Sec Form 13D Filing - Long Daniel Reid III filing for FAUQUIER BANKSHARES INC. (FBSS) - 2019-10-09

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D-A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Fauquier Bankshares, Inc.
(Name of Issuer)
Common Stock, $3.13 Par Value Per Share
(Title of Class of Securities)
312059108
(CUSIP Number)
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
Daniel R.. Long, III CFA
588 Eagle Watch Lane
Osprey, Florida 34229
(941-350-0686)
This email address is being protected from spambots. You need JavaScript enabled to view it.
October 8, ,2019
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a
statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.
Note: Schedules filed in paper format shall include a
signed original and five copies of the schedule,
 including all exhibits. See 240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled
out for a reporting person's initial filing on this
form with respect to the subject class of securities,
and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover
page.
The information required on the remainder of this cover
 page shall not be deemed to be "filed" for the purpose
of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).


CUSIP No. 312059108 13D-A Page 2 of 3 Pages

1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS.
2. OF ABOVE PERSONS (ENTITIES ONLY)
Daniel R. Long, III I.R.S IDENTIFICATION NO ###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)
(b) X
3. SEC USE ONLY

4. SOURCE OF FUNDS (see instructions)

PF

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
6. CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH SOLE VOTING POWER

252,549
8. SHARED VOTING POWER

257,549
9. SOLE DISPOSITIVE POWER

0
252,549
10. SHARED DISPOSITIVE POWER
257,549

11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
257,549
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)

13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.80% ( 1 ) )
14. TYPE OF REPORTING PERSON (see instructions)
Individuals and Private 501C3 Non Operating
Foundation
(1) Assumes 3,784,934 shares of common stock
(2) outstanding as of the date of this statement
(3) on Schedule 13D-A1, based on 3,784,934 shares of
(4) common stock outstanding as of June 30, 2019, as
(5)  reported in the Issuers Quarterly Report on
(6) Form 10Q filed on August 2, 2019

CUSIP No. 312059108 13D-A1 Page 2 of 3 Pages

1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION
2. NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Daniel R. Long, III
Fauquier Bankshares, Inc is a Delaware corporation
( the Issuer ) The address of the principal executive
 offices of the Issuer is: 10 Courthouse Square.
Warrenton, Va. 20186
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
a) This 13D-A is filed by Daniel R.Long, III
b) The Reporting person?s address is : 588Eagle Watch Lane,
 Osprey, Florida 34229
c) Daniel R. Long, III
d) The Reporting Person has not been convicted in a
Criminal Proceeding( excluding traffic violations or
similar misdemeanors) during the last five years.
e) The Reporting Person has not been a party to a
civil proceeding of a judicial or administrative
body resulting in a judgement, decree or final
order enjoining future violations of, or
prohibiting or mandating activities subject to
federal or state laws , or finding any violation with
respect to such laws.

f) Mr. Long is a citizen of the United States
3. SEC USE ONLY

4. SOURCE OF FUNDS (see instructions)
Daniel Long is the father of Amy Woolf and
Daniel R. Long,IV and the brother of Barbara L.O?Brien.
He is the President of The D R Long Foundation,Inc.
And Barbara L. O?Brien is a Director thereof.
None of the members of the family or the
Officers or Directors of the Foundation has any
affiliation with any Officer or Director of
Fauquier Bankshares , Inc.
In all instances the purchases of the common stock
were made with personal investment funds or
Foundation portfolio funds.

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
6. CITIZENSHIP OR PLACE OF ORGANIZATION

UNITED STATES OF AMERICA

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH 7. SOLE VOTING POWER

252,549

8. SHARED DISPOSITIVE POWER

256,249

11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
257,549
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)

13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.80% (2)
14. TYPE OF REPORTING PERSON (see instructions)
IN
(1)

CUSIP No.312059108 13D-A Page 2 of 3 Pages


Item 1. Security and Issuer.
This Amendment No. 1 to Schedule 13D amends and
restates (as amended and restated, the "Schedule 13D")
 in its entirety the statement on Schedule 13D filed
on February 7, 2019 (the "original Schedule 13D") with
the U.S. Securities and Exchange Commission
(the "Commission") byDaniel R. Long, III with respect
to the common stock, par value $3.13per share
("Common Stock"), of Fauquier Bankshares, Inc,
a Delaware corporation (the "Issuer").Item
2. Identity and Background.

Item 3. Source or Amount of Funds or Other Consideration
See commentary on Item 4 pg2 above
Item 4.
The securities of the Issuer were acquired by the
Reporting Persons for Investment and not with the
 purpose nor with the effect of changing or
influencing control of the Issuer nor in connection
with or as a participant in any transaction having
such purpose or effect. This filing asserts the
passive role that the Reporting Persons assume
with the possible exception of joining discussions
with management and or the Board of Directors
concerning shareholder communications and possible
corporate governance issues.
The Reporting Persons may, at any time and from time
to time, review or reconsider their position and/or
change their purpose
The Reporting Persons, may from time to time,
depending on prevailing market, economic or other
 conditions and at their discretion, acquire
additional or dispose of shares of Common Stock,
 or engage in discussions with the Issuer concerning
any such acquisitions or dispositions or other
investments in the Issuer. The Reporting Persons
intend to review their investment in the Issuer
on a continuing basis and, depending upon the price
and availability of shares of Common Stock or other
securities of the Issuer, subsequent developments
affecting the Issuer, the Issuer's business and
prospects, other investment and business opportunities
available to the Reporting Persons, general stock
market and economic conditions, tax considerations
and other factors deemed relevant by the Reporting
Persons, may decide to increase or decrease the size
of their investment in the Issuer at any time.
Item 5. Interest in Securities of the Issuer.
The information contained on the cover pages to this
Schedule 13D-A is incorporated herein by reference.
(a) As of the date the aggregate number of shares of
(b) Common Stock to which this Schedule 13D-A
(c) relates is 257,549. The Common Stock held by
(d) the Reporting Persons represents 6.80% of the
(e) Common Stock outstanding of the Issuer as of
(f) June 30,2019
(b) Mr Long has sole voting and dispositive power over
the shares of Common Stock of which he owns individually
 ( In a Living Trust in which he is the Sole Trustee)
and in his Retirement accounts. Mr Long as President
of the D R Long Foundation, Inc has sole voting and
dispositive power over the shares which the Foundation
 owns in its portfolio. Mr. Long has only dispositive
power held in the retirement account of Mrs. O?Brien
where he has limited trading authority. Mr. Long has
no voting or dispositive power over the shares held by
 Amy C. Woolf or Daniel R. Long, IV . However his advice
 concerning their holdings may influence their respective
 decisions in holding, disposing or adding to their holdings.
(d) No applicable
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or
Relationships with Respect to Securities of the Issuer.
There are no contracts, arrangements, understandings,
 or relationships (legal or otherwise) among the
Reporting Persons between any third party, with respect
 to any securities of the Issuer.
Item 7. Material to Be Filed as Exhibits.
Exhibit 1:Exhibit 1: Shareholdings by Account and Title:
Daniel R. Long, III Roth Retirement Accts. 175,181 shs.
Living Trust Accts. 71,368 shs.
D R Long Foundation , Inc. 6,000 shs.
Barbara L O?Brien 3,700 shs.
Amy C. Woolf 1,000 shs.
Daniel R. Long, IV 300 shs.

CUSIP No. 312059108 13D-A Page 3 of 3 Pages



After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information
 set forth in this statement is true, complete and correct.


Daniel R. Long, III
October 8, 2019