Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED
STATES
SECURITIES
AND
EXCHANGE
COMMISSION
Washington,
D.
C.
20549
SCHEDULE
13G
Under
t
he
Secur
i
t
i
es
Exchange
Act
of
1934
(
Amendment
No.
1)
*
The
AES
Cor
por
at
i
on
(
Name
of
I
ssuer
)
Common
St
ock
(
Ti
t
l
e
of
Cl
ass
of
Secur
i
t
i
es)
00130H105
(
CUSI
P
Number
)
December
31,
2019
(
Dat
e
of
Event
Whi
ch
Requi
r
es
Fi
l
i
ng
of
t
hi
s
St
at
ement
)
Check
t
he
appr
opr
i
at
e
box
t
o
desi
gnat
e
t
he
r
ul
e
pur
suant
t
o
whi
ch
t
hi
s
Schedul
e
i
s
f
i
l
ed:
[
X]
Rul
e
13d-
1(
b)
[
]
Rul
e
13d-
1(
c)
[
]
Rul
e
13d-
1(
d)
*The
r
emai
nder
of
t
hi
s
cover
page
shal
l
be
f
i
l
l
ed
out
f
or
a
r
epor
t
i
ng
per
son'
s
i
ni
t
i
al
f
i
l
i
ng
on
t
hi
s
f
or
m
wi
t
h
r
espect
t
o
t
he
subj
ect
cl
ass
of
secur
i
t
i
es,
and
f
or
any
subsequent
amendment
cont
ai
ni
ng
i
nf
or
mat
i
on
whi
ch
woul
d
al
t
er
t
he
di
scl
osur
es
pr
ovi
ded
i
n
a
pr
i
or
cover
page.
The
i
nf
or
mat
i
on
r
equi
r
ed
i
n
t
he
r
emai
nder
of
t
hi
s
cover
page
shal
l
not
be
deemed
t
o
be
"f
i
l
ed"
f
or
t
he
pur
pose
of
Sect
i
on
18
of
t
he
Secur
i
t
i
es
Exchange
Act
of
1934
(
"Act
")
or
ot
her
wi
se
subj
ect
t
o
t
he
l
i
abi
l
i
t
i
es
of
t
hat
sect
i
on
of
t
he
Act
but
shal
l
be
subj
ect
t
o
al
l
ot
her
pr
ovi
si
ons
of
t
he
Act
(
however
,
see
t
he
Not
es)
.
CUSI
P:
00130H105 Page
1
of
4
NAMES
OF
REPORTI
NG
PERSONS
1 I
.
R.
S.
I
DENTI
FI
CATI
ON
NOS.
OF
ABOVE
PERSONS
(
ENTI
TI
ES
ONLY)
Capi
t
al
Worl
d
Invest
ors
**
CHECK
THE
APPROPRI
ATE
BOX
I
F
A
MEMBER
OF
A
GROUP
(
SEE
I
NSTRUCTI
ONS)
2 (
a)
(
b)
SEC
USE
ONLY
3
CI
TI
ZENSHI
P
OR
PLACE
OF
ORGANI
ZATI
ON
4
Del
aware
SOLE
VOTI
NG
POWER
5
73,
177,
084
SHARED
VOTI
NG
POWER
6
NUMBER
OF
SHARES NONE
BENEFICIALLY
OWNED
BY SOLE
DI
SPOSI
TI
VE
POWER
7
EACH
REPORTING 73,
306,
244
PERSON
WITH:
SHARED
DI
SPOSI
TI
VE
POWER
8
NONE
AGGREGATE
AMOUNT
BENEFI
CI
ALLY
OWNED
BY
EACH
REPORTI
NG
PERSON
9
73,
306,
244
Benef
i
ci
al
owner
shi
p
di
scl
ai
med
pur
suant
t
o
Rul
e
13d-
4
CHECK
BOX
I
F
THE
AGGREGATE
AMOUNT
I
N
ROW
(
9)
EXCLUDES
CERTAI
N
SHARES
(
SEE
I
NSTRUCTI
ONS)
10
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
I
N
ROW
9
11
11.
