Sec Form 13G Filing - Helion Venture Partners LLC filing for PubMatic Inc. (PUBM) - 2022-02-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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  UNITED STATES

  SECURITIES AND EXCHANGE COMMISSION

  Washington, D.C. 20549

     

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Pubmatic, Inc.

(Name of Issuer)

 

Class A Common Stock

(Title of Class of Securities)

 

74467Q103

(CUSIP Number)

 

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

CUSIP No. 74467Q103
   
  1.

Names of Reporting Persons

Helion Venture Partners, LLC

 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
 
  3. SEC Use Only
 
  4.

Citizenship or Place of Organization

Mauritius

     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.

Sole Voting Power

2,407,181

 
6.

Shared Voting Power

0

 
7.

Sole Dispositive Power

2,407,181

 
8.

Shared Dispositive Power

0

 
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,407,181
 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11.

Percent of Class Represented by Amount in Row (9)

5.9% of Class A Common Stock (4.6% of total Class A and Class B Common Stock)*

 
  12.

Type of Reporting Person (See Instructions)

OO

             

*Based on 40,695,140 shares of Class A Common Stock and 11,159,609 shares of Class B Common Stock outstanding as of December 31, 2021, as reported to the Reporting Person by the Issuer, representing approximately 1.6% of the combined voting power of the Issuer’s Class A Common Stock and Class B Common Stock. The holders of Class B Common Stock are entitled to ten votes per share and the holders of Class A Common Stock are entitled to one vote per share.

 

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Item 1.
  (a)

Name of Issuer

 

Pubmatic, Inc.

  (b)

Address of Issuer’s Principal Executive Offices

 

3 Lagoon Drive, Suite 180

Redwood City, CA 94065

Tel: +1 (650) 331 3485

 
Item 2.
  (a)

Name of Person Filing

 

Helion Venture Partners, LLC

  (b)

Address of Principal Business Office or, if none, Residence

 

Les Cascades Building

Edith Cavell Street

Port-Louis, Mauritius

  (c)

Citizenship

 

Mauritius

  (d)

Title of Class of Securities

 

Class A Common Stock

  (e)

CUSIP Number

 

74467Q103

 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  Not applicable

 

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Item 4. Ownership
The following information with respect to the ownership of the Common Stock by the Reporting Person is provided as of December 31, 2021:
  (a) Amount beneficially owned: 2,407,181
  (b) Percent of class: 5.9% of Class A Common Stock (4.6% of total Class A and Class B Common Stock)
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or to direct the vote: 2,407,181
    (ii) Shared power to vote or to direct the vote: 0.
    (iii) Sole power to dispose or to direct the disposition of: 2,407,181
    (iv) Shared power to dispose or to direct the disposition of: 0.
 
Item 5. Ownership of Five Percent or Less of a Class
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ¨.
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person
  Not applicable
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
  Not applicable
 
Item 8. Identification and Classification of Members of the Group
  Not applicable
 
Item 9. Notice of Dissolution of Group
  Not applicable
 
Item 10. Certification
Not applicable
          0;

 

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Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 09, 2022

 

 

HELION VENTURE PARTNERS, LLC

 

 

By:  /s/ Dourvesh Kumar Chumun
  Name: Dourvesh Kumar Chumun  
  Title: Director  

 

 

 

 

 

  ATTENTION  
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

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