Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(RULE 13D - 101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)
(Amendment No. 1)*
|
Contura Energy, Inc.
|
|
(Name of Issuer)
|
|
Common Stock, par value $0.01 per share
|
|
(Title of Class of Securities)
|
|
21241B100
|
|
(CUSIP Number)
|
|
Christopher P. Davis, Esq.
Kleinberg, Kaplan, Wolff & Cohen, P.C.
500 Fifth Avenue, New York, New York 10110
(212) 986-6000
|
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
|
|
October 30, 2020
|
|
(Date of Event which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box X .
Note: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
Percy Rockdale LLC
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
WC
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Michigan
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
1,043,367
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
1,043,367
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
1,043,367
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
5.7%
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
Rio Royal LLC
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
WC
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Michigan
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
17,300
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
17,300
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
17,300
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
Less than 1%
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
MG Capital Management Ltd.
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
AF
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Cayman Islands
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
18,974*
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
18,974*
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
18,974*
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
Less than 1%
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
* Including 85 shares of Common Stock issuable upon the exercise of certain warrants.
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
Michael Gorzynski
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
AF
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
United States
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
1,062,341*
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
1,062,341*
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
1,062,341*
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
5.8%
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
IN
|
|||||
* Including 85 shares of Common Stock issuable upon the exercise of certain warrants
The following constitutes Amendment No. 1 to the Schedule 13D filed by the undersigned (the “Amendment No. 1”).
This Amendment No. 1 amends the Schedule 13D as specifically set forth herein.
| Item 4. |
Purpose of Transaction.
|
Item 4 of the Schedule 13D is hereby amended to add the following:
In late October, the Reporting Persons approached the Board of Directors of the Issuer to express their views on
the management of the Issuer and composition of the Board of Directors of the Issuer.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: November 2, 2020
Percy Rockdale LLC
By:_/s/ Michael Gorzynski __________
Michael Gorzynski, as Sole Manager
Rio Royal LLC
By:_/s/ Michael Gorzynski __________
Michael Gorzynski, as Sole Manager
MG Capital Management Ltd.
By:_/s/ Michael Gorzynski __________
Michael Gorzynski, as Sole Director
_/s/ Michael Gorzynski __________
Michael Gorzynski, a natural person