Sec Form 13D Filing - Uniform InvestCo LP filing for OneMain Holdings Inc. (OMF) - 2023-12-04

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

OneMain Holdings, Inc.

(Name of Issuer)

COMMON STOCK, par value $0.01 per share

(Title of Class of Securities)

68268W103

(CUSIP Number)

Andrew Malone

Värde Partners, Inc.

901 Marquette Ave. S, Suite 3300

Minneapolis, MN 55402

(952) 893-1554

November 30, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 68268W103

   Page  2

 

 

  1.    

  Names of Reporting Persons.

 

  UNIFORM INVESTCO LP

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  6,696,718

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  6,696,718

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,696,718

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  5.59%    

14.  

  Type of Reporting Person

 

  PN

 


CUSIP No. 68268W103

   Page  3

 

 

  1.    

  Names of Reporting Persons.

 

  UNIFORM INVESTCO GP LLC

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  6,696,718

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  6,696,718

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,696,718

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  5.59%    

14.  

  Type of Reporting Person

 

  OO

 


CUSIP No. 68268W103

   Page  4

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE FUND VI-A, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  334,441

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  334,441

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  334,441

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.28%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  5

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE INVESTMENT PARTNERS, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  787,169

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  787,169

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  787,169

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.66%

14.  

  Type of Reporting Person

 

  PN

 


CUSIP No. 68268W103

   Page  6

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE INVESTMENT PARTNERS (OFFSHORE) MASTER, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  769,607

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  769,607

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  769,607

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.64%

14.  

  Type of Reporting Person

 

  PN

 


CUSIP No. 68268W103

   Page  7

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE INVESTMENT PARTNERS G.P., L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  1,891,217

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  1,891,217

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,891,217

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.58%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  8

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE INVESTMENT PARTNERS UGP, LLC

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  1,891,217

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  1,891,217

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,891,217

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.58%

14.  

  Type of Reporting Person

 

  OO

 


CUSIP No. 68268W103

   Page  9

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE SKYWAY MASTER FUND, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  804,081

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  804,081

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  804,081

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.67%

14.  

  Type of Reporting Person

 

  PN

 


CUSIP No. 68268W103

   Page  10

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE SKYWAY FUND G.P., L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  804,081

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  804,081

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  804,081

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.67%

14.  

  Type of Reporting Person

 

  PN

 


CUSIP No. 68268W103

   Page  11

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE SKYWAY FUND UGP, LLC

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  804,081

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  804,081

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Pers on

 

  804,081

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.67%

14.  

  Type of Reporting Person

 

  OO

 


CUSIP No. 68268W103

   Page  12

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE FUND XII (MASTER), L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  1,306,546

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  1,306,546

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,306,546

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.09%

14.  

  Type of Reporting Person

 

  PN

 


CUSIP No. 68268W103

   Page  13

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE FUND XII G.P., L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  1,306,546

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  1,306,546

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,306,546

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.09%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  14

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE FUND XII UGP, LLC

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  1,306,546

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  1,306,546

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,306,546

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.09%

14.  

  Type of Reporting Person

 

  OO


CUSIP No. 68268W103

   Page  15

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE CREDIT PARTNERS MASTER, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  616,793

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  616,793

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  616,793

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.51%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  16

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE CREDIT PARTNERS G.P., L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  616,793

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  616,793

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  616,793

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.51%

14.  

  Type of Reporting Person

 

  OO


CUSIP No. 68268W103

   Page  17

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE CREDIT PARTNERS UGP, LLC

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  616,793

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  616,793

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  616,793

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  0.51%

14.  

  Type of Reporting Person

 

  OO


CUSIP No. 68268W103

   Page  18

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE SFLT, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  2,078,081

     9.   

  Sole Dispositiv e Power

 

  0    

   10.   

  Shared Dispositive Power

 

  2,078,081

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,078,081

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.73%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  19

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE SPECIALTY FINANCE FUND G.P., L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  2,078,081

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  2,078,081

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,078,081

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.73%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  20

 

 

  1.    

  Names of Reporting Persons.

 

  THE VÄRDE SPECIALITY FINANCE FUND U.G.P., LLC

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Cayman Islands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  2,078,081

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  2,078,081

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,078,081

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  1.73%

14.  

  Type of Reporting Person

 

  OO


CUSIP No. 68268W103

   Page  21

 

 

  1.    

  Names of Reporting Persons.

