOTING POWER
  
0
  
7.
SOLE DISPOSITIVE POWER
  
309,207
  
8.
SHARED DISPOSITIVE POWER
  
0
  
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
  
309,207
  
10.
CHECK BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
  
 
☐
  
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
22.19%
  
12.
TYPE OF REPORTING PERSON* (see instructions)
IC
  
                   
                   
                   
                   
                   
                   
*SEE INSTRUCTIONS BEFORE FILLING OUT
  
           
Page 3 of 6 Pages
  
             
                   
Item 1(a).
  
Name of Issuer:
            
   
TG Venture Acquisition Corp.
        
                   
                   
Item 1(b).
  
Address of Issuer's Principal Executive Offices:
      
   
1390 Market Street, Suite 200
        
   
San Francisco, CA 94102
          
                   
                   
Item 2(a).
  
Name of Persons Filing: Special Opportunities Fund, Inc.
    
Item 2(b).
  
Address of Principal Business Office, or if None, Residence:
    
   
C/O US Bancorp Fund Services, LLC
        
   
615 East Michigan Street
          
   
Milwaukee, WI 53202
          
Item 2(c).
  
Citizenship
            
   
Maryland
              
                   
                   
                   
                   
                   
Item 2(d).
  
Title of Class of Securities:
          
   
Common Stock
            
                   
                   
Item 2(e).
  
CUSIP Number:
            
   
87251T109
              
                   
                   
                   
                   
           
Page 4 of 6 Pages
  
             
                   
Item 3.
If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c),
    
 
Check Whether the Person Filing is a:
          
                   
 
(a)
☐
Broker or dealer registered under Section 15 of the Exchange
  
     
Act (15 U.S.C 78o).
        
 
(b)
 ☐
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
    
 
(c)
 ☐
Insurance company as defined in Section 3(a)(19) of the
    
     
Exchange Act (15 U.S.C. 78c).
      
 
(d)
 ☒
Investment company registered under Section 8 of the
    
     
Investment Company Act of 1940 (15 U.S.C. 80a-8).
    
 
(e)
 ☐
An investment adviser in accordance with §240.13d-
    
     
1(b)(1)(ii)(E).
          
 
(f)
 ☐
An employee benefit plan or endowment fund in accordance
    
     
with §240.13d-1(b)(1)(ii)(F).
      
 
(g)
 ☐
A parent holding company or control person in accordance
    
     
with §240.13d-1(b)(1)(ii)(G).
      
 
(h)
 ☐
A savings association as defined in Section 3(b) of the Federal
  
     
Deposit Insurance Act (12 U.S.C. 1813);
    
 
(i)
 ☐
A church plan that is excluded from the definition of an
    
     
investment company under Section 3(c)(14) of the Investment
    
     
Company Act of 1940 (15 U.S.C. 80a-3);
    
 
(j)
 ☐
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).
  
 
(k)
 ☐
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
    
                   
 
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please
    
 
specify the type of institution:____________________________.
    
                   
                   
Item 4.   Ownership
                
                   
 
Provide the following information regarding the aggregate number and percentage
    
 
of the class of securities of the issuer identified in Item 1.
      
                   
 
(a)
Amount beneficially owned:
 309207        
 
(b)
Percent of class:

 22.19%        
 
(c)
Number of shares as to which such person has:
      
   
(i)    Sole power to vote or to direct the vote:                                                                  
  309,207  

     
   
(ii)   Shared power to vote or to direct the vote:                                                                    
 0  
   
   
(iii)  Sole power to dispose or to direct the disposition of:
 309,207          
   
(iv)  Shared power to dispose or to direct the disposition of:
 0          
                   
                   
                   
                   
                   
           
Page 5 of 6 Pages
  
             
                   
Item 5.
Ownership of Five Percent or Less of a Class
        
 
Not Applicable.
              
 
If this statement is being filed to report the fact that as of the date hereof the
    
 
reporting person has ceased to be the beneficial owner of more than five percent
    
 
of the class of securities, check the following
 ☐      
                   
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
    
 
Not Applicable.
              
 
If any other person is known to have the right to receive or the power to direct
    
 
the receipt of dividends from, or the proceeds from the sale of, such
    
 
securities, a statement to that effect should be included in response to this
    
 
item and, if such interest relates to more than five percent of the class, such
    
 
person should be identified.  A listing of the shareholders of an investment
    
 
company registered under the Investment Company Act of 1940 or the
    
 
beneficiaries of employee benefit plan, pension fund or endowment fund is not
    
 
required.
              
                   
                   
                   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security
    
 
Being Reported on by the Parent Holding Company.
      
 
Not Applicable.
              
                   
                   
Item 8.
Identification and Classification of Members of the Group.
      
 
Not Applicable.
              
                   
                   
Item 9.
Notice of Dissolution of Group.
          
 
Not Applicable.
              
                   
                   
Item 10.
Certification.
              
                   
 
By signing below I certify that, to the best of my knowledge and belief, the
    
 
securities referred to above were acquired and are held in the ordinary course of
    
 
business and were not acquired and are not held for the purpose of or with the
    
 
effect of changing or influencing the control of the issuer of the securities and
    
 
were not acquired and are not held in connection with or as a participant in any
    
 
transaction having that purpose or effect.
        
                   
                   
                   
           
Page 6 of 6 Pages
  
             
                   
                   
     
SIGNATURE
      
                   
                   
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that
    
the information set forth in this statement is true, complete and correct.
    
                   

                 
Dated this 20th day of (September, 2023)
            
                   
                   
         
Special Opportunities Fund, Inc.
    
                   
         
By: /s/Andrew Dakos 
   
          
      Andrew Dakos
    
         
      President