Sec Form 13G Filing - LSF5 Wagon Holdings LLC filing for Del Frisco's Restaurant Group Inc. (DFRG) - 2014-02-07

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

(Rule 13d-102)

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Del Frisco’s Restaurant Group, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

245077102

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


13G

 

CUSIP No. 245077102   Page 1 of 5 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

LSF5 Wagon Holdings, LLC, a Delaware limited liability company

 

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

   5.    

SOLE VOTING POWER

 

0

 

   6.   

SHARED VOTING POWER

 

0

 

   7.   

SOLE DISPOSITIVE POWER

 

0

 

   8.   

SHARED DISPOSITIVE POWER

 

0

 

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

 

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

 

12.  

TYPE OF REPORTING PERSON

 

OO

 


13G

 

CUSIP No. 245077102   Page 2 of 5 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

John P. Grayken

 

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Ireland

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

   5.    

SOLE VOTING POWER

 

0

 

   6.   

SHARED VOTING POWER

 

0

 

   7.   

SOLE DISPOSITIVE POWER

 

0

 

   8.   

SHARED DISPOSITIVE POWER

 

0

 

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

 

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES     ¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

 

12.  

TYPE OF REPORTING PERSON

 

IN

 


13G

 

CUSIP No. 245077102   Page 3 of 5 Pages

This Amendment No. 1 to Schedule 13G (this “Amendment”) is being filed with respect to the common stock, par value $0.001 per share (the “Common Stock”), of Del Frisco’s Restaurant Group, Inc., to amend the Schedule 13G filed on February 1, 2013 (as amended by this Amendment, the “Schedule 13G”). This Amendment is being filed to report that none of the Reporting Persons beneficially own more than 5% of the Common Stock. Capitalized terms used herein and not otherwise defined have the meanings ascribed to them in the Schedule 13G.

 

Item 4. Ownership.

Item 4 is hereby amended and restated as follows:

 

  (a) Amount beneficially owned:

 

    0 shares.

 

  (b) Percent of class:

 

    0.0%

 

  (c) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote: 0

 

  (ii) Shared power to vote or to direct the vote: 0

 

  (iii) Sole power to dispose or to direct the disposition of: 0

 

  (iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [XX]


13G

 

CUSIP No. 245077102     Page 4 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

LSF5 WAGON HOLDINGS, LLC    
By:   /s/ Kyle Volluz     February 6, 2014
Name:   Kyle Volluz      

Title:

  Vice President      

 

JOHN P. GRAYKEN    
By:   /s/ Michael D. Thomson     February 6, 2014
Name:   Michael D. Thomson      

Title:

  Attorney-in-Fact for John P. Grayken      


13G

 

CUSIP No. 245077102   Page 5 of 5 Pages

 

Exhibit No.

  

Description

24.1 *    Power-of-Attorney granted by John P. Grayken in favor of Michael D. Thomson, dated July 23, 2012.
99.1 *    Joint Filing Agreement, dated January 29, 2013.

 

* Previously filed on February 1, 2013 as an exhibit to the original Schedule 13G.