Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 6)*
Under the Securities Exchange Act of 1934
| Heckmann Corporation |
(Name of Issuer)
| Common Stock, $0.001 par value per share |
(Title of Class of Securities)
| 422680108 |
(CUSIP Number)
| December 31, 2012 |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. 422680108 | ||
| 1 |
NAMES OF REPORTING PERSONS
Richard J. Heckmann | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER
11,929,086 | ||||
| 6 | SHARED VOTING POWER
-0- | |||||
| 7 | SOLE DISPOSITIVE POWER
11,929,086 | |||||
| 8 | SHARED DISPOSITIVE POWER
-0- | |||||
|
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,929,086 | |||||
| 10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
| |||||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.7% | |||||
| 12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN | |||||
SCHEDULE 13G
| Item 1(a) | Name of Issuer: |
Heckmann Corporation (the “Issuer”)
| Item 1(b) | Address of Issuer’s Principal Executive Offices: |
14646 N. Kierland Blvd., Suite 260, Scottsdale, AZ 85254 USA
| Item 2(a) | Name of Person Filing: |
Richard J. Heckmann
| Item 2(b) | Address of Principal Business Office: |
c/o Heckmann Corporation
14646 N. Kierland Blvd., Suite 260, Scottsdale, AZ 85254 USA
| Item 2(c) | Place of Citizenship: |
United States
| Item 2(d) | Title of Class of Securities: |
Common Stock, $0.001 per value per share
| Item 2(e) | CUSIP Number: |
422680108
| Item 3 | Not Applicable. This Schedule 13G is filed pursuant to Rule 13d-1(d) |
| Item 4 | Ownership. |
| (a) | Amount beneficially owned: |
Mr. Heckmann beneficially owns 11,929,086 shares of common stock as follows: (i) Mr. Heckmann holds of record 165,350 shares of common stock; (ii) Mr. Heckmann is deemed to be the indirect owner of 9,000 shares of common stock that are held of record by two of his children, each of whom resides with Mr. Heckmann; and (iii) Mr. Heckmann indirectly owns 11,754,736 shares of common stock that are held of record by Heckmann Acquisition, LLC, a Delaware limited liability company, of which Heckmann Enterprises, Inc., a California corporation, is the sole member; Mr. Heckmann is sole shareholder of Heckmann Enterprises, Inc. Beneficial ownership of shares and percentage ownership are determined in accordance with the rules of the SEC.
| (b) | Percent of Class: 4.7% |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: 11,929,086 |
| (ii) | Shared power to vote or to direct the vote: -0- |
| (iii) | Sole power to dispose or direct the disposition of: 11,929,086 |
| (iv) | Shared power to dispose or direct the disposition of: -0- |
| Item 5 | Ownership of Five Percent or Less of a Class. |
Not Applicable
| Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the box x
| Item 7 | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not Applicable
| Item 8 | Identification and Classification of Members of the Group. |
Not Applicable
| Item 9 | Notice of Dissolution of Group. |
Not Applicable
| Item 10 | Certifications. |
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: February 14, 2013 |
By: | /s/ Richard J. Heckmann | ||||
| Name: | Richard J. Heckmann |