Sec Form 13G Filing - Plum Partners LLC @ Plum Acquisition Corp. I

Sec Form 13G Filing - Plum Partners LLC filing for Plum Acquisition Corp. I (PLMI) - 2022-02-14

Insider filing report for Changes in Beneficial Ownership

Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. )*

Plum Acquisition Corp. I

(Name of Issuer)

Class A ordinary shares, par value $0.0001 per share

(Title of Class of Securities)

G7134L126

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

Check the Appropriate Box to Designate the Rule Pursuant to Which this Schedule Is Filed:

☐	Rule 13d-1(b)

☐	Rule 13d-1(c)

☒	Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(1)

Represents 14,236,627 Class A ordinary shares acquirable in respect of (i) 7,980,409 Class B ordinary shares (“Class B Shares”), convertible one-for-one into the Issuer’s Class A ordinary shares and (ii) 6,256,218 private placement warrants to acquire Class A ordinary shares upon payment of $11.50 per share (“Private Placement Warrants”), commencing 30 days after completion of the Issuer’s initial business combination.

(2)

Calculated based on 31,921,634 shares of Class A ordinary shares outstanding as of November 22, 2021 as reported on the Issuer’s Form 10-Q, filed on November 22, 2021 and (ii) 14,236,627 Class A ordinary shares issuable in connection with the conversion or exercise of the 7,980,409 Class B shares and the 6,256,218 Private Placement Warrants.

(1)	Represents 14,236,627 Class A ordinary shares acquirable in respect of (i) 7,980,409 Class B Shares and (ii) 6,256,218 Private Placement Warrants.

(2)

(1)	Represents 14,236,627 Class A ordinary shares acquirable in respect of (i) 7,980,409 Class B Shares and (ii) 6,256,218 Private Placement Warrants.

(2)

(1)	Represents 14,236,627 Class A ordinary shares acquirable in respect of (i) 7,980,409 Class B Shares and (ii) 6,256,218 Private Placement Warrants.

(2)

(1)	Represents 14,236,627 Class A ordinary shares acquirable in respect of (i) 7,980,409 Class B Shares and (ii) 6,256,218 Private Placement Warrants.

(2)

Calculated based on 31,921,634 shares of Class A ordinary shares, par value $0.0001 per share, outstanding as of November 22, 2021 as reported on the Issuer’s Form 10-Q, filed on November 22, 2021 and (ii) 14,236,627 Class A ordinary shares issuable in connection with the 7,980,409 Class B shares and 6,256,218 Private Placement Warrants.

Item 1(a).

Name of Issuer

Plum Acquisition Corp. I (the “Issuer”)

Item 1(b).

Address of the Issuer’s Principal Executive Offices

2021 Fillmore St. #2089

San Francisco, California 94115

Item 2(a).

Names of Persons Filing

This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the “Reporting Persons”:

(i) Plum Partners, LLC

(ii) Ursula Burns

(iii) Clay Whitehead

(iv) Kanishka Roy

(v) Mike Dinsdale

Item 2(b).

Address of the Principal Business Office, or if none, Residence:

C/O Plum Acquisition Corp. I

2021 Fillmore St. #2089

San Francisco, California 94115

Item 2(c).

Citizenship

See responses to Item 4 on each cover page.

Item 2(d).

Title of Class of Securities

Class A Ordinary Shares, par value $0.0001 per share

Item 2(e).

CUSIP Number

G7134L126

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a(n):

Not Applicable.

Item 4.

Ownership

(a)

Amount beneficially owned:

See responses to Item 9 on each cover page.

(b)

Percent of Class:

See responses to Item 11 on each cover page.

(c)

Number of shares as to which the Reporting Person has:

(i)

Sole power to vote or to direct the vote:

See responses to Item 5 on each cover page.

(ii)

Shared power to vote or to direct the vote:

See responses to Item 6 on each cover page.

(iii)

Sole power to dispose or to direct the disposition of:

See responses to Item 7 on each cover page.

(iv)

Shared power to dispose or to direct the disposition of:

See responses to Item 8 on each cover page.

The reported securities are held directly by Plum Partners, LLC (the “Sponsor”). The Sponsor is controlled by Ursula Burns, Clay Whitehead, Kanishka Roy and Mike Dinsdale (collectively, the “Controlling Members”). The Controlling Members have voting and investment discretion with respect to the securities held by the Sponsor. The filing of this Statement shall not be construed as an admission that the Reporting Persons (which include the Controlling Members) are, for the purpose of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of any securities covered by this Statement.

Item 5.

Ownership of Five Percent or Less of a Class

Not Applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

Not Applicable.

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

Item 9.

Notice of Dissolution of Group

Not Applicable.

Item 10.

Certification

Not Applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2022


PLUM PARTNERS, LLC

By:		/s/ Kanishka Roy
Name: Kanishka Roy
Title: Authorized Signatory

/s/ Ursula Burns
Ursula Burns

/s/ Clay Whitehead
Clay Whitehead

/s/ Kanishka Roy
Kanishka Roy

/s/ Mike Dinsdale
Mike Dinsdale

EXHIBIT LIST

Exhibit A Joint Filing Agreement, dated as of February 14, 2022

Names of Reporting Persons

Plum Partners, LLC

Check The Appropriate Box if a Member of a Group (See Instructions)

(a) ☐ (b) ☐

SEC Use Only

Citizenship or Place of Organization

Delaware