 

  UNIFORM INVESTCO SUB L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  4,510,294

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  4,510,294

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  4,510,294

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  3.76%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  22

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE PARTNERS, L.P.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  6,696,718

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  6,696,718

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,696,718

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  5.59%

14.  

  Type of Reporting Person

 

  PN


CUSIP No. 68268W103

   Page  23

 

 

  1.    

  Names of Reporting Persons.

 

  VÄRDE PARTNERS, INC.

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  6,696,718

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  6,696,718

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,696,718

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  5.59%

14.  

  Type of Reporting Person

 

  CO


CUSIP No. 68268W103

   Page  24

 

 

  1.    

  Names of Reporting Persons.

 

  ILFRYN C. CARSTAIRS

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  Australia and the United Kingdom

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  6,696,718

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  6,696,718

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,696,718

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  5.59%

14.  

  Type of Reporting Person

 

  IN


CUSIP No. 68268W103

   Page  25

 

 

  1.    

  Names of Reporting Persons.

 

  BRADLEY P. BAUER

  2.  

  Check the Appropriate Box if a Member of a Group

  (a)  ☒        (b)  ☐

 

  3.  

  SEC Use Only

 

  4.  

  Source of Funds

 

  OO    

  5.  

  Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ☐

  6.  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

with:

 

     7.     

  Sole Voting Power

 

  0    

     8.   

  Shared Voting Power

 

  6,696,718

     9.   

  Sole Dispositive Power

 

  0    

   10.   

  Shared Dispositive Power

 

  6,696,718

11.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,696,718

12.  

  Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  ☐

13.  

  Percent of Class Represented by Amount in Row (11)

 

  5.59%

14.  

  Type of Reporting Person

 

  IN


CUSIP No. 68268W103

   Page  26

 

 

Schedule 13D/A

Amendment No. 6

 

ITEM 1.

SECURITY AND ISSUER

This Statement on Schedule 13D relates to the common stock, par value $0.01 per share (the “Common Stock”), of OneMain Holdings, Inc. (the “Issuer”). The principal executive offices of the Issuer are located at 601 N.W. Second Street, Evansville, IN 47708.

This Amendment No. 6 (“Amendment No. 6”) amends and supplements the Schedule 13D filed by the Reporting Persons on July 3, 2018, as amended by Amendment No. 1 thereto filed on February 20, 2020, Amendment No. 2 thereto filed on February 18, 2021, Amendment No. 3 thereto filed on May 7, 2021, Amendment No. 4 thereto filed on October 18, 2021 and Amendment No. 5 thereto filed on February 15, 2023 (as so amended by this Amendment No. 6, the “Schedule 13D”). This Amendment No. 6 is filed, in part, to reflect a change in the percentages previously reported as a result of the change in the outstanding shares of the Issuer’s Common Stock reported by the Issuer in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (“SEC”) on October 26, 2023 and certain sales by the Reporting Persons. Except as specifically provided herein, this Amendment No. 6 does not modify any of the information previously reported on the Schedule 13D. Capitalized terms used but not otherwise defined in this Amendment No. 6 shall have the meanings ascribed to them in the Schedule 13D.

 

ITEM 2.

IDENTITY AND BACKGROUND

Clause (a) of Item 2 of this Schedule 13D is hereby amended and restated in its entirety as follows:

 

  (i)

Uniform InvestCo LP, a Delaware limited partnership (“InvestCo”);

 

  (ii)

Uniform InvestCo GP LLC, a Delaware limited liability company (“InvestCo GP”), the general partner of InvestCo;

 

  (iii)

The Värde Fund VI-A, L.P., a Delaware limited partnership (“Fund VI”);

 

  (iv)

Värde Investment Partners, L.P., a Delaware limited Partnership (“VIP”);

 

  (v)

Värde Investment Partners (Offshore) Master, L.P., a Cayman Islands exempted limited partnership (“VIP Offshore”);

 

  (vi)

Värde Investment Partners G.P., L.P., a Delaware limited partnership (“VIP GP”), the general partner of Fund VI, VIP and VIP Offshore;

 

  (vii)

Värde Investment Partners UGP, LLC, a Delaware limited liability company (“VIP UGP”), the general partner of VIP GP;

 

  (viii)

The Värde Skyway Master Fund, L.P., a Cayman Islands exempted limited partnership (“Skyway”);

 

  (ix)

