Sec Form 13G Filing - SILVER JACK filing for SLR Senior Investment Corp. (SUNS) - 2017-01-13

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D. C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 4)*

 

SOLAR SENIOR CAPITAL LTD.

(Name of Issuer)

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

83416M105

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

JACK SILVER

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

UNITED STATES

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

651,373

6

SHARED VOTING POWER

 

7

SOLE DISPOSITIVE POWER

651,373

 

8

SHARED DISPOSITIVE POWER

 

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

651,373

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

4.1%

 

12

TYPE OF REPORTING PERSON

IN

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

sherleigh associates inc. profit sharing plan

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

UNITED STATES 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

91,759

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

91,759

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

91,759

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.6%

 

12

TYPE OF REPORTING PERSON

EP

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

sherleigh associates inc. defined benefit pension plan

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

UNITED STATES 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

0

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

12

TYPE OF REPORTING PERSON

EP

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

SILVER INVESTMENT PARTNERS LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

11,745

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

11,745

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

11,745

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.1%

 

12

TYPE OF REPORTING PERSON

PN

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

hilltop holding company, l.p.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

0

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

12

TYPE OF REPORTING PERSON

PN

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

LEIGH SILVER ROTH LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

NEW YORK 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

0

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

12

TYPE OF REPORTING PERSON

PN

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

ROMY SILVER ROTH LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

NEW YORK 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

0

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%

 

12

TYPE OF REPORTING PERSON

PN

 

           

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

ROMleigh LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

NEW YORK 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

423,077

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

423,077

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

423,077

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

2.6%

 

12

TYPE OF REPORTING PERSON

PN

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

silver family 2007 limited partnership LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

28,374

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

28,374

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

28,374

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.2%

 

12

TYPE OF REPORTING PERSON

PN

 

           

 

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

LENA JUNE ENTERPRISES LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

new york 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

20,000

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

20,000

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

20,000

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.1%

 

12

TYPE OF REPORTING PERSON

PN

 

           

CUSIP No. 83416M105

 

1

NAME OF REPORTING PERSON

rs properties i LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

 

(a) x
(b) ¨
3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

DELAWARE 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

25,238

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

25,238

 

8

SHARED DISPOSITIVE POWER

0

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

25,238

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.2%

 

12

TYPE OF REPORTING PERSON

PN

 

           

CUSIP No. 83416M105

 

Item 1.

 

(a)Name of Issuer:

 

Solar Senior Capital Ltd.

 

(b)Address of Issuer’s Principal Executive Offices:

 

500 Park Avenue

New York, NY 10022

 

Item 2.

 

(a)Name of Person Filing:

 

Jack Silver

Sherleigh Associates Inc. Profit Sharing Plan

Sherleigh Assoicates Inc. Defined Benefit Pension Plan

Silver Investment Partners LP

Hilltop Holding Company, L.P.

Leigh Silver Roth LLC

Romy Silver Roth LLC

Romleigh LLC

Silver Family 2007 Limited Partnership

Lena June Enterprises LLC

RS Properties I LLC

 

(b)Address of Principal Business Office or, if none, Residence:

 

80 Columbus Circle PH76A

New York, NY 10023

 

(c)Citizenship:

 

United States

 

(d)Title of Class of Securities:

 

Common Stock, par value $0.01 per share

 

(e)CUSIP Number:

 

83416M105

 

CUSIP No. 83416M105

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a) ¨ Broker or Dealer registered under Section 15 of the Act

 

(b) ¨ Bank as defined in section 3(a)(6) of the Act

 

(c) ¨ Insurance Company as defined in section 3(a)(19) of the Act

 

(d) ¨ Investment Company registered under section 8 of the Investment Company Act of 1940

 

(e) ¨ Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E)

 

(f) ¨ Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F)

 

(g) ¨ Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(1)(ii)(G)

 

(h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act

 

(i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940

 

(j) ¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J)

 

(k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K)

 

Item 4. Ownership.

 

(a) – (c)

 

As of the date hereof, the reporting persons beneficially owned, in the aggregate, 676,611 shares of common stock of Solar Senior Capital Ltd (the “Common Stock”) representing 4.2% of the outstanding common stock, based on 16,025,011 shares of Common Stock outstanding as reported in the issuer’s quarterly report on Form 10-Q for the quarter ended September 30, 2016. Such shares of Common Stock include (a) 76,418 shares held by Jack Silver, (b) 91,759 shares held by Sherleigh Associates Inc. Profit Sharing Plan, a trust of which Mr. Silver is the trustee, (c) 11,745 shares held by Silver Investment Partners LP, a limited partnership of which Mr. Silver is a general partner, (d) 423,077 shares held by Romleigh LLC, a limited liability company of which Mr. Silver is a manager, (e) 28,374 shares held by Silver Family 2007 Limited Partnership, a limited partnership of which Mr. Silver is a general partner, (f) 20,000 shares held by Lena June Enterprises LLC, a limited liability company of which Mr. Silver is a manager and (j) 25,238 shares held by RS Properties I LLC.

 

Mr. Silver has the sole voting and dispositive power with respect to 651,373 shares of Common Stock held by Mr. Silver, Sherleigh Associates Inc. Profit Sharing Plan, Silver Investment Partners LP, Romleigh LLC, Silver Family 2007 Limited Partnership and Lena June Enterprises LC.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

 

CUSIP No. 83416M105

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

A “group,” within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or Rule 13d-5(b)(1) thereunder, may have been formed that includes, Jack Silver and RS Properties I LLC.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect, other than activities solely in connection with a nomination under Rule 14a-11.

 

CUSIP No. 83416M105

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  January 13, 2017
  Date
     
  /s/ Jack Silver
  Jack Silver
     
  Sherleigh Associates Inc. Profit Sharing Plan
     
  By: /s/ Jack Silver
  Name: Jack Silver
  Title: Trustee
     
  Sherleigh Associates Inc. Defined Benefit Pension Plan
     
  By: /s/ Daniel Liss
  Name: Daniel Liss
  Title: Trustee
     
  Silver Investment Partners LP
     
  By: /s/ Jack Silver
  Name: Jack Silver
  Title: General Partner
     
  Hilltop Holding Company, L.P.
     
  By: /s/ Jack Silver
  Name: Jack Silver
  Title: General Partner
     
  Leigh Silver Roth LLC
     
  By: /s/ Jack Silver
  Name: Jack Silver
  Title: Manager

 

CUSIP No. 83416M105

 

  Romy Silver Roth LLC         By:  /s/ Jack Silver   Name: Jack Silver   Title: Manager         Romleigh LLC         By:  /s/ Jack Silver   Name: Jack Silver   Title: Manager         Silver Family 2007 Limited Partnership         By:  /s/ Jack Silver   Name: Jack Silver   Title: General Partner         Lena June Enterprises LLC         By:  /s/ Jack Silver   Name: Jack Silver   Title: Manager         RS Properties I LLC         By:  /s/ Jesse Kohn   Name: Jesse Kohn   Title: Manager