Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
|
UNDER THE SECURITIES EXCHANGE ACT OF 1934
|
Figure Technology Solutions, Inc. (Name of Issuer) |
Class A Common Stock (Title of Class of Securities) |
349381103 (CUSIP Number) |
09/30/2025 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
|
| Rule 13d-1(c)
|
 Rule 13d-1(d)
|
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
DCM Opportunity Fund III, L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
201,309.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
0.1 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Note to Row 5: 201,309 shares, except that DCM Opportunity Fund Investment Management III, L.P. ("GP Opportunity III"), the general partner of DCM Opportunity Fund III, L.P. ("DCM Opportunity III"), and DCM Opportunity Fund International III, Ltd. ("UGP Opportunity III"), the general partner of GP Opportunity III, may be deemed to have sole power to vote these shares, and Matthew C. Bonner ("Bonner"), Andre G. Levi ("Levi") and F. Hurst Lin ("Lin"), the directors of UGP Opportunity III, may be deemed to have shared power to vote these shares. Note to Row 6: See response to row 5. Note to Row 7: 201,309 shares, except that GP Opportunity III, the general partner of DCM III, and UGP Opportunity III, the general partner of GP Opportunity III, may be deemed to have sole power to dispose of these shares, and Bonner, Levi and Lin, the directors of UGP Opportunity III, may be deemed to have shared power to dispose of these shares. Note to Row 8: See response to row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 shares of Class A common stock outstanding of Figure Technology Solutions, Inc. (the "Issuer") as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
DCM Opportunity Fund Investment Management III, L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
201,309.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
0.1 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Note to Row 5: 201,309 shares, all of which are directly owned by DCM Opportunity III. GP Opportunity III, the general partner of DCM Opportunity III, may be deemed to have sole power to vote these shares, except that UGP Opportunity III, the general partner of GP Opportunity III, may be deemed to have sole power to vote these shares and Bonner, Levi and Lin, the directors of UGP Opportunity III, may be deemed to have shared power to vote these shares. Note to Row 6: See response to row 5. Note to Row 7: 201,309 shares, all of which are directly owned by DCM Opportunity III. GP Opportunity III, the general partner of DCM Opportunity III, may be deemed to have sole power to dispose of these shares, except that UGP Opportunity III, the general partner of GP Opportunity III, may be deemed to have sole power to dispose of these shares, and Bonner, Levi and Lin, the directors of UGP Opportunity III, may be deemed to have shared power to dispose of these shares. Note to Row 8: See response to row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 shares of Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
DCM Opportunity Fund International III, Ltd. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
201,309.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
0.1 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Note to Row 5: 201,309 shares, all of which shares are directly owned by DCM Opportunity III. UGP Opportunity III is the general partner of GP Opportunity III, the general partner of DCM Opportunity III, and may be deemed to have sole power with respect to such shares, except that GP Opportunity III, the general partner of DCM Opportunity III, may be deemed to have sole power to vote these shares and Bonner, Levi and Lin, the directors of UGP Opportunity III, may be deemed to have shared power to vote these shares. Note to Row 6: See response to row 5. Note to Row 7: 201,309 shares, all of which shares are directly owned by DCM Opportunity III. UGP Opportunity III is the general partner of GP Opportunity III, the general partner of DCM Opportunity III, and may be deemed to have sole power to dispose of these shares, except that GP Opportunity III, the general partner of DCM Opportunity III, may be deemed to have sole power to dispose of these shares, and Bonner, Levi and Lin, the directors of UGP Opportunity III, may be deemed to have shared power to dispose of these shares. Note to Row 8: See response to row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 shares of Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
Figure Investments, LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,456,952.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.4 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Note to Row 5: 16,456,952 shares, except that DCM Ventures China Fund (DCM VIII), L.P. ("DCM VIII"), the majority voting member of Figure Investments, LLC ("Figure SPV"), DCM Investment Management VIII, L.P. ("GP VIII"), the general partner of DCM VIII, and DCM International VIII, Ltd. ("UGP VIII"), the general partner of GP VIII, may be deemed to have sole power to vote these shares, and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to vote of these shares. The members of Figure SPV are DCM VIII, DCM VIII, L.P. ("Side Fund VIII") and DCM Affiliates Fund VIII, L.P. ("Affiliates Fund VIII"), DCM VIII, Side Fund VIII and Affiliates Fund VIII are all under common control and each of DCM VIII, Side Fund VIII and Affiliates Fund VIII may receive proceeds from a disposition of these shares in proportion to their percentage interests in Figure SPV. Note to Row 6: See response to Row 5. Note to Row 7: 16,456,952 shares, except that DCM VIII, the majority voting member of Figure SPV, GP VIII, the general partner of DCM VIII, and UGP VIII, the general partner of GP VIII, may be deemed to have sole power to dispose of these shares, and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to dispose of these shares. The members of Figure SPV are DCM VIII, Side Fund VIII and Affiliates Fund VIII, DCM VIII, Side Fund VIII and Affiliates Fund VIII are all under common control and each of DCM VIII, Side Fund VIII and Affiliates Fund VIII may receive proceeds from a disposition of these shares in proportion to their percentage interests in Figure SPV. Note to Row 8: See response to Row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