The Värde Skyway Fund G.P., L.P., a Delaware limited partnership (“Skyway GP”), the general partner of Skyway;

 

  (x)

The Värde Skyway Fund UGP, LLC, a Delaware limited liability company (“Skyway UGP”), the general partner of Skyway GP;

 

  (xi)

The Värde Fund XII (Master), L.P., a Delaware limited partnership (“Fund XII”);


CUSIP No. 68268W103

   Page  27

 

 

  (xii)

The Värde Fund XII G.P., L.P., a Delaware limited partnership (“Fund XII GP”), the general partner of Fund XII;

 

  (xiii)

The Värde Fund XII UGP, LLC, a Delaware limited partnership (“Fund XII UGP”), the general partner of Fund XII GP;

 

  (xiv)

Värde Credit Partners Master, L.P., a Cayman Islands exempted limited partnership (“Credit Partners”);

 

  (xv)

Värde Credit Partners G.P., L.P., a Delaware limited partnership (“Credit Partners GP”), the general partner of Credit Partners;

 

  (xvi)

Värde Credit Partners UGP, LLC, a Delaware limited liability company (“Credit Partners UGP”), the general partner of Credit Partners GP;

 

  (xvii)

Värde SFLT, L.P., a Cayman Islands exempted limited partnership (“SFLT”);

 

  (xviii)

The Värde Specialty Finance Fund G.P., L.P., a Cayman Islands exempted limited partnership (“SFLT GP”), the general partner of SFLT;

 

  (xix)

The Värde Specialty Finance Fund U.G.P., LLC, a Cayman Islands limited liability company (“SFLT UGP”), the general partner of SFLT GP;

 

  (xx)

Värde Partners, L.P., a Delaware limited partnership (“Managing Member”), the managing member of VIP GP, Skyway GP, Fund XII UGP, Credit Partners GP and SFLT UGP;

 

  (xxi)

Värde Partners, Inc., a Delaware corporation (“General Partner”), the general partner of the Managing Member and Manager of InvestCo GP;

 

  (xxii)

Mr. Ilfryn C. Carstairs (“Mr. Carstairs”), the co-chief executive officer of the General Partner.

 

  (xxiii)

Bradley P. Bauer (“Mr. Bauer”), the co-chief executive officer of the General Partner.

Clause (c) of Item 2 of this Schedule 13D is hereby amended and restated in its entirety as follows:

For Mr. Carstairs, the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted is: Co-Chief Executive Officer, Värde Partners, Inc., 88 Market Street #23-04, Singapore 048948. For Mr. Bauer, the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted is: Chief Executive Officer, Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022. The principal business of each of the other Reporting Persons is direct or indirect investment in financial assets.

Attached as Appendix A to Item 2 is information concerning the executive officers, managers and directors of the General Partner and other entities as to which such information is required to be disclosed in response to Item 2 and General Instruction C to Schedule 13D.

Clause (f) of Item 2 of this Schedule 13D is hereby amended and restated in its entirety as follows:

Mr. Carstairs is a citizen of Australia and the United Kingdom. Mr. Bauer is a citizen of United States. Each of the other Reporting Persons is organized in the State of Delaware except VIP Offshore, Skyway, Credit Partners, SFLT, SFLT GP and SFLT UGP, which are organized under the laws of the Cayman Islands. Each of the executive officers and directors identified on Appendix A to Item 2 hereto are U.S. citizens other than Mr. Carstairs, who is a citizen of Australia and the United Kingdom, and Mr. Naglieri and Mr. Milone, who are citizens of Italy.


CUSIP No. 68268W103

   Page  28

 

 

ITEM 3.

SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

No Change.

 

ITEM 4.

PURPOSE OF TRANSACTION

No Change.

 

ITEM 5.

