Sec Form 13G Filing - LSP V Cooperatieve U.A. filing for Orphazyme A/SOrphazyme A/S - 2021-02-08

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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United States

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.    )*

 

 

Orphazyme A/S

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

687305102

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


        CUSIP No. 687305102    Schedule 13G    Page 1 of 7  

 

  1    

  Names of Reporting Persons

 

  LSP V Coöperatieve U.A.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

   Citizenship or Place of Organization

 

  The Netherlands

Number of Shares Beneficially Owned by Each Reporting Person
With
   5     

  Sole Voting Power

 

  279,157

   6   

  Shared Voting Power

 

  2,431,672

   7   

  Sole Dispositive Power

 

  279,157

   8   

  Shared Dispositive Power

 

  2,431,672

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,710,829

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  7.8%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)


        CUSIP No. 687305102    Schedule 13G    Page 2 of 7  

 

  1    

  Names of Reporting Persons

 

  Orpha Pooling B.V.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

   Citizenship or Place of Organization

 

  The Netherlands

Number of Shares Beneficially Owned by Each Reporting Person
With
   5     

  Sole Voting Power

 

  0

   6   

  Shared Voting Power

 

  2,431,672

   7   

  Sole Dispositive Power

 

  0

   8   

  Shared Dispositive Power

 

  2,431,672

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,431,672

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  7.0%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)


  & #xA0;     CUSIP No. 687305102    Schedule 13G    Page 3 of 7  

 

ITEM 1.

(a) Name of Issuer:

Orphazyme A/S (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

Ole Maaløes Vej 3, DK-2200 Copenhagen N, Denmark.

 

ITEM 2.

(a) Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

LSP V Coöperatieve U.A.

Orpha Pooling B.V.

 

  (b)

Address or Principal Business Office:

The principal business address of each of the Reporting Persons is c/o LSP, Johannes Vermeerplein 9, 1071 DV Amsterdam, the Netherlands.

 

  (c)

Citizenship of each Reporting Person is:

Each of the Reporting Persons is organized under the laws of the Netherlands.

 

  (d)

Title of Class of Securities:

Ordinary shares with a nominal value of DKK 1 per share (“Ordinary Shares”).

 

  (e)

CUSIP Number:

687305102

 

ITEM 3.

Not applicable.

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Ordinary Shares of the Issuer as of December 31, 2020, based upon 34,697,703 Ordinary Shares outstanding as of October 1, 2020.


        CUSIP No. 687305102    Schedule 13G    Page 4 of 7  

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote
or to
direct
the vote:
     Shared
power to
vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

LSP V Coöperatieve U.A.

     2,710,829        7.8     279,157        2,431,672        279,157        2,431,672  

Orpha Pooling B.V.

     2,431,672        7.0     0        2,431,672        0        2,431,672  

LSP V Coöperatieve U.A. is the record holder of 279,157 Ordinary Shares and Orpha Pooling B.V. is the record holder of 2,431,672 Ordinary Shares.

LSP V Coöperatieve U.A. is the controlling shareholder of Orpha Pooling B.V. As a result, LSP V Coöperatieve U.A. may be deemed to share beneficial ownership of the securities held by Orpha Pooling B.V.

 

Not applicable.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


        CUSIP No. 687305102    Schedule 13G    Page 5 of 7  

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    February 8, 2021

 

LSP V Coöperatieve U.A.
By:   /s/ Martijn Kleijwegt
Name:   LSP V Management B.V.
Title:   Managing Director
Name:   Martijn Kleijwegt
Title:   Managing Director

 

By:   /s/ René Kuijten
Name:   LSP V Management B.V.
Title:   Managing Director
Name:   René Kuijten
Title:   Managing Director

 

Orpha Pooling B.V.
By:   /s/ Martijn Kleijwegt
Name:   LSP V Management B.V.
Title:   Managing Director
Name:   Martijn Kleijwegt
Title:   Managing Director

 

By:   /s/ René Kuijten
Name:   LSP V Management B.V.
Title:   Managing Director
Name:   René Kuijten
Title:   Managing Director


        CUSIP No. 687305102    Schedule 13G    Page 6 of 7  

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement.