Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Roivant Sciences Ltd.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
G76279101
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. G76279101 | Schedule 13G | Page 1 of 10 |
| 1 |
Names of Reporting Persons
SB Investment Advisers (UK) Limited | |||||
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
England and Wales | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
99,375,586 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
99,375,586 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
99,375,586 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
| 12 | Type of Reporting Person
CO | |||||
| CUSIP No. G76279101 | Schedule 13G | Page 2 of 10 |
| 1 |
Names of Reporting Persons
SVF GP (Jersey) Limited | |||||
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Jersey | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
99,375,586 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
99,375,586 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
99,375,586 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
| 12 | Type of Reporting Person
CO | |||||
| CUSIP No. G76279101 | Schedule 13G | Page 3 of 10 |
| 1 |
Names of Reporting Persons
SoftBank Vision Fund LP | |||||
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Jersey | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
99,375,586 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
99,375,586 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
99,375,586 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. G76279101 | Schedule 13G | Page 4 of 10 |
| 1 |
Names of Reporting Persons
SVF Holdings (UK) LLP | |||||
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
England and Wales | |||||
| Number of Shares Beneficially Owned by Each Reporting Person Wit h |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
99,375,586 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
99,375,586 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
99,375,586 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. G76279101 | Schedule 13G | Page 5 of 10 |
| 1 |
Names of Reporting Persons
SVF Investments (UK) Limited | |||||
| 2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
England and Wales | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
99,375,586 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
99,375,586 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
99,375,586 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
14.4% | |||||
| 12 | Type of Reporting Person
CO | |||||
| CUSIP No. G76279101 | Schedule 13G | Page 6 of 10 |
| ITEM 1. (a) | Name of Issuer: |
Roivant Sciences Ltd. (the “Issuer”).
| (b) | Address of Issuer’s Principal Executive Offices: |
Suite 1, 3rd Floor, 11-12 St. James’s Square, London SW1Y 4LB, United Kingdom.
| ITEM 2. (a) | Name of Person Filing: |
Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:
SB Investment Advisers (UK) Limited (“SBIA UK”)
SVF GP (Jersey) Limited
SoftBank Vision Fund LP
SVF Holdings (UK) LLP
SVF Investments (UK) Limited
| (b) | Address or Principal Business Office: |
The principal business address for each of SBIA UK, SVF Holdings (UK) LLP and SVF Investments (UK) Limited is 69 Grosvenor Street, London W1K 3JP, United Kingdom. The principal business address for each of SVF GP (Jersey) Limited and SoftBank Vision Fund LP is Aztec Group House, 11-15 Seaton Place, St. Helier, Jersey JE4 0QH.
| (c) | Citizenship of each Reporting Person is: |
SBIA UK, SVF Holdings (UK) LLP and SVF Investments (UK) Limited are organized under the laws of England and Wales. SVF GP (Jersey) Limited and SoftBank Vision Fund LP are organized under the laws of Jersey.
| (d) | Title of Class of Securities: |
Common shares, par value $ 0.0000000341740141 per share (“Common Shares”).
| (e) | CUSIP Number: |
G76279101
| ITEM 3. |
|
Not applicable.
| CUSIP No. G76279101 | Schedule 13G | Page 7 of 10 |
| ITEM 4. | Ownership. |
| (a-c) | |
The ownership information presented below represents beneficial ownership of Common Shares of the Issuer as of December 31, 2021, based upon 692,012,183 Common Shares outstanding as of December 1, 2021, based on the Issuer’s Prospectus filed with the Securities and Exchange Commission on January 4, 2022.
| Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
| SB Investment Advisers (UK) Limited |
99,375,586 | 14.4 | % | 0 | 99,375,586 | 0 | 99,375,586 | |||||||||||||||||
| SVF GP (Jersey) Limited |
99,375,586 | 14.4 | % | 0 | 99,375,586 | 0 | 99,375,586 | |||||||||||||||||
| SoftBank Vision Fund LP |
99,375,586 | 14.4 | % | 0 | 99,375,586 | 0 | 99,375,586 | |||||||||||||||||
| SVF Holdings (UK) LLP |
99,375,586 | 14.4 | % | 0 | 99,375,586 | 0 | 99,375,586 | |||||||||||||||||
| SVF Investments (UK) Limited |
99,375,586 | 14.4 | % | 0 | 99,375,586 | 0 | 99,375,586 | |||||||||||||||||
SVF Investments (UK) Limited is the record holder of the securities reported herein. SVF GP (Jersey) Limited is the general partner of Softbank Vision Fund LP, which is the managing member of SVF Holdings (UK) LLP, which is the sole owner of SVF Investments (UK) Limited.
SBIA UK has been appointed as alternative investment fund manager (“AIFM”) of SoftBank Vision Fund LP. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund LP’s investments. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities reported herein.
| ITEM 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
| ITEM 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
Not applicable.
| ITEM 7. | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
| ITEM 8. | Identification and Classification of Members of the Group. |
Not applicable.
| CUSIP No. G76279101 | Schedule 13G | Page 8 of 10 |
| ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
| ITEM 10. | Certification. |
Not applicable.
| CUSIP No. G76279101 | Schedule 13G | Page 9 of 10 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2022
| SB Investment Advisers (UK) Limited | ||
| By: | /s/ Spencer Collins | |
| Name: | Spencer Collins | |
| Title: | General Counsel | |
| SVF GP (Jersey) Limited | ||
| By: | /s/ Simon King | |
| Name: | Simon King | |
| Title: | Director | |
| SoftBank Vision Fund LP | ||
| By: SB Investment Advisers (UK) Limited, its Manager | ||
| By: | /s/ Spencer Collins | |
| Name: | Spencer Collins | |
| Title: | General Counsel | |
| SVF Holdings (UK) LLP | ||
| By: SoftBank Vision Fund LP, its Managing Member | ||
| By: SB Investment Advisers (UK) Limited, its Manager | ||
| By: | /s/ Spencer Collins | |
| Name: | Spencer Collins | |
| Title: | General Counsel | |
| SVF Investments (UK) Limited | ||
| By: SVF Holdings (UK) LLP, its Sole Owner | ||
| By: SoftBank Vision Fund LP, its Managing Member | ||
| By: SB Investment Advisers (UK) Limited, its Manager | ||
| By: | /s/ Spencer Collins | |
| Name: | Spencer Collins | |
| Title: | General Counsel | |
| CUSIP No. G76279101 | Schedule 13G | Page 10 of 10 |
LIST OF EXHIBITS
| Exhibit No. |
Description | |
| 99 | Joint Filing Agreement. | |