INTEREST IN SECURITIES OF THE ISSUER

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

OMH Holdings LP (“Holdings”) and/or one or more of its subsidiaries are the record owners of an aggregate of 2,186,424 shares of the Issuer’s Common Stock, which represents approximately 1.82% of the Issuer’s outstanding Common Stock. Through its interest in Holdings, Uniform InvestCo LP (“InvestCo”) has a beneficial interest in 2,186,424 shares of the Issuer’s Common Stock, which represents approximately 1.82% of the outstanding shares of the Issuer’s Common Stock. InvestCo Sub is the sole record owner of an aggregate of 4,510,294 shares of the Issuer’s Common Stock, which represents approximately 3.76% of the outstanding shares of the Issuer’s Common Stock. Through its interest in InvestCo Sub, InvestCo has a beneficial interest in 4,510,294 shares of the Issuer’s Common Stock, which represents approximately 3.76% of the outstanding shares of the Issuer’s Common Stock. Each of Fund VI-A, VIP, VIP Offshore, Skyway, Fund XII, Credit Partners and SFLT own an interest in Uniform Topco LP. Uniform InvestCo Holdings Sarl, a wholly-owned subsidiary of Uniform Topco LP, and InvestCo GP own 99.99% and 0.01%, respectively, of the outstanding partnership interests of InvestCo. InvestCo and InvestCo GP own 99.99% and 0.01%, respectively, of the outstanding partnership interests of InvestCo Sub.

Each Reporting Person disclaims beneficial ownership of any shares of the Issuer’s Common Stoc k owned of record by Holdings and/or one or more of its subsidiaries, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

(a)See also the information contained on the cover pages of this Statement on Schedule 13D which is incorporated herein by reference. The percentage of Common Stock reported as beneficially owned by each Reporting Person is based on 119,904,122 shares of Common Stock outstanding as of October 19, 2023, based upon information provided in the Quarterly Report on Form 10-Q filed by the Issuer with the SEC on October 26, 2023.

(b) No change.

(c) From November 29, 2023 to December 4, 2023, InvestCo Sub sold 298,684 shares of Common Stock in open market transactions as described below.

 

Date

   Price      Number of
Shares
 

11/29/2023

   $  42.14-42.33        14,255 (a) 

11/30/2023

   $ 41.99-42.73        113,199 (b) 

12/01/2023

   $ 42.17-43.16        31,103 (c) 

12/01/2023

   $ 43.17-43.61        91,165 (d) 

12/04/2023

   $ 43.2-43.845        48,962 (e) 


CUSIP No. 68268W103

   Page  29

 

 

(a)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $42.2574. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

 

(b)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $42.2853. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

 

(c)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $42.5758. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

 

(d)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $43.3957. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

 

(e)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $43.4565. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

From November 30, 2023 to December 4, 2023, a subsidiary of Holdings sold 150,050 shares of Common Stock in open market transactions as described below.

 

Date

   Price3      Number of
Shares
 

11/30/2023

   $  41.99-42.73        59,718  (a) 

12/01/2023

   $ 42.17-43.16        16,408  (b) 

12/01/2023

   $ 43.17-43.61        48,095  (c) 

12/04/2023

   $ 43.2-43.845        25,829  (d) 

 

(a)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $42.2853. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

(b)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $42.5758. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

(c)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $43.3957. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

(d)

These shares of Common Stock were sold in multiple transactions within the price range set forth above at a weighted average sale price of $43.4565. The Reporting Persons hereby undertake to provide upon request by the SEC staff full information regarding the number of shares of Common Stock sold at each separate price.

Except as described in this 13D/A, there have been no reportable transactions with respect to the Common Stock of the Issuer within the last 60 days by the Reporting Persons.

(d) To the knowledge of the Reporting Persons, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Issuer’s Common Stock.

(e) Not applicable.

 

ITEM 6.

CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER

No change.


CUSIP No. 68268W103

   Page  30

 

 

ITEM 7.

MATERIAL TO BE FILED AS EXHIBITS

Item 7 of the Schedule 13D is hereby amended and supplemented as follows:

 

Exhibit

  

Description

Exhibit D    Joint Filing Agreement, dated as of December 4, 2023, by and among the Reporting Persons.


CUSIP No. 68268W103

   Page  31

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: December 4, 2023

 

UNIFORM INVESTCO LP
By:   Uniform InvestCo GP LLC, its General Partner
By:   Värde Partners, Inc., its Manager
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
UNIFORM INVESTCO GP LLC
By:   Värde Partners, Inc., its Manager
By:   /s/ Andrew Malone
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE FUND VI-A, L.P.
By:   Värde Investment Partners G.P., L.P., its General Partner
By:   Värde Investment Partners UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE INVESTMENT PARTNERS, L.P.
By:   Värde Investment Partners G.P., L.P., its General Partner
By:   Värde Investment Partners UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel


CUSIP No. 68268W103

   Page  32

 

 

