Sec Form 13G Filing - Kleiner Perkins Caufield & Byers XVI LLC filing for AEye Inc. (LIDR) - 2024-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

 

AEye, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

008183204

(CUSIP Number)

 

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨  Rule 13d-1(b)
     
  ¨  Rule 13d-1(c)
     
  x  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

 

 

Page 1 of 13

Exhibit Index on Page 12

 

 

 

 

CUSIP #008183204 Page 2 of 13

 

1 NAME OF REPORTING PERSONS           Kleiner Perkins Caufield & Byers XVI, LLC (“KPCB XVI”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)       x       

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
187,130 shares, except that KPCB XVI Associates, LLC (“KPCB XVI Associates”), the managing member of KPCB XVI, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
187,130 shares, except that KPCB XVI Associates, the managing member of KPCB XVI, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                           187,130
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                   3.0%

12 TYPE OF REPORTING PERSON                                                                                                                                          OO
       

 

 

 

CUSIP #008183204 Page 3 of 13

 

1 NAME OF REPORTING PERSONS           KPCB XVI Founders Fund, LLC (“KPCB XVI Founders”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)        x      

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
15,297 shares, except that KPCB XVI Associates, the managing member of KPCB XVI Founders, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
15,297 shares, except that KPCB XVI Associates, the managing member of KPCB XVI Founders, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                             15,297
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                     0.2%

12 TYPE OF REPORTING PERSON                                                                                                                                             OO
       

 

 

 

CUSIP #008183204 Page 4 of 13

 

1 NAME OF REPORTING PERSONS           KPCB XVI Associates, LLC
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)       x       

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
202,427 shares, of which 187,130 are directly owned by KPCB XVI and 15,297 are directly owned by KPCB XVI Founders. KPCB XVI Associates, the managing member of KPCB XVI and KPCB XVI Founders, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
202,427 shares, of which 187,130 are directly owned by KPCB XVI and 15,297 are directly owned by KPCB XVI Founders. KPCB XVI Associates, the managing member of KPCB XVI and KPCB XVI Founders, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                          202,427
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                3.2%

12 TYPE OF REPORTING PERSON                                                                                                                                        OO
       

 

 

 

CUSIP #008183204 Page 5 of 13

 

1 NAME OF REPORTING PERSONS           Kleiner Perkins Caufield & Byers XIX, LLC (“KPCB XIX”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)       x       

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
78,743 shares, except that KPCB XIX Associates, LLC (“KPCB XIX Associates”), the managing member of KPCB XIX, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
78,743 shares, except that KPCB XIX Associates, the managing member of KPCB XIX, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                            78,743
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                  1.3%

12 TYPE OF REPORTING PERSON                                                                                                                                         OO
       

 

 

 

CUSIP #008183204 Page 6 of 13

 

1 NAME OF REPORTING PERSONS           KPCB XIX Founders Fund, LLC (“KPCB XIX Founders”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)       x       

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
1,738 shares, except that KPCB XIX Associates, the managing member of KPCB XIX Founders, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
1,738 shares, except that KPCB XIX Associates, the managing member of KPCB XIX Founders, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                            1,738
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                 ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                  0.0%

12 TYPE OF REPORTING PERSON                                                                                                                                         OO
       

 

 

 

CUSIP #008183204 Page 7 of 13

 

1 NAME OF REPORTING PERSONS           Kleiner Perkins XIX Friends, LLC (“KPCB XIX Friends”)
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)       x       

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
739 shares, except that KPCB XIX Associates, the managing member of KPCB XIX Friends, may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
739 shares, except that KPCB XIX Associates, the managing member of KPCB XIX Friends, may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                            739
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                  0.0%

12 TYPE OF REPORTING PERSON                                                                                                                                         OO
       

 

 

 

CUSIP #008183204 Page 8 of 13

 

1 NAME OF REPORTING PERSONS           KPCB XIX Associates, LLC
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)       ¨       (b)       x       