DCM Ventures China Fund (DCM VIII), L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,456,952.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.4 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Note to Row 5: 16,456,952, all of which shares are directly owned by Figure SPV. DCM VIII, the majority voting member of Figure SPV, GP VIII, the general partner of DCM VIII, an
d UGP VIII, the general partner of GP VIII, may be deemed to have sole power to vote these shares, and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to vote these shares. The members of Figure SPV are DCM VIII, Side Fund VIII and Affiliates Fund VIII, DCM VIII, Side Fund VIII and Affiliates Fund VIII are all under common control and each of DCM VIII, Side Fund VIII and Affiliates Fund VIII may receive proceeds from a disposition of these shares in proportion to their percentage interests in Figure SPV. Note to Row 6: See response to Row 5. Note to Row 7: 16,456,952, all of which shares are directly owned by Figure SPV. DCM VIII, the majority voting member of Figure SPV, GP VIII, the general partner of DCM VIII, and UGP VIII, the general partner of GP VIII, may be deemed to have sole power to dispose of these shares, and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to dispose of these shares. The members of Figure SPV are DCM VIII, Side Fund VIII and Affiliates Fund VIII, DCM VIII, Side Fund VIII and Affiliates Fund VIII are all under common control and each of DCM VIII, Side Fund VIII and Affiliates Fund VIII may receive proceeds from a disposition of these shares in proportion to their percentage interests in Figure SPV. Note to Row 8: See response to Row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
DCM Investment Management VIII, L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,456,952.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.4 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Note to Row 5: 16,456,952, all of which shares are directly owned by Figure SPV. GP VIII is the general partner of DCM VIII, the majority voting member of Figure SPV, and may be deemed to have sole power to vote these shares, except that UGP VIII, the general partner of GP VIII, may be deemed to have sole power to vote these shares, and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to vote these shares. Note to Row 6: See response to Row 5. Note to Row 7: 16,456,952, all of which shares are directly owned by Figure SPV. GP VIII is the general partner of DCM VIII, the majority voting member of Figure SPV, may be deemed to have sole power to dispose of these shares, except that UGP VIII, the general partner of GP VIII, may be deemed to have sole power to dispose of these shares, and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to dispose of these shares. Note to Row 8: See response to Row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
DCM International VIII, Ltd. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,456,952.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.4 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Note to Row 5: 16,456,952, all of which shares are directly owned by Figure SPV. UGP VIII is the general partner of GP VIII, the general partner of DCM VIII, the dispositive voting member of Figure SPV, and may be deemed to have sole voting power with respect to such shares, except GP VIII, the general partner of DCM VIII, and DCM VIII, the dispositive voting member of Figure SPV, may be deemed to have sole power to vote these shares and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to vote these shares. Note to Row 6: See response to Row 5. Note to Row 7: 16,456,952, all of which shares are directly owned by Figure SPV. UGP VIII is the general partner of GP VIII, the general partner of DCM VII, the dispositive voting member of Figure SPV, and may be deemed to have sole voting power with respect to such shares, except GP VIII, the general partner of DCM VIII, and DCM VIII, the dispositive voting member of Figure SPV, may be deemed to have sole power to dispose of these shares and Bonner, Levi and Lin, the directors of UGP VIII, may be deemed to have shared power to dispose of these shares. Note to Row 8: See response to Row 7. Note to Row 11: This percentage is calculated based upon 174,853,649 Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
Matthew C. Bonner | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,658,261.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.5 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Note to Row 6: 16,658,261, of which 16,456,952 are directly owned by Figure SPV and 201,309 are directly owned by DCM Opportunity III. Bonner is a director of each of UGP VIII, the general partner of GP VIII, which is the general partner of each of DCM VIII, Side Fund VIII and Affiliates Fund VIII, the members of Figure SPV, and UGP Opportunity III, the general partner of GP Opportunity III, which is the general partner of DCM Opportunity III, and may be deemed to have shared power to vote these shares. Note to Row 8: 16,658,261, of which 16,456,952 are directly owned by Figure SPV and 201,309 are directly owned by DCM Opportunity III. Bonner is a director of each of UGP VIII, the general partner of GP VIII, which is the general partner of each of DCM VIII, Side Fund VIII and Affiliates Fund VIII, the members of Figure SPV, and UGP Opportunity III, the general partner of GP Opportunity III, which is the general partner of DCM Opportunity III, and may be deemed to have shared power to dispose of these shares. Note to Row 11: This percentage is calculated based upon 174,853,649 shares of Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
