Sec Form 13G Filing - Indigo Frontier Holdings Company LLC filing for Frontier Group Holdings Inc. (ULCC) - 2022-02-11

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Frontier Group Holdings, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

35909R108

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 35909R108    Schedule 13G    Page 1 of 8

 

 

  1    

  Names of Reporting Persons

 

  Indigo Frontier Holdings Company, LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  178,834,034

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  178,834,034

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  178,834,034

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  82.8%

12  

  Type of Reporting Person

 

  OO


CUSIP No. 35909R108    Schedule 13G    Page 2 of 8

 

 

  1    

  Names of Reporting Persons

 

  Indigo Denver Management Company, LLC

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  178,834,034

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  178,834,034

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  178,834,034

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  82.8%

12  

  Type of Reporting Person

 

  OO


CUSIP No. 35909R108    Schedule 13G    Page 3 of 8

 

 

  1    

  0;Names of Reporting Persons

 

  William A. Franke

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5     

  Sole Voting Power

 

  7,092

   6   

  Shared Voting Power

 

  178,834,034

   7   

  Sole Dispositive Power

 

  7,092

   8   

  Shared Dispositive Power

 

  178,834,034

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  178,841,126

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  82.8%

12  

  Type of Reporting Person

 

  IN


CUSIP No. 35909R108    Schedule 13G    Page 4 of 8

 

ITEM 1.

(a) Name of Issuer:

Frontier Group Holdings, Inc. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

4545 Airport Way, Denver, CO 80239

 

ITEM 2.

(a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

Indigo Frontier Holdings Company, LLC

Indigo Denver Management Company, LLC

William A. Franke

 

  (b)

Address or Principal Business Office:

The principal business address of the Reporting Persons is c/o Indigo Partners, 2525 East Camelback Road, Suite 900, Phoenix, AZ 85016.

 

  (c)

Citizenship of each Reporting Person is:

Indigo Frontier Holdings Company, LLC and Indigo Denver Management Company, LLC are organized under the laws of the state of Delaware. William A. Franke is a citizen of the United States.    

 

  (d)

Title of Class of Securities:

Common Stock, par value $0.001 per share (“Common Stock”).

 

  (e)

CUSIP Number:

35909R108

 

ITEM 3.

Not applicable.


CUSIP No. 35909R108    Schedule 13G    Page 5 of 8

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2021, based upon 216,012,632 shares of Common Stock outstanding as of November 5, 2021, based on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 10, 2021.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote
or to
direct
the
vote:
     Shared power
to vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

Indigo Frontier Holdings Company, LLC

     178,834,034        82.8     0        178,834,034        0        178,834,034  

Indigo Denver Management Company, LLC

     178,834,034        82.8     0        178,834,034        0        178,834,034  

William A. Franke

     178,841,126        82.8     7,092        178,834,034        0        178,834,034  

Indigo Frontier Holdings Company, LLC is the record holder of 178,834,034 shares of Common Stock reported herein. Mr. Franke is the beneficial owner of 7,092 shares of Common Stock issuable upon vesting of restricted stock units.

Mr. Franke is the sole member of Indigo Denver Management Company, LLC, which is the managing member of Indigo Frontier Holdings Company, LLC. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities held of record by Indigo Frontier Holdings Company, LLC.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.


CUSIP No. 35909R108    Schedule 13G    Page 6 of 8

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. 35909R108    Schedule 13G    Page 7 of 8

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    February 11, 2022

 

Indigo Frontier Holdings Company, LLC
By:   Indigo Denver Management Company, LLC, its managing member
By:  

/s/ William A. Franke

Name:   William A. Franke
Title:   Managing Member
Indigo Denver Management Company, LLC
By:  

/s/ William A. Franke

Name:   William A. Franke
Title:   Managing Member
William A. Franke

/s/ William A. Franke


CUSIP No. 35909R108    Schedule 13G    Page 8 of 8

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement.