Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
What is insider trading>>
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
|
Green Plains Inc. (Name of Issuer) |
Common Stock, par value $0.001 per share (Title of Class of Securities) |
393222104 (CUSIP Number) |
FREDRICK DISANTO C/O ANCORA HOLDINGS GROUP, LLC, 6060 Parkland Boulevard, Suite 200 Cleveland, OH, 44124 216-825-4000 ANDREW FREEDMAN OLSHAN FROME WOLOSKY LLP, 1325 Avenue of the Americas New York, NY, 10019 212-451-2300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
09/03/2025 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Alternatives LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
 (a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF, OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
OHIO
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
3,945,450.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
5.9 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IA, OO |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Merlin, LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
44,887.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0.1 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
ANCORA MERLIN INSTITUTIONAL, LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
782,897.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
1.2 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Catalyst, LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
86,426.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0.1 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Catalyst Institutional, LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
772,604.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
1.2 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Bellator Fund, LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
495,648.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0.7 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Impact Fund LP - Series Q | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
281,358.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0.4 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person:
This Series Q is part of a series of Ancora Impact Fund LP, a series limited partnership.
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Impact Fund LP - Series S | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
576,207.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0.8 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person:
This Series S is part of a series of Ancora Impact Fund LP, a series limited partnership.
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Impact Fund SPC Ltd. - Segregated Portfolio H | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
557,310.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0.8 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
CO |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
ANCORA FAMILY WEALTH ADVISORS, LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF, OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
OHIO
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
6,675.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IA, OO |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Inverness Holdings LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF, OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
6,675.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
CO |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
Ancora Holdings Group, LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF, OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
OHIO
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
3,952,125.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
5.9 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
CO |
SCHEDULE 13D
|
| CUSIP No. | 393222104 |
| 1 |
Name of reporting person
DiSanto Fredrick D. | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
3,956,125.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
5.9 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
SCHEDULE 13D
|
| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Common Stock, par value $0.001 per share | |
| (b) | Name of Issuer:
Green Plains Inc. | |
| (c) | Address of Issuer's Principal Executive Offices:
1811 AKSARBEN DRIVE, OMAHA,
NEBRASKA
, 68106. | |
Item 1 Comment:
The following constitutes Amendment No. 7 to the Schedule 13D filed by the undersigned ("Amendment No. 7"). This Amendment No. 7 amends the Schedule 13D as specifically set forth herein. | ||
| Item 3. | Source and Amount of Funds or Other Consideration | |
Item 3 is hereby amended and restated to read as follows: The Shares purchased by each of the Ancora Funds and held in the Ancora Alternatives SMAs and the Ancora Family Wealth SMAs were purchased with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business). The aggregate purchase price of the 44,887 Shares owned directly by Ancora Merlin is approximately $434,358, including brokerage commissions. The aggregate purchase price of the 782,897 Shares owned directly by Ancora Merlin Institutional is approximately $2,976,340, including brokerage commissions. The aggregate purchase price of the 86,426 Shares owned directly by Ancora Catalyst is approximately $385,011, including brokerage commissions. The aggregate purchase price of the 772,604 Shares owned directly by Ancora Catalyst Institutional is approximately $4,472,991, including brokerage commissions. The aggregate purchase price of the 495,648 Shares owned directly by Ancora Bellator is approximately $2,410,782, including brokerage commissions. The aggregate purchase price of the 281,358 Shares owned directly by Ancora Impact Q is approximately $9,125,678, including brokerage commissions. The aggregate purchase price of the 576,207 Shares owned directly by Ancora Impact S is approximately $18,486,103, including brokerage commissions. The aggregate purchase price of the 557,310 Shares owned directly by Ancora SPC H is approximately $17,395,930, including brokerage commissions. The aggregate purchase price of the 348,113 Shares held in the Ancora Alternatives SMAs is approximately $9,857,142, including brokerage commissions. The aggregate purchase price of the 6,675 Shares held in the Ancora Family Wealth SMAs is approximately $89,930, including brokerage commissions. The Shares purchased by Mr. DiSanto were purchased in the open market with personal funds. The aggregate purchase price of the 4,000 shares beneficially owned by Mr. DiSanto is approximately $49,178, including brokerage commissions. