Sec Form 13G Filing - Sheffield Bryan filing for Pioneer PE Holding LLC (PE) - 2020-01-17

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

Name of Reporting Person:

Bryan Sheffield

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

SEC Use Only

Citizenship or Place of Organization

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

Sole Voting Power

30,964,569⁽¹⁾⁽³⁾

Shared Voting Power

1,335,110⁽²⁾⁽³⁾

Sole Dispositive Power

30,628,380⁽¹⁾⁽³⁾

Shared Dispositive Power

1,335,110⁽²⁾⁽³⁾

Aggregate Amount Beneficially Owned by Each Reporting Person

32,299,679^(1)(2)(3)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

☐

Percent of Class Represented by Amount in Row (9)

7.83%⁽⁴⁾

Type of Reporting Person

IN

Consists of (i) 8,266,414 shares of Class A common stock and 20,415,517 shares of Class B common stock held by Mr. Sheffield, (ii) 948,043 shares of Class A common stock and 998,406 shares of Class B common stock held by the Bryan S. Sheffield Spousal Lifetime Access Trust, for which Mr. Sheffield serves as the investment trustee, and (iii) for purposes of voting power only, (A) 224,126 performance-based restricted shares of Class A common stock and (B) 112,063 time-based restricted shares of Class A common stock. See Item 4 below for additional information.

Consists of (i) 352,521 shares of Class A common stock and 371,249 shares of Class B common stock held by Mr. Sheffield’s spouse and (ii) 297,761 shares of Class A common stock and 313,579 shares of Class B common stock held by the Sharoll M. Sheffield 2012 Irrevocable Trust, for which Mr. Sheffield’s spouse serves as the investment trustee.

Shares of the Issuer’s Class B common stock are exchangeable for shares of Class A common stock on a one-for-one basis.

Based on 412,772,852 aggregate shares of Class A common stock and Class B common stock issued and outstanding at the close of business on January 14, 2020.

Name of issuer:

Address of issuer’s principal executive offices:

Names of persons filing:

Address or principal business office or, if none, residence:

Citizenship:

Title of class of securities:

CUSIP number:

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Ownership:

Amount beneficially owned: 32,299,679⁽¹⁾

Percent of class: 7.83%⁽²⁾

Number of shares as to which the person has:

Sole power to vote or to direct the vote: 30,964,569⁽¹⁾

Shared power to vote or to direct the vote: 1,335,110⁽¹⁾

Sole power to dispose or to direct the disposition of: 30,628,380⁽¹⁾

Shared power to dispose or to direct the disposition of: 1,335,110⁽¹⁾

As of December 31, 2019, Mr. Sheffield beneficially owned 32,299,679 shares of common stock in the Issuer.

Based on 412,772,852 aggregate shares of Class A common stock and Class B common stock issued and outstanding at the close of business on January 14, 2020.

Ownership of five percent or less of a class:

Ownership of more than five percent on behalf of another person:

Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person:

Identification and classification of members of the group: Not applicable.

Notice of dissolution of group: Not applicable.

Certifications: Not applicable.

/s/ Bryan Sheffield