Andre G. Levi | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,658,261.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.5 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Note to Row 6: 16,658,261, of which 16,456,952 are directly owned by Figure SPV and 201,309 are directly owned by DCM Opportunity III. Levi is a director of each of UGP VIII, the general partner of GP VIII, which is the general partner of each of DCM VIII, Side Fund VIII and Affiliates Fund VIII, the members of Figure SPV, and UGP Opportunity III, the general partner of GP Opportunity III, which is the general partner of DCM Opportunity III, and may be deemed to have shared power to vote these shares. Note to Row 8: 16,658,261, of which 16,456,952 are directly owned by Figure SPV and 201,309 are directly owned by DCM Opportunity III. Levi is a director of each of UGP VIII, the general partner of GP VIII, which is the general partner of each of DCM VIII, Side Fund VIII and Affiliates Fund VIII, the members of Figure SPV, and UGP Opportunity III, the general partner of GP Opportunity III, which is the general partner of DCM Opportunity III, and may be deemed to have shared power to dispose of these shares. Note to Row 11: This percentage is calculated based upon 174,853,649 shares of Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| CUSIP No. | 349381103 |
| 1 | Names of Reporting Persons
F. Hurst Lin | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
16,658,261.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.5 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Note to Row 6: 16,658,261, of which 16,456,952 are directly owned by Figure SPV and 201,309 are directly owned by DCM Opportunity III. Lin is a director of each of UGP VIII, the general partner of GP VIII, which is the general partner of each of DCM VIII, Side Fund VIII and Affiliates Fund VIII, the members of Figure SPV, and UGP Opportunity III, the general partner of GP Opportunity III, which is the general partner of DCM Opportunity III, and may be deemed to have shared power to vote these shares. Note to Row 8: 16,658,261, of which 16,456,952 are directly owned by Figure SPV and 201,309 are directly owned by DCM Opportunity III. Lin is a director of each of UGP VIII, the general partner of GP VIII, which is the general partner of each of DCM VIII, Side Fund VIII and Affiliates Fund VIII, the members of Figure SPV, and UGP Opportunity III, the general partner of GP Opportunity III, which is the general partner of DCM Opportunity III, and may be deemed to have shared power to dispose of these shares. Note to Row 11: This percentage is calculated based upon 174,853,649 shares of Class A common stock outstanding of the Issuer as of September 30, 2025, as set forth in the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 13, 2025.
SCHEDULE 13G
|
| Item 1. | ||
| (a) | Name of issuer:
Figure Technology Solutions, Inc. | |
| (b) | Address of issuer's principal executive offices:
100 West Liberty St, Suite 600 Reno, NV, 10018 | |
| Item 2. | ||
| (a) | Name of person filing:
This Schedule is filed by DCM Opportunity Fund III, L.P., a Cayman Islands exempted limited partnership ("DCM Opportunity III"), DCM Opportunity Fund Investment Management III, L.P., a Cayman Islands exempted limited partnership ("GP Opportunity III"), DCM Opportunity Fund International III, Ltd., a Cayman Islands exempted company ("UGP Opportunity III"), Figure Investments, LLC, a Delaware limited liability corporation ("Figure SPV), DCM Ventures China Fund (DCM VIII), L.P., a Cayman Islands exempted limited partnership ("DCM VIII"), DCM Investment Management VIII, L.P., a Cayman Islands exempted limited partnership ("GP VIII"), DCM International VIII, Ltd., a Cayman Islands exempted company ("UGP VIII"), Matthew C. Bonner, ("Bonner"), Andre G. Levi ("Levi") and F. Hurst Lin ("Lin"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." | |
| (b) | Address or principal business office or, if none, residence:
c/o DCM 2420 Sand Hill Road Suite 200 Menlo Park, California 94025 | |
| (c) | Citizenship:
See Row 4 of cover page for each Reporting Person. | |
| (d) | Title of class of securities:
Class A Common Stock | |
| (e) | CUSIP No.:
349381103 | |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
| |
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
| |
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
| |
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
| |
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
| |
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
| |
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
| |
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
| |
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
| |
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
| |
| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
See Row 9 of cover page for each Reporting Person. | |
| (b) | Percent of class:
See Row 11 of cover page for each Reporting Person. %
| |
| (c) | Number of shares as to which the person has:
| |
| (i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person. | ||
| (ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person. | ||
| (iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person. | ||
| (iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person. | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Under certain circumstances set forth in the limited partnership agreements of DCM Opportunity III, DCM VIII, GP VIII and GP Opportunity III, the limited liability company agreement of Figure SPV and the amended and restated memorandum and articles of association of UGP Opportunity III and UGP VIII, the partners, members or shareholders, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from the sale of, shares of the Issuer directly or indirectly owned by each such entity of which they are a partner or member. | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
| ||
| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
| ||
| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
| ||
| Item 10. | Certifications: |
Not Applicable
|
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Comments accompanying signature: * Signed pursuant to a Power of Attorney included at Exhibit B hereto.
Exhibit Information
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Exhibit A Agreement of Joint Filing Exhibit B Power of Attorney |