0%
TYPE
OF
REPORTI
NG
PERSON
(
SEE
I
NSTRUCTI
ONS)
12
IA
**
A
di
vi
si
on
of
Capi
t
al
Resear
ch
and
Management
Company
(
CRMC)
CUSI
P:
00130H105 Page
2
of
4
SECURITIES
AND
EXCHANGE
COMMISSION
Washi
ngt
on,
DC
20549
Schedul
e
13G
Under
t
he
Securi
t
i
es
Exchange
Act
of
1934
Amendment
No.
1
I
t
em
1(
a)
Name
of
I
ssuer
:
The
AES
Cor
por
at
i
on
I
t
em
1(
b)
Addr
ess
of
I
ssuer
'
s
Pr
i
nci
pal
Execut
i
ve
Of
f
i
ces:
4300
Wi
l
son
Boul
evar
d
Sui
t
e
1100
Ar
l
i
ngt
on,
VA
22203
I
t
em
2(
a)
Name
of
Per
son(
s)
Fi
l
i
ng:
Capi
t
al
Wor
l
d
I
nvest
or
s
I
t
em
2(
b)
Addr
ess
of
Pr
i
nci
pal
Busi
ness
Of
f
i
ce
or
,
i
f
none,
Resi
dence:
333
Sout
h
Hope
St
r
eet
Los
Angel
es,
CA
90071
I
t
em
2(
c)
Ci
t
i
zenshi
p:
N/
A
I
t
em
2(
d)
Ti
t
l
e
of
Cl
ass
of
Secur
i
t
i
es:
Common
St
ock
I
t
em
2(
e)
CUSI
P
Number
:
00130H105
I
t
em
3
I
f
t
hi
s
st
at
ement
i
s
f
i
l
ed
pur
suant
t
o
sect
i
ons
240.
13d-
1(
b)
or
240.
13d-
2(
b)
or
(
c)
,
check
whet
her
t
he
per
son
f
i
l
i
ng
i
s
a:
(
e)
[
X]
An
i
nvest
ment
advi
ser
i
n
accor
dance
wi
t
h
sect
i
on
240.
13d-
1(
b)
(
1)
(
i
i
)
(
E)
.
I
t
em
4
Owner
shi
p
Pr
ovi
de
t
he
f
ol
l
owi
ng
i
nf
or
mat
i
on
r
egar
di
ng
t
he
aggr
egat
e
number
and
per
cent
age
of
t
he
cl
ass
of
secur
i
t
i
es
of
t
he
i
ssuer
i
dent
i
f
i
ed
i
n
I
t
em
1.
(
a)
Amount
benef
i
ci
al
l
y
owned:
(
b)
Per
cent
of
cl
ass:
(
c)
Number
of
shar
es
as
t
o
whi
ch
t
he
per
son
has:
(
i
)
Sol
e
power
t
o
vot
e
or
t
o
di
r
ect
t
he
vot
e:
(
i
i
)
Shar
ed
power
t
o
vot
e
or
t
o
di
r
ect
t
he
vot
e:
(
i
i
i
)
Sol
e
power
t
o
di
spose
or
t
o
di
r
ect
t
he
di
sposi
t
i
on
of
:
(
i
v)
Shar
ed
power
t
o
di
spose
or
t
o
di
r
ect
t
he
di
sposi
t
i
on
of
:
See
page
2
Capi
t
al
Wor
l
d
I
nvest
or
s
di
vi
si
ons
of
CRMC
and
Capi
t
al
I
nt
er
nat
i
onal
Li
mi
t
ed
col
l
ect
i
vel
y
pr
ovi
de
i
nvest
ment
management
ser
vi
ces
under
t
he
name
Capi
t
al
Wor
l
d
I
nvest
or
s.
Capi
t
al
Wor
l
d
I
nvest
or
s
i
s
deemed
t
o
be
t
he
benef
i
ci
al
owner
of
73,
306,
244
shar
es
or
11%
of
t
he
663,
892,
656
shar
es
bel
i
eved
t
o
be
out
st
andi
ng.
I
t
em
5
Owner
shi
p
of
Fi
ve
Per
cent
or
Less
of
a
Cl
ass.