VÄRDE INVESTMENT PARTNERS (OFFSHORE) MASTER, L.P.
By:   Värde Investment Partners G.P., L.P., its General Partner
By:   Värde Investment Partners UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE INVESTMENT PARTNERS G.P., L.P.
By:   Värde Investment Partners UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE INVESTMENT PARTNERS UGP, LLC
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE SKYWAY MASTER FUND, L.P.
By:   The Värde Skyway Fund G.P., L.P., its General Partner
By:   The Värde Skyway Fund UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel


CUSIP No. 68268W103

   Page  33

 

 

THE VÄRDE SKYWAY FUND G.P., L.P.
By:   The Värde Skyway Fund UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE SKYWAY FUND UGP, LLC
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE FUND XII (MASTER), L.P.
By:   The Värde Fund XII G.P., L.P., its General Partner
By:   The Värde Fund XII UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE FUND XII G.P., L.P.
By:   The Värde Fund XII UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE FUND XII UGP, LLC
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel


CUSIP No. 68268W103

   Page  34

 

 

VÄRDE CREDIT PARTNERS MASTER, L.P.
By:   Värde Credit Partners G.P., L.P., its General Partner
By:   Värde Credit Partners UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE CREDIT PARTNERS G.P., L.P.
By:   Värde Credit Partners UGP, LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE CREDIT PARTNERS UGP, LLC
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE SFLT, L.P.
By:   The Värde Specialty Finance Fund G.P., L.P., its General Partner
By:   The Värde Specialty Finance Fund U.G.P., LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
THE VÄRDE SPECIALTY FINANCE FUND G.P., L.P.
By:   The Värde Specialty Finance Fund U.G.P., LLC, its General Partner
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel


CUSIP No. 68268W103

   Page  35

 

 

THE VÄRDE SPECIALTY FINANCE FUND U.G.P., LLC
By:   Värde Partners, L.P., its Managing Member
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
UNIFORM INVESTCO SUB L.P.
By:   Uniform InvestCo GP LLC, its General Partner
By:   Värde Partners, Inc., its Manager
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE PARTNERS, L.P.
By:   Värde Partners, Inc., its General Partner
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
VÄRDE PARTNERS, INC.
By:  

/s/ Andrew Malone

Name:   Andrew Malone
Title:   General Counsel
ILFRYN CARSTAIRS
By:  

/s/ Ilfryn Carstairs

BRADLEY P. BAUER
By:  

/s/ Bradley P. Carstairs


CUSIP No. 68268W103

   Page  36

 

 

APPENDIX A

The following sets forth information with respect to certain of the executive officers and managers of the General Partner. Except as noted below, the business address of each of the below individuals is 901 Marquette Ave S, Suite 3300, Minneapolis, MN 55402.

 

Name    Principal occupation or employment and address of any corporation or other organization in which such employment is conducted
Marcia L. Page    Executive Chair of Värde Partners, Inc., 901 Marquette Ave. S., Suite 3300, Minneapolis, MN 55402
George Hicks    Executive Chair of Värde Partners, Inc., 901 Marquette Ave. S., Suite 3300, Minneapolis, MN 55402
Bradley P. Bauer    Co-Chief Executive Officer and Principal of Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022
Andrew P. Lenk    Principal of Värde Partners, Inc., 901 Marquette Ave. S., Suite 3300, Minneapolis, MN 55402
Ilfryn C. Carstairs    Co-Chief Executive Officer and Principal of Värde Partners, Inc., 88 Market Street #23-04, Singapore 048948
Andrew Malone    Principal of Värde Partners, Inc., 901 Marquette Ave. S., Suite 3300, Minneapolis, MN 55402
Giuseppe Naglieri    Principal of Värde Partners, Inc., 2 St. James’s Market, 3rd Floor, London SW1Y 4AH
Timothy J. Mooney    Principal of Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022
Jonathan Fox    Principal of Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022
Haseeb Malik    Principal of Värde Partners, Inc., 88 Market Street #23-04, Singapore 048948
Kevin Medina    Global Chief Compliance Officer of Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022
Francisco Milone    Principal of Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022
James Dunbar    Principal of Värde Partners, Inc., 901 Marquette Ave. S., Suite 3300, Minneapolis, MN 55402
Aneek Mamik    Principal of Värde Partners, Inc., 520 Madison Avenue, 34th Floor, New York 10022
Carlos Sanz Esteve    Principal of Värde Partners, Inc., 2 St. James’s Market, 3rd Floor, London SW1Y 4AH