Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
|Rockdale Resources Corporation|
(Name of Issuer)
|Common Stock, par valu e $0.001 per share|
(Title of Class of Securities)
|May 15, 2015|
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b) [ ]
Rule 13d-1(c) [X]
Rule 13d-1(d) [ ]
(Continued on following pages)
NAME OF REPORTING PERSONS
David N. Baker
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
|3||SEC USE ONLY|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES
SOLE VOTING POWER
SHARED VOTING POWER
SOLE DISPOSITIVE POWER
SHARED DISPOSITIVE POWER
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|10||CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
TYPE OF REPORTING PERSON
Item 1(a). Name of Issuer:
Rockdale Resources Corporation
Item 1(b). Address of Issuer’s Principal Executive Offices:
710 N. Post Oak Road, Suite 400, Houston, Texas 77024
Item 2(a). Name of Person Filing:
David N. Baker
Item 2(b). Address of Principal Business Office or, if None, Residence:
515 116th Avenue, NE Suite 255, Bellevue, Washington 98004
Item 2(c). Citizenship:
David N. Baker is a citizen of the United States of America.
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.001 per share.
Item 2(e). CUSIP Number:
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Item 4. Ownership:
(a) David N. Baker beneficially owns 510,720 shares of common stock.
(b) All shares beneficially owned by David N. Baker represent 2.6% of the outstanding shares of common stock of the issuer.
(c) David N. Baker has the sole power to vote or to direct the vote of 510,720 shares of common stock, sole power to dispose or to direct the disposition of 510,720 shares of common stock, no shared power to vote or direct the vote of shares of common stock and no shared power to dispose or direct the disposition of shares of common stock.
(d) Not applicable
Item 5. Ownership of Five Percent or Less of a Class.
This statement is being filed to report that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Item 8. Identification and Classification of Members of the Group.
Item 9. Notice of Dissolution of Group.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: June 10, 2015
/s/ David N. Baker
David N. Baker, in his individual capacity