I
f
t
hi
s
st
at
ement
i
s
bei
ng
f
i
l
ed
t
o
r
epor
t
t
he
f
act
t
hat
as
of
t
he
dat
e
her
eof
t
he
r
epor
t
i
ng
per
son
has
ceased
t
o
be
t
he
benef
i
ci
al
owner
of
mor
e
t
han
f
i
ve
per
cent
of
t
he
cl
ass
of
secur
i
t
i
es,
check
t
he
f
ol
l
owi
ng:
[
]
I
t
em
6
Owner
shi
p
of
Mor
e
t
han
Fi
ve
Per
cent
on
Behal
f
of
Anot
her
Per
son:
One
or
mor
e
cl
i
ent
s
of
Capi
t
al
Wor
l
d
I
nvest
or
s
have
t
he
r
i
ght
t
o
r
ecei
ve
or
t
he
power
t
o
di
r
ect
t
he
r
ecei
pt
of
di
vi
dends
f
r
om,
or
t
he
pr
oceeds
f
r
om
t
he
sal
e
of
,
t
he
Common
St
ock
of
The
AES
Cor
por
at
i
on.
Capi
t
al
Wor
l
d
I
nvest
or
s
hol
ds
mor
e
t
han
f
i
ve
per
cent
of
t
he
out
st
andi
ng
Common
St
ock
of
The
AES
Cor
por
at
i
on
as
of
December
31,
2019
on
behal
f
of
each
of
t
he
f
ol
l
owi
ng
CUSI
P:
00130H105 Page
3
of
4
cl
i
ent
(
s)
:
The
I
ncome
Fund
of
Amer
i
ca
I
t
em
7
I
dent
i
f
i
cat
i
on
and
Cl
assi
f
i
cat
i
on
of
t
he
Subsi
di
ar
y
Whi
ch
Acqui
r
ed
t
he
Secur
i
t
y
Bei
ng
Repor
t
ed
on
By
t
he
Par
ent
Hol
di
ng
Company
or
Cont
r
ol
Per
son:
N/
A
I
t
em
8
I
dent
i
f
i
cat
i
on
and
Cl
assi
f
i
cat
i
on
of
Member
s
of
t
he
Gr
oup:
N/
A
I
t
em
9
Not
i
ce
of
Di
ssol
ut
i
on
of
Gr
oup:
N/
A
I
t
em
10
Cer
t
i
f
i
cat
i
on
By
si
gni
ng
bel
ow,
I
cer
t
i
f
y
t
hat
,
t
o
t
he
best
of
my
knowl
edge
and
bel
i
ef
,
t
he
secur
i
t
i
es
r
ef
er
r
ed
t
o
above
wer
e
acqui
r
ed
and
ar
e
hel
d
i
n
t
he
or
di
nar
y
cour
se
of
busi
ness
and
wer
e
not
acqui
r
ed
and
ar
e
not
hel
d
f
or
t
he
pur
pose
of
or
wi
t
h
t
he
ef
f
ect
of
changi
ng
or
i
nf
l
uenci
ng
t
he
cont
r
ol
of
t
he
i
ssuer
of
t
he
secur
i
t
i
es
and
wer
e
not
acqui
r
ed
and
ar
e
not
hel
d
i
n
connect
i
on
wi
t
h
or
as
a
par
t
i
ci
pant
i
n
any
t
r
ansact
i
on
havi
ng
t
hat
pur
pose
or
ef
f
ect
.
Si
gnat
ur
e
Af
t
er
r
easonabl
e
i
nqui
r
y
and
t
o
t
he
best
of
my
knowl
edge
and
bel
i
ef
,
I
cer
t
i
f
y
t
hat
t
he
i
nf
or
mat
i
on
set
f
or
t
h
i
n
t
hi
s
st
at
ement
i
s
t
r
ue,
compl
et
e
and
cor
r
ect
.
Dat
e:
Januar
y
10,
2020
Si
gnat
ur
e:
/
s/
Mi
chael
J.
Tr
i
essl
Name/
Ti
t
l
e:
Mi
chael
J.
Tr
i
essl
-
Seni
or
Vi
ce
Pr
esi
dent
and
Seni
or
Counsel
,
Fund
Busi
ness
Management
Gr
oup
Capi
t
al
Resear
ch
and
Management
Company
CUSI
P:
00130H105 Page
4
of
4