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | Item 5(a) is hereby amended and restated to read as follows: The aggregate percentage of Shares reported owned by each person named herein is based upon a denominator that is the sum of: (i) 65,565,368 Shares outstanding as of August 8, 2025, as disclosed in the Issuer's Prospectus on Form 424B3 filed with the Securities and Exchange Commission on August 13, 2025 and (ii) the 1,504,140 Shares acquired upon the exercise of the Warrants previously held by the Reporting Persons. As of the date hereof, Ancora Merlin beneficially owned directly 44,887 Shares, constituting approximately 0.1% of the Shares outstanding. As of the date hereof, Ancora Merlin Institutional beneficially owned directly 782,897 Shares, constituting approximately 1.2% of the Shares outstanding. As of the date hereof, Ancora Catalyst beneficially owned directly 86,426 Shares, constituting approximately 0.1% of the Shares outstanding. As of the date hereof, Ancora Catalyst Institutional beneficially owned directly 772,604 Shares, constituting approximately 1.2% of the Shares outstanding. As of the date hereof, Ancora Bellator beneficially owned directly 495,648 Shares, constituting approximately 0.7% of the Shares outstanding. As of the date hereof, Ancora Impact Q beneficially owned directly 281,358 Shares, constituting approximately 0.4% of the Shares outstanding. As of the date hereof, Ancora Impact S beneficially owned directly 576,207 Shares, constituting approximately 0.8% of the Shares outstanding. As of the date hereof, Ancora SPC H beneficially owned directly 557,310 Shares, constituting approximately 0.8% of the Shares outstanding. As of the date hereof, Ancora Alternatives, as the investment advisor to each of the Ancora Funds and the Ancora Alternatives SMAs and the general partner of each of the Ancora LP Funds, may be deemed to beneficially own 3,945,450 Shares, constituting approximately 5.9% of the Shares outstanding and consisting of (i) 44,887 Shares beneficially owned directly by Ancora Merlin, (ii) 782,897 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 86,426 Shares beneficially owned directly by Ancora Catalyst, (iv) 772,604 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 495,648 Shares beneficially owned directly by Ancora Bellator, (vi) 281,358 Shares beneficially owned directly by Ancora Impact Q, (vii) 576,207 Shares beneficially owned directly by Ancora Impact S, (viii) 557,310 Shares beneficially owned directly by Ancora SPC H and (ix) 348,113 Shares held in the Ancora Alternatives SMAs. As of the date hereof, Ancora Family Wealth, as the investment advisor to the Ancora Family Wealth SMAs, may be deemed to beneficially own 6,675 Shares, constituting 0% of the Shares outstanding and consisting of 6,675 Shares held in the Ancora Family Wealth SMAs. As of the date hereof, Inverness Holdings, as the sole member of Ancora Family Wealth, may be deemed to beneficially own 6,675 Shares, constituting 0% of the Shares outstanding and consisting of 6,675 Shares held in the Ancora Family Wealth SMAs. As of the date hereof, Ancora Holdings, as the sole member of each of Ancora Alternatives and Inverness Holdings, may be deemed to beneficially own 3,952,125 Shares, constituting approximately 5.9% of the Shares outstanding and consisting of (i) 44,887 Shares beneficially owned directly by Ancora Merlin, (ii) 782,897 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 86,426 Shares beneficially owned directly by Ancora Catalyst, (iv) 772,604 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 495,648 Shares beneficially owned directly by Ancora Bellator, (vi) 281,358 Shares beneficially owned directly by Ancora Impact Q, (vii) 576,207 Shares bene
ficially owned directly by Ancora Impact S, (viii) 557,310 Shares beneficially owned directly by Ancora SPC H (ix) 348,113 Shares held in the Ancora Alternatives SMAs and (x) 6,675 Shares held in the Ancora Family Wealth SMAs. As of the date hereof, Mr. DiSanto beneficially owned directly 4,000 Shares. As the Chairman and Chief Executive Officer of Ancora Holdings, he may be deemed to beneficially own 3,952,125 Shares, constituting approximately 5.9% of the Shares outstanding and consisting of (i) 44,887 Shares beneficially owned directly by Ancora Merlin, (ii) 782,897 Shares beneficially owned directly by Ancora Merlin Institutional, (iii) 86,426 Shares beneficially owned directly by Ancora Catalyst, (iv) 772,604 Shares beneficially owned directly by Ancora Catalyst Institutional, (v) 495,648 Shares beneficially owned directly by Ancora Bellator, (vi) 281,358 Shares beneficially owned directly by Ancora Impact Q, (vii) 576,207 Shares beneficially owned directly by Ancora Impact S, (viii) 557,310 Shares beneficially owned directly by Ancora SPC H (ix) 348,113 Shares held in the Ancora Alternatives SMAs and (x) 6,675 Shares held in the Ancora Family Wealth SMAs. | |
| (b) | Item 5(b) is hereby amended and restated to read as follows: (i) Ancora Merlin 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 44,887 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 44,887 (ii) Ancora Merlin Institutional 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 782,897 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 782,897 (iii) Ancora Catalyst 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 86,426 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 86,426 (iv) Ancora Catalyst Institutional 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 772,604 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 772,604 (v) Ancora Bellator 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 495,648 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 495,648 (vi) Ancora Impact Q 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 281,358 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 281,358 (vii) Ancora Impact S 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 576,207 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 576,207 (viii) Ancora SPC H 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 557,310 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 557,310 (ix) Ancora Alternatives 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 3,945,450 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 3,945,450 (x) Ancora Family Wealth 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 6,675 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 6,675 (xi) Inverness Holdings 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 6,675 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 6,675 (xii) Ancora Holdings 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 3,952,125 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 3,952,125 (xiii) Mr. DiSanto 1. Sole power to vote or direct vote: 4,000 2. Shared power to vote or direct vote: 3,952,125 3. Sole power to dispose or direct the disposition: 4,000 4. Shared power to dispose or direct the disposition: 3,952,125 | |
| (c) | The transactions in the Shares by the Reporting Persons during the past 60 days are set forth in Exhibit 1 and are incorporated herein by reference. All of such transactions were effected in the open market unless otherwise noted. | |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer | |
Item 6 is hereby amended to add the following: On September 2, 2025, the Reporting Persons exercised all of the 1,504,140 Warrants held by them, representing 1,504,140 Shares, at an exercise price of $0.01 per share. | ||
| Item 7. | Material to be Filed as Exhibits. | |
Item 7 is hereby amended to add the following exhibits: 1 - Transactions in the Securities of the Issuer During the Past 60 days | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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