Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange
Act of 1934
(Amendment No. 10)*
RECOVERY ENERGY, INC.
(Name of Issuer)
Common Stock, $0.0001 par value
(Title of Class of Securities)
75626X103
(CUSIP Number)
Edward
Mike Davis
200 Rancho Circle
Las Vegas, Nevada 89107
Copy to:
Henry Lichtenberger, Esq.
Sklar Williams PLLC
410 South Rampart Boulevard, Suite 350
Las Vegas, Nevada 89145
(Name, Address
and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 5, 2012
(Date of Event which Requires Filing of this Statement)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
SCHEDULE 13D, Amendment No. 10
Under the Securities Exchange Act of 1934
____________________
RECOVERY ENERGY, INC.
(Name of Issuer)
Common Stock, $0.0001 par value
(Title of Class of Securities)
75626X103
(CUSIP Number)
Edward Mike Davis
200 Rancho Circle
Las Vegas, Nevada 89107
Copy to:
Henry Lichtenberger, Esq.
Sklar Williams PLLC
410 South Rampart Boulevard, Suite 350
Las Vegas, Nevada 89145
_____________________________________________________________
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 5, 2012
(Date of Event which Requires Filing of This Statement)
____________________
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [___].
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act” or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 75626X103 | 13D/A | Page 2 of 4 | ||
| 1. | NAMES
OF REPORTING PERSON Edward Mike Davis |
|||
| 2. | CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨£ (b) ¨£ |
|||
| 3. | SEC USE ONLY |
|||
| 4. | SOURCE OF FUNDS (see
instructions) OO |
|||
| 5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) £ | |||
| 6. | CITIZENSHIP OR PLACE
OF ORGANIZATION Nevada, United States of America |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 shares | ||
| 8. | SHARED VOTING
POWER 0 shares | |||
| 9. | SOLE DISPOSITIVE POWER 0 shares | |||
| 10. | SHARED DISPOSITIVE
POWER 0 shares |
| 11. | AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON 0 shares |
|||
| 12. | CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) £ |
|||
| 13. | PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11) 0.00% |
|||
| 14. | TYPE OF REPORTING PERSON
(see instructions) IN |
This Amendment No. 10 amends the Schedule 13D, Amendment No. 9 filed by the Reporting Person with the Securities and Exchange Commission on November 23, 2012 to adjust the ownership percentage resulting from the sale of the remainder of the shares of the Issuer as described in Item 5(c) below.
Item 5. Interest in Securities of the Issuer
| (a) | 0, 0.00% |
| (b) | 0, 0.00% |
| (c) | The Reporting Person sold 3,015,417 shares of common stock of the Issuer as follows: |
| (i) | 90,513 shares on November 20, 2012 (which sale was previously reported in Item 5(c) to the Reporting Person’s Schedule 13D, Amendment Number 9). |
| (ii) | 116,670 shares on November 21, 2012 (which sale was previously reported in Item 5(c) to the Reporting Person’s Schedule 13D, Amendment Number 9). |
| (iii) | 7,050 shares on November 23, 2012 at a price of $2.05 per share. |
| (iv) | 62,317 shares on November 27, 2012 in the following amounts and price per share: (A) 20,000 shares at a price of $1.80 per share; (B) 12,000 shares at a price of $1.90 per share; (C) 10,000 shares at a price of $1.94 per share; (D) 5,217 shares at a price of $2.02 per share; (E) 10,100 shares at a price of $2.05 per share; and (F) 5,000 shares at a price of $2.10 per share. |
| (v) | 9,041 shares on November 29, 2012 at a price of $1.90 per share. |
| (vi) | 18,700 shares on November 30, 2012 at a price of $1.90 per share |
| (vii) | 2,711,126 shares on December 5, 2012 at a price of $1.51 per share. |
Within the last 60 days, no reportable transactions were effected by the Reporting Person except as set forth in this subsection (c).
| (d) | None |
| (e) | Not applicable |
Item 6 Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer.
None
Item 7 Materials to be Filed as Exhibits
None
| 3 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: December 6, 2012 | /s/ Edward Mike Davis |
| Edward Mike Davis |
| 4 |