Sec Form 13G Filing - Loumaye Ernest filing for ObsEva SA (OBSV) - 2020-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

ObsEva SA

(Name of Issuer)

Common Shares, par value CHF 1/13 per share

(Title of Class of Securities)

H5861P103

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. H5861P103   13G    

 

  1   

NAMES OF REPORTING PERSONS

 

Ernest Loumaye

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

    

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Belgium

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

3,099,098

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

3,099,098

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,099,098

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ☐

 

    

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.1% (1)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

(1)

This percentage is calculated based on 43,799,404 of the Issuer’s Common Shares reported by the Issuer to be outstanding as of September 30, 2019 in Exhibit 99.1 attached to the Issuer’s Report on Form 6-K, as filed with the Securities and Exchange Commission on November 13, 2019.


CUSIP NO. H5861P103   13G    

 

Introductory Note: This statement on Schedule 13G is filed on behalf of the Reporting Person, in respect of Common Shares (“Common Shares”) of ObsEva SA (the “Issuer”).

 

Item 1(a)   Name of Issuer:
  ObsEva SA
Item 1(b)   Address of Issuer’s principal executive offices:
  Chemin des Aulx, 12
  1228 Plan-les-Ouates
  Geneva, Switzerland
Items 2(a)   Name of Reporting Persons filing:
  Ernest Loumaye
Item 2(b)   Address or principal business office or, if none, residence:
  The address of the principal business office of Mr. Loumaye is c/o ObsEva SA, Chemin des Aulx, 12, 1228 Plan-les-Ouates, Geneva, Switzerland
Item 2(c)   Citizenship:

 

Name

  

Citizenship or Place of Organization

Ernest Loumaye    Belgium

 

Item 2(d)   Title of class of securities:
  Common Shares, par value CHF 1/13 per share
Item 2(e)   CUSIP No.:
  H5861P103
Item 3   If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a:
  Not applicable.
Item 4   Ownership
  The following information with respect to the ownership of Common Shares of the Issuer by the Reporting Person filing this statement on Schedule 13G is provided as of December 31, 2019.

 

Reporting Persons

   Common
Shares
Held
Directly
     Sole
Voting
Power
     Shared
Voting
Power
     Sole
Dispositive
Power
     Shared
Dispositive
Power
     Beneficial
Ownership
     Percentage
of Class
(1)
 

Ernest Loumaye (1)

     3,099,098        3,099,098        0        3,099,098        0        3,099,098        7.1

 

(1)

This percentage is calculated based on 43,799,404 of the Issuer’s Common Shares reported by the Issuer to be outstanding as of September 30, 2019 in Exhibit 99.1 attached to the Issuer’s Report on Form 6-K, as filed with the Securities and Exchange Commission on November 13, 2019.

 

Item 5   Ownership of Five Percent or Less of a Class
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☐


CUSIP NO. H5861P103   13G    

 

Item 6   Ownership of More than Five Percent on Behalf of Another Person
  Not applicable.
Item 7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
  Not applicable.
Item 8   Identification and Classification of Members of the Group
  Not applicable.
Item 9   Notice of Dissolution of Group
  Not applicable.
Item 10   Certifications
  Not applicable.


CUSIP NO. H5861P103   13G    

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2020

 

By:  

/s/ Ernest Loumaye

  Ernest Loumaye