Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
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CBAK Energy Technology, Inc. (Name of Issuer) |
COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) |
14986C102 (CUSIP Number) |
Yunfei Li BAK Industrial Park, Meigui Street,, Huayuankou Economic Zone, Dalian, F4, 116450 86-411-39185985 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
12/03/2025 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | 14986C102 |
| 1 |
Name of reporting person
Yunfei Li | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
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| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
CHINA
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
722,500.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
0.8 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
Based on 88,645,836 shares of common stock issued and outstanding per the Schedule 14A filed on November 14, 2025.
SCHEDULE 13D
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| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
COMMON STOCK, PAR VALUE $0.001 | |
| (b) | Name of Issuer:
CBAK Energy Technology, Inc. | |
| (c) | Address of Issuer's Principal Executive Offices:
BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian,
CHINA
, 116450. | |
Item 1 Comment:
This Amendment No. 5 to Schedule 13D (this "Amendment No. 5") relates to the common stock, par value $0.001 per share (the "Common Stock") of CBAK Energy Technology, Inc. (the "Co
mpany"). This Amendment No. 5 is being filed by Yunfei Li (the "Reporting Person") to amend and supplement the Reporting Person's Amendment No. 4 to Schedule 13D previously filed with the Securities and Exchange Commission (the "SEC") on June 9, 2020 (the "Schedule 13D"). Except as provided herein, this Amendment No. 5 does not modify any of the information previously reported on the Schedule 13D. Capitalized terms used but not defined herein have the meanings assigned to them in the Schedule 13D. This Amendment No. 5 constitutes the final amendment to the Schedule 13D and an exit filing for the Reporting Person. | ||
| Item 3. | Source and Amount of Funds or Other Consideration | |
Item 3 of Schedule 13D is hereby amended and supplemented by adding the following at the end thereof: On December 3, 2025, the Reporting Person transferred 10,413,371 shares of common stock of CBAK Energy Technology, Inc. to Gimli Group Limited as a bona fide gift for $0.00, pursuant to a Stock Transfer Agreement dated December 3, 2025. No funds or other consideration were paid or received in connection with the transfer of shares described herein. | ||
| Item 4. | Purpose of Transaction | |
Item 4 of Schedule 13D is hereby amended and supplemented by adding the following at the end thereof: On December 3, 2025, the Reporting Person transferred 10,413,371 shares of common stock of CBAK Energy Technology, Inc. to Gimli Group Limited as a bona fide gift, pursuant to a Stock Transfer Agreement dated December 3, 2025. As a result of this transaction, the Reporting Person no longer beneficially owns more than 5% of the shares of common stock of the issuer. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | See rows (11) and (13) of the cover pages to this Amendment No. 5 for the aggregate number of shares and percentages of the shares beneficially owned by the Reporting Person | |
| (b) | See rows (7) through (10) of the cover pages to this Amendment No. 5 for the number of shares as to which the Reporting Person has the sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition | |
| (c) | Other than the transactions discussed in Item 3 hereof, the contents of which are incorporated herein by reference, the Reporting Person did not effect any transactions in the Issuer's securities within the past 60 days. | |
| (d) | Other than the Reporting Person, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Reporting Person's shares. | |
| (e) | December 3, 2025 | |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer | |
There are no contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Person and any person with respect to any securities of the Issuer, including but not limited to transfer or voting of any other securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies. | ||
| Item 7. | Material to be Filed as Exhibits. | |
Exhibit 99.1: Stock Transfer Agreement, dated December 3, 2025, by and between Yunfei Li and Gimli Group Limited. | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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