Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #1
Under the Securities Exchange Act of 1934
Cloud Peak Energy Inc.
|
(Name of Issuer)
Common Stock, par value $0.01 per share
|
(Title of Class of Securities)
18911Q102
|
(CUSIP Number)
December 31, 2010
|
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
ý Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Rio Tinto plc
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) þ
(b) o
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC
|
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Rio Tinto European Holdings Limited
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) þ
(b) o
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC
|
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Rio Tinto Western Holdings Limited
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) þ
(b) o
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Rio Tinto America Holdings Inc.
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) þ
(b) o
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Rio Tinto America Inc.
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) þ
(b) o
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Rio
Tinto Energy America Inc.
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) o
(b) þ
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
CUSIP No. 18911Q102
|
13G
|
|
1
|
NAMES OF REPORTING PERSONS
Kennecott Management Services Company
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a
) o
(b) þ
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
-0-
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
-0-
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
-0-
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
Item 1. (a)
|
Name of Issuer
|
Cloud Peak Energy Inc.
Item 1. (b)
|
Address of Issuer’s Principal Executive Offices
|
505 South Gillette Avenue, Gillette, WY 82716
Item 2. (a)
|
Name of Person Filing
|
This statement is being filed by and on behalf of Rio Tinto plc (“RT PLC”), Rio Tinto European Holdings Limited (“RTEH”), Rio Tinto Western Holdings Limited (“RTWH”), Rio Tinto America Holdings Inc. (“RTAH INC”), Rio Tinto America Inc. (“RTA”), Rio Tinto Energy America Inc. (“RTEA”), and Kennecott Management Services Company (“KMSC” and, together with RT PLC, RTEH, RTWH, RTAH INC, RTA and RTEA, the “Reporting Persons”).
RT PLC is the sole stockholder and parent of RTEH. RTEH is the sole stockholder and parent of RTWH. RTWH is the sole stockholder and parent of RTAH INC. RTAH INC is the sole stockholder and parent of RTA. RTA is the sole stockholder and parent of RTEA and KMSC.
Item 2. (b)
|
Address of Principal Business Office or, if None, Residence
|
The business address of each of the Reporting Persons are as follows:
RT PLC:
2 Eastbourne Terrace
London, W2 6LG
United Kingdom
RTEH:
2 Eastbourne Terrace
London, W2 6LG
United Kingdom
RTWH:
2 Eastbourne Terrace
London, W2 6LG
United Kingdom
RTAH INC:
4700 Daybreak Parkway
South Jordan, Utah 84095
RTA:
4700 Daybreak Parkway
South Jordan, Utah 84095
RTEA:
4700 Daybreak Parkway
South Jordan, Utah 84095
KMSC:
4700 Daybreak Parkway
South Jordan, Utah 84095
Item 2. (c)
|
Citizenship
|
RT PLC is a public limited company incorporated under the laws of England and Wales. RTEH is a private limited company incorporated under the laws of England and Wales. RTWH is a private limited company incorporated under the laws of England and Wales. RTAH INC is a Delaware corporation. RTA is a Delaware corporation. RTEA is a Delaware corporation. KMSC is a Delaware corporation.
Item 2. (d)
|
Title of Class of Securities
|
Common Stock, par value $0.01 per share.
Item 2. (e)
|
CUSIP Number
|
18911Q102
Item 3.
|
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|
Not applicable.
Item 4.
|
Ownership
|
The information in items 1 and 5 through 11 on the cover pages on this Schedule 13G is hereby incorporated by reference.
Item 5.
|
Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: þ
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
Not Applicable.
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
|
Not Applicable.
Item 8.
|
Identification and Classification of Members of the Group
|
Not Applicable.
Item 9.
|
Notice of Dissolution of Group
|
Not Applicable.
Item 10.
|
Certification
|
Not Applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2011
RIO TINTO PLC | ||||
|
By:
|
/s/ Ben J. S. Mathews | ||
Name: | Ben J. S. Mathews | |||
Title: | Company Secretary |
RIO TINTO EUROPEAN HOLDINGS LIMITED | ||||
|
By:
|
/s/ Ben J. S. Mathews | ||
Name: | Ben J. S. Mathews | |||
Title: | Director |
RIO TINTO WESTERN HOLDINGS LIMITED | ||||
|
By:
|
/s/ Ben J. S. Mathews | ||
Name: | Ben J. S. Mathews | |||
Title: | Director |
RIO TINTO AMERICA HOLDINGS INC. | ||||
|
By:
|
/s/ Shannon S. Crompton | ||
Name: | Shannon S. Crompton | |||
Title: | Secretary |
RIO TINTO AMERICA INC. | ||||
|
By:
|
/s/ Shannon S. Crompton | ||
Name: | Shannon S. Crompton | |||
Title: | Secretary |
RIO TINTO ENERGY AMERICA INC. | ||||
|
By:
|
/s/ Shannon S. Crompton | ||
Name: | Shannon S. Crompton | |||
Title: | Secretary |
KENNECOTT MANAGEMENT SERVICES COMPANY | ||||
|
By:
|
/s/ Shannon S. Crompton | ||
Name: | Shannon S. Crompton | |||
Title: | Secretary |
EXHIBIT INDEX
Exhibit 1 Joint Filing Agreement dated as of February 5, 2010 (incorporated by reference to Exhibit A to Schedule 13G (File No. 005-85159) filed on February 5, 2010).