Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
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UNDER THE SECURITIES EXCHANGE ACT OF 1934
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(Amendment No. 1)*
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AlTi Global, Inc. (Name of Issuer) |
Class A Common Stock (Title of Class of Securities) |
02157E106 (CUSIP Number) |
04/22/2026 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
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 Rule 13d-1(c)
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| Rule 13d-1(d)
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SCHEDULE 13G
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| CUSIP No. | 02157E106 |
| 1 | Names of Reporting Persons
Peter Yu | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
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| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
5,309,648.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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| 11 | Percent of class represented by amount in row (9)
4.94 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: 1. Consists of (i) 3,565,080 shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock") of AlTi Global Inc. (the "Issuer") held by CGC Sponsor LLC (the "Sponsor"), (ii) 5,309,648 shares of Class A Common Stock held by Pangaea Three-B, LP ("Pangaea") and 31,475 shares of Class A Common Stock held by Pangaea Three Acquisition Holdings V, LLC ("P3A"). Pangaea is the sole member of the Sponsor, the Sponsor is the sole member of P3A, and each of the Sponsor, Pangaea and P3A are controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, Pangaea and P3A and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, Pangaea and P3A, except to the extent of his pecuniary interest therein. 2. Calculated based on 107,438,077 shares of Class A Common Stock issued and outstanding as of March 31, 2026, as reported in the Issuer's Annual Report on Form 10-K filed with the Securities and Exchange Commission (the "SEC") on March 31, 2026.
SCHEDULE 13G
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| CUSIP No. | 02157E106 |
| 1 | Names of Reporting Persons
CGC Sponsor LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,565,080.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
3.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: 1. Consists of (i) 3,565,080 shares of Class A Common Stock held by the Sponsor and (ii) 31,475 shares of Class A Common Stock held by P3A. The Sponsor is the sole member of P3A, and each of the Sponsor and P3A are controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor and P3A and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor and P3A, except to the extent of their respective pecuniary interests therein. 2. Calculated based on 107,438,077 shares of Class A Common Stock issued and outstanding as of March 31, 2026, as reported in the Issuer's Annual Report on Form 10-K filed with the SEC on March 31, 2026.
SCHEDULE 13G
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| CUSIP No. | 02157E106 |
| 1 | Names of Reporting Persons
Pangaea Three-B, LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
5,309,648.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
4.94 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: 1.Consists of (i) 3,565,080 shares of Class A Common Stock held by the Sponsor, (ii) 5,309,648 shares of Class A Common Stock held by Pangaea and (iii) 31,475 shares of Class A Common Stock held by P3A. Pangaea is the sole member of the Sponsor, the Sponsor is the sole member of P3A, and each of the Sponsor, Pangaea and P3A are controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, Pangaea and P3A and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, Pangaea and P3A, except to the extent of his pecuniary interest therein. 2.Calculated based on 107,438,077 shares of Class A Common Stock issued and outstanding as of March 31, 2026, as reported in the Issuer's Annual Report on Form 10-K filed with the SEC on March 31, 2026.
SCHEDULE 13G
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| Item 1. | ||
| (a) | Name of issuer:
AlTi Global, Inc. | |
| (b) | Address of issuer's principal executive offices:
505 Fifth Avenue, 15th Floor, New York, NY 10017 | |
| Item 2. | ||
| (a) | Name of person filing:
This statement is filed on behalf of each of the following persons (collectively, the "Reporting Persons"): (i) CGC Sponsor LLC (ii) Pangaea Three-B, LP (iii) Peter Yu | |
| (b) | Address or principal business office or, if none, residence:
The principal business address of each of the Reporting Persons is 505 Fifth Avenue, 15th Floor, New York, NY 10017. | |
| (c) | Citizenship:
CGC Sponsor LLC is a Cayman Islands limited liability company, Pangaea Three-B, LP is a Cayman Islands exempted limited partnership and Peter Yu is a citizen of the United States of America. | |
| (d) | Title of class of securities:
Class A Common Stock | |
| (e) | CUSIP No.:
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| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
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| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
The information required by Items 4(a) - (c) is set forth in Rows (5) - (11) of the cover page for each Reporting Person and is incorporated herein by reference for each Reporting Person. The aggregate number of shares of Class A Common Stock to which this Schedule 13G relates is 5,309,648 shares, including (i) 3,565,080 shares of Class A Common Stock held by the Sponsor, (ii) 5,309,648 shares of Class A Common Stock held by Pangaea and (iii) 31,475 shares of Class A Common Stock held by P3A. Pangaea is the sole member of the Sponsor, the Sponsor is the sole member of P3A, and each of the Sponsor, Pangaea and P3A are controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, Pangaea and P3A and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, Pangaea and P3A, except to the extent of his pecuniary interest therein. | |
| (b) | Percent of class:
The aggregate percentage of Class A Common Stock beneficially owned by each of the Reporting Persons is calculated based on 107,438,077 shares of Class A Common Stock issued and outstanding as of March 31, 2026, as reported in the Issuer's Annual Report on Form 10-K filed with the SEC on March 31, 2026. %
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| (c) | Number of shares as to which the person has:
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| (i) Sole power to vote or to direct the vote:
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| (ii) Shared power to vote or to direct the vote:
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| (iii) Sole power to dispose or to direct the disposition of:
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| (iv) Shared power to dispose or to direct the disposition of:
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| Item 5. | Ownership of 5 Percent or Less of a Class. | |
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Ownership of 5 percent or less of a class
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| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
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| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
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| Item 8. | Identification and Classification of Members of the Group. | |
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
See Exhibit I | ||
| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
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| Item 10. | Certifications: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Exhibit Information
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Exhibit 1 JOINT ACQUISITION STATEMENT |