Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
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Amplify ETF Trust (Name of Issuer) |
Amplify Bloomberg AI Equal Weight ETF (Title of Class of Securities) |
032108573 (CUSIP Number) |
Phillip Fitzsimmons 2001 Route 46, Parsippany, NJ, 07054 973-255-6928 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
06/02/2026 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | 032108573 |
| 1 |
Name of reporting person
Hennion & Walsh Asset Management, Inc. | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
NEW JERSEY
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
205,807.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
24.21 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IA |
Comment for Type of Reporting Person:
Aggregate amount owned represents 24.21% of 850,000 outstanding shares as stated by the issuer
SCHEDULE 13D
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| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Amplify Bloomberg AI Equal Weight ETF |
| (b) | Name of Issuer:
Amplify ETF Trust |
| (c) | Address of Issuer's Principal Executive Offices:
3333 Warrenville Road, Suite 350, Lisle,
ILLINOIS
, 60532. |
| Item 2. | Identity and Background |
| (a) | Hennion & Walsh Asset Management |
| (b) | 2001 Route 46, Parsippany, NJ, 07054 |
| (c) | Registered Investment Adviser |
| (d) | Not applicable |
| (e) | Not applicable |
| (f) | New Jersey |
| Item 3. | Source and Amount of Funds or Other Consideration |
Shares of the issuer are held in separately managed accounts for which Hennion and Walsh Asset Management serves as investment advisor. Shares were purchased with available funds from the separately managed accounts. | |
| Item 4. | Purpose of Transaction |
Hennion & Walsh Asset Management acts as an investment adviser. Shares of the issuer were purchased for investment purposes. Item 4 (a) through (j) is not applicable | |
| Item 5. | Interest in Securities of the Issuer |
| (a) | 205,807 shares representing 24.21% of the current outstanding shares |
| (b) | HWAM maintains sole dispositive power of 205,807 shares of the issuer but does not have the power to vote the shares in its capacity as investment adviser. |
| (c) | Not applicable |
| (d) | Not applicable |
| (e) | Not applicable |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer |
None |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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