Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Del Taco Restaurants, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
245496104
(CUSIP Number)
December 31, 2020
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1(b) |
| ¨ | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
CUSIP No. 245496104
| 1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Claire P. Murphy, individually and as trustee
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| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) ¨ |
|
| 3. | SEC US ONLY | |
| 4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
|
| 5. | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER | |
| 936,988 | ||
| 6. |
SHARED VOTING POWER
0
|
|
| 7. |
SOLE DISPOSITIVE POWER
936,988
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| 8. |
SHARED DISPOSITIVE POWER
0
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| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
936,988
|
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| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨ | |
| 11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.5%
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|
| 12. |
TYPE OF REPORTING PERSON
IN
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| 2 |
SCHEDULE 13G
| CUSIP No. 245496104 |
Item 1.
| (a) | Name of Issuer: |
Del Taco Restaurants, Inc.
| (b) | Address of Issuer’s Principal Executive Offices: |
25521 Commerce Centre Drive
Lake Forest, CA 92360
| Item 2. |
| (a) | through (c): |
This Schedule 13G is being filed by the Claire P. Murphy, individually and indirectly as trustee of each of the Ari Levy 2003 Investment Trust, the Steven Florsheim 2003 Investment Trust, the Andrew Florsheim 2003 Investment Trust, and Robert Florsheim 2003 Investment Trust. Ms. Murphy is a U.S. citizen. The principal business address of each Trust and the Trustee is Claire P. Murphy, 444 West Lake Street, Suite 1900, Chicago, IL 60606.
| (d) | Title of Class of Securities |
Common Stock
| (e) | CUSIP No.: |
245496104
| Item 3. | If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | ¨ | Broker or dealer registered under section 15 of the Act. | ||
| (b) | ¨ | Bank as defined in section 3(a)(6) of the Act. | ||
| (c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act. | ||
| (d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940. | ||
| (e) | ¨ | An investment advisor in accordance with section 240.13d-1(b)(1)(ii)(E). | ||
| (f) | ¨ | An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). | ||
| (g) | ¨ | A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G). | ||
| (h) | ¨ | A savings association as defined in section 3(b) of the Federal Deposit Insurance Act. | ||
| (i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. | ||
| (j) | ¨ | Group, in accordance with section 240.13d-1(b)(1)(ii)(J). |
| 3 |
| Item 4. | Ownership. |
| (a) | Amount beneficially owned: 936,988 shares. |
| (b) |
Percent of class: 2.5% (based on 37,324,593 shares outstanding as of October 12, 2020 as reported on the Issuer’s most recent Report on Form 10-Q) |
| (c) | Number of shares as to which the Trust and the Trustee have: |
| (i) | Sole power to vote or to direct the vote: 936,988 |
| (ii) | Shared power to vote or to direct the vote: -0- |
| (iii) | Sole power to dispose or to direct the disposition of: 936,988 |
| (iv) | Shared power to dispose or to direct the disposition of: -0- |
| Item 5. | Ownership of 5 Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: x
| Item 6. | Ownership of More than 5 Percent on Behalf of Another Person. |
Not applicable.
| Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group |
Not applicable.
| Item 9. | Notice of Dissolution of Group. |
Not applicable.
| Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
| 4 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated as of February 16, 2021 | |||
| Claire P. Murphy, individually and as trustee of the Ari Levy 2003 Investment Trust, the Steven Florsheim 2003 Investment Trust, the Andrew Florsheim 2003 Investment Trust, and the Robert Florsheim 2003 Investment Trust | |||
| By: | /s/ Claire P. Murphy | ||
| Claire P. Murphy | |||
| 5 |