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
81,220 shares, of which 78,743 are directly owned by KPCB XIX, 1,738 are directly owned by KPCB XIX Founders and 739 are directly owned by KPCB XIX Friends. KPCB XIX Associates, the managing member of KPCB XIX, KPCB XIX Founders and KPCB XIX Friends may be deemed to have sole power to vote these shares.
  6 SHARED VOTING POWER
See response to row 5.
  7 SOLE DISPOSITIVE POWER
81,220 shares, of which 78,743 are directly owned by KPCB XIX, 1,738 are directly owned by KPCB XIX Founders and 739 are directly owned by KPCB XIX Friends. KPCB XIX Associates, the managing member of KPCB XIX, KPCB XIX Founders and KPCB XIX Friends may be deemed to have sole power to dispose of these shares.
  8 SHARED DISPOSITIVE POWER
See response to row 7.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                            81,220
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES                                                ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                                                                                                                                                                                                  1.3%

12 TYPE OF REPORTING PERSON                                                                                                                                         OO
       

 

 

 

CUSIP #008183204 Page 9 of 13

 

This Amendment No. 1 amends the Statement on Schedule 13G previously filed by Kleiner Perkins Caufield & Byers XVI, LLC, a Delaware limited liability company, KPCB XVI Founders Fund, LLC, a Delaware limited liability company, KPCB XVI Associates, LLC, a Delaware limited liability company, Kleiner Perkins Caufield & Byers XIX, LLC, a Delaware limited liability company, KPCB XIX Founders Fund, LLC, a Delaware limited liability company, Kleiner Perkins XIX Friends, LLC, a Delaware limited liability company, and KPCB XIX Associates, LLC, a Delaware limited liability company. The foregoing entities are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 1.

 

ITEM 2(E).CUSIP NUMBER

008183204

 

ITEM 4.OWNERSHIP

 

The following information with respect to the ownership of the ordinary shares of the Issuer by the persons filing this Statement is provided as of December 31, 2023:

 

(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x

 

 

 

 

CUSIP #008183204 Page 10 of 13

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:   February 14, 2024

 

  KLEINER PERKINS CAUFIELD & BYERS XVI, LLC, a Delaware limited liability company

 

  By: KPCB XVI ASSOCIATES, LLC, a Delaware limited liability company, its managing member

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

 

  KPCB XVI FOUNDERS FUND, LLC, a Delaware limited liability company

 

  By: KPCB XVI ASSOCIATES, LLC, a Delaware limited liability company, its managing member

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

 

  KPCB XVI ASSOCIATES, LLC, a Delaware limited liability company

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

 

 

 

 

CUSIP #008183204 Page 11 of 13

 

  KLEINER PERKINS CAUFIELD & BYERS XIX, LLC, a Delaware limited liability company

 

  By: KPCB XIX ASSOCIATES, LLC, a Delaware limited liability company, its managing member

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

 

  KPCB XIX FOUNDERS FUND, LLC, a Delaware limited liability company

 

  By: KPCB XIX ASSOCIATES, LLC, a Delaware limited liability company, its managing member

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

 

  KLEINER PERKINS XIX FRIENDS, LLC, a Delaware limited liability company

 

  By: KPCB XIX ASSOCIATES, LLC, a Delaware limited liability company, its managing member

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

 

  KPCB XIX ASSOCIATES, LLC, a Delaware limited liability company

 

By:/s/ Susan Biglieri
  Susan Biglieri
  Chief Financial Officer

  

 

 

 

CUSIP #008183204 Page 12 of 13

 

EXHIBIT INDEX

 

  Found on Sequentially
Exhibit Numbered Page
   
Exhibit A:  Agreement of Joint Filing 13

 

 

 

 

CUSIP #008183204 Page 13 of 13

 

exhibit A

 

Agreement of Joint Filing

 

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of the Issuer shall be filed on behalf of each of the undersigned. Note that a copy of the applicable Agreement of Joint Filing is already on file with the appropriate agencies.