Sec Form 13G Filing - ADVANCED TECHNOLOGY VENTURES VII LP filing for Zeltiq Aesthetics Inc (ZLTQ) - 2015-02-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
SCHEDULE 13G/A
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 2)
 
 
 
ZELTIQ Aesthetics, Inc.
(Name of Issuer)
 
 
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
98933Q 108
(CUSIP Number)
 
December 31, 2014
(Date of Event Which Requires Filing of this Statement)
 
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
☐ Rule 13d-l(b)
 
☐ Rule 13d-l(c)
 
☒ Rule 13d-l(d)
 


 
 

 

 
     
CUSIP No. 98933Q 108
   
 
             
  
 
NAMES OF REPORTING PERSONS
 
Advanced Technology Ventures VII, L.P.
  2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☐        (b)  ☒  (1)
 
  3
 
SEC USE ONLY
 
  4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
  
  
  
SOLE VOTING POWER
 
0 shares
  
  6
  
SHARED VOTING POWER
 
0 shares
  
  7
  
SOLE DISPOSITIVE POWER
 
0 shares
  
  8
  
SHARED DISPOSITIVE POWER
 
0 shares
      9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 shares
    10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
    11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.0%
    12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN
 
2
 

 

 
CUSIP No. 98933Q 108
   
 
             
  1
 
NAMES OF REPORTING PERSONS
 
Advanced Technology Ventures VII (B), L.P.
  2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☐        (b)  ☒  (1)
 
  3
 
SEC USE ONLY
 
  4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH:
  
  5
  
SOLE VOTING POWER
 
0 shares
  
  6
  
SHARED VOTING POWER
 
0 shares
  
  7
  
SOLE DISPOSITIVE POWER
 
0 shares
  
  8
  
SHARED DISPOSITIVE POWER
 
0 shares
      9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 shares
    10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
    11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.0%
    12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN 
 
3
 

 

 
CUSIP No. 98933Q 108
   
 
             
  1
 
NAMES OF REPORTING PERSONS
 
Advanced Technology Ventures VII(C), L.P.
  2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☐        (b)  ☒  (1)
 
  3
 
SEC USE ONLY
 
  4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH:
  
  5
  
SOLE VOTING POWER
 
0 shares
  
  6
  
SHARED VOTING POWER
 
0 shares
  
  7
  
SOLE DISPOSITIVE POWER
 
0 shares
  
  8
  
SHARED DISPOSITIVE POWER
 
0 shares
      9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 shares
    10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
    11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.0%
    12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN
 
4
 

 

 
CUSIP No. 98933Q 108
   
 
             
  
 
NAMES OF REPORTING PERSONS
 
ATV Entrepreneurs VII, L.P.
  2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☐        (b)  ☒  (1)
 
  3
 
SEC USE ONLY
 
  4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
  
  
  
SOLE VOTING POWER
 
0 shares
  
  6
  
SHARED VOTING POWER
 
0 shares
  
  7
  
SOLE DISPOSITIVE POWER
 
0 shares
  
  8
  
SHARED DISPOSITIVE POWER
 
0 shares
      9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 shares
    10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
    11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.0%
    12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN
 
5
 

 

 
CUSIP No. 98933Q 108
   
 
             
  
 
NAMES OF REPORTING PERSONS
 
ATV Associates VII, L.L.C.
  2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  ☐        (b)  ☒  (1)
 
  3
 
SEC USE ONLY
 
  4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
  
  
  
SOLE VOTING POWER
 
0 shares
  
  6
  
SHARED VOTING POWER
 
0 shares
  
  7
  
SOLE DISPOSITIVE POWER
 
0 shares
  
  8
  
SHARED DISPOSITIVE POWER
 
0 shares
      9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0 shares
    10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
    11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.0%
    12
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO
 
6
 

 

 
             
Item 1.
  
(a)
  
Name of Issuer:
       
 
  
 
  
 
  
ZELTIQ Aesthetics, Inc.
     
 
  
(b)
  
Address of Issuer’s Principal Executive Offices:
       
 
  
 
  
 
  
4698 Willow Road, Suite 100, Pleasanton, California 94588
             
Item 2.
  
(a)
  
Name of Person Filing:
       
 
  
 
  
 
  
This Schedule 13G/A is being filed jointly by Advanced Technology Ventures VII, L.P., Advanced Technology
 
  
 
  
 
  
Ventures VII (B), L.P., Advanced Technology Ventures VII(C), L.P., ATV Entrepreneurs VII, L.P., and ATV
 
  
 
  
 
  
Associates VII, L.L.C. (collectively, the “ATV Entities”)
     
 
  
(b)
  
Address of Principal Business Office or, if none, Residence:
       
 
  
 
  
 
  
The address of the principal business office of each of the ATV Entities is:
       
 
  
 
  
 
  
500 Boylston Street, Suite 1380, Boston, Massachusetts 02116
     
 
  
(c)
  
Citizenship:
       
 
  
 
  
 
  
Each of the ATV Entities is a Delaware limited partnership or limited liability company
     
 
  
(d)
  
Title of Class of Securities:
       
 
  
 
  
 
  
Common Stock, $0.001 par value
     
 
  
(e)
  
CUSIP:
       
 
  
 
  
 
  
98933Q 108
 
             
Item 3.
  
If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:
       
Not applicable 
 
7
 

 

 
Item 4.
Ownership
 
Set forth below is the aggregate number of ordinary shares held by each of the following ATV Entities, together with the percentage of the outstanding common stock held, based on shares of common stock outstanding:
                                                         
 
ATV Entity
  
Shares Held
Directly
 
  
Sole Voting
Power
 
  
Shared
Voting
Power
 
  
Sole
Dispositive
Power
 
  
Shared
Dispositive
Power
 
  
Beneficial
Ownership
 
  
Percentage
of Class 
 
Advanced Technology Ventures VII, L.P.
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0.0
               
Advanced Technology Ventures VII (B), L.P.
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0.0
               
Advanced Technology Ventures VII(C), L.P.
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0.0
               
ATV Entrepreneurs VII, L.P.
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0.0
               
ATV Associates VII, L.L.C.
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0
  
  
 
0.0
 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☒.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group
 
Not applicable.
 
Item 10.
Certification
 
Not applicable.
 
8
 

 

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
February 10, 2015
  

Advanced Technology Ventures VII, L.P.
 
By: ATV Associates VII, L.L.C., its General Partner
     
By: /s/ Jean George  
Authorized Signatory
     
Advanced Technology Ventures VII (B), L.P.
 
By: ATV Associates VII, L.L.C., its General Partner
     
By: /s/ Jean George  
  Authorized Signatory
     
Advanced Technology Ventures VII(C), L.P.
 
By: ATV Associates VI, L.L.C., its General Partner
     
By: /s/ Jean George  
  Authorized Signatory
     
ATV Entrepreneurs VII, L.P.  
 
By: ATV Associates VII, L.L.C., its General Partner
     
By: /s/ Jean George  
  Authorized Signatory
     
ATV Associates VII, L.L.C.
     
By: /s/ Jean George  
  Authorized Signatory
 
9
 

 

 
Index Exhibit
SCHEDULE 13G/A
 
     
Exhibit Number
  
Exhibit Description
   
1
  
Joint Filing Agreement (Incorporated by reference from Exhibit 1 to Schedule 13G filed on February 14, 2013.)