Sec Form 13G Filing - Granite Ventures II L P @ Anaplan Inc.

Insider filing report for Changes in Beneficial Ownership

Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.

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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G
(Amendment No. 2)*

Under the Securities Exchange Act of 1934

Anaplan, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

03272L 108

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

	o	Rule 13d-1(b)

	o	Rule 13d-1(c)

	x	Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 03272L 108

1.	Names of Reporting Persons Granite Ventures II, L.P. (“GV II”)
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 3,326,794 shares, except that Granite Management II, LLC (“GM II”), the general partner of GV II, may be deemed to have sole power to direct the voting of these shares; each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
		6.	Shared Voting Power See response to row 5.
		7.	Sole Dispositive Power 3,326,794 shares, except that GM II may be deemed to have sole power to direct the disposition of these shares; each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the disposition of these shares.
		8.	Shared Dispositive Power See response to row 7.
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 3,326,794 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 2.43%⁽¹⁾
12.	Type of Reporting Person (see instructions) PN

(1)

Based on 136,800,000 shares of Common Stock outstanding as of March 23, 2020, as reported on the Issuer’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 30, 2020.

CUSIP No. 03272L 108

1.	Names of Reporting Persons Granite Ventures Entrepreneurs Fund II, L.P. (“GV EF II”)
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 0 shares
		6.	Shared Voting Power 0 shares
		7.	Sole Dispositive Power 0 shares
		8.	Shared Dispositive Power 0 shares
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 0%⁽¹⁾
12.	Type of Reporting Person (see instructions) PN

(1)

CUSIP No. 03272L 108

1.	Names of Reporting Persons GV Anaplan SPV, L.P. (“GV SPV”)
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 0 shares
		6.	Shared Voting Power 0 shares
		7.	Sole Dispositive Power 0 shares
		8.	Shared Dispositive Power 0 shares
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 0%⁽¹⁾
12.	Type of Reporting Person (see instructions) PN

(1)

CUSIP No. 03272L 108

1.	Names of Reporting Persons Granite Ventures, LLC
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization Delaware
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 0 shares
		6.	Shared Voting Power 0 shares
		7.	Sole Dispositive Power 0 shares
		8.	Shared Dispositive Power 0 shares
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 0%⁽¹⁾
12.	Type of Reporting Person (see instructions) PN

(1)

CUSIP No. 03272L 108

1.	Names of Reporting Persons Granite Management II, LLC
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization California
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
		6.	Shared Voting Power See response to row 5.
		7.	Sole Dispositive Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
		8.	Shared Dispositive Power See response to row 7.
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 3,326,794 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 2.43%⁽¹⁾
12.	Type of Reporting Person (see instructions) OO

(1)

CUSIP No. 03272L 108

1.	Names of Reporting Persons Standish O’Grady
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization United States
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 291,360 shares, of which 269,939 shares are held by Standish H. O’Grady and Anne Brophy O’Grady, Trustees of The O’Grady Revocable Trust, dated January 3, 2014 and 21,421 shares are held by Standish O’Grady, Trustee of the O’Grady Revocable Trust (HSP).
		6.	Shared Voting Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
		7.	Sole Dispositive Power 291,360 shares, of which 269,939 shares are held by Standish H. O’Grady and Anne Brophy O’Grady, Trustees of The O’Grady Revocable Trust, dated January 3, 2014 and 21,421 shares are held by Standish O’Grady, Trustee of the O’Grady Revocable Trust (HSP).
		8.	Shared Dispositive Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, a member of the Issuer’s board of directors, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 3,618,154 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 2.64%⁽¹⁾
12.	Type of Reporting Person (see instructions) IN

(1)

CUSIP No. 03272L 108

1.	Names of Reporting Persons Jacqueline Berterretche
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization United States
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 87,966 shares
		6.	Shared Voting Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
		7.	Sole Dispositive Power 87,966 shares
		8.	Shared Dispositive Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 3,414,760 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 2.50%⁽¹⁾
12.	Type of Reporting Person (see instructions) IN

(1)

CUSIP No. 03272L 108

1.	Names of Reporting Persons Christopher McKay
2.	Check the Appropriate Box if a Member of a Group (see instructions)
	(a) o
	(b) x
3.	SEC USE ONLY
4.	Citizenship or Place of Organization United States
Number of Shares Beneficially Owned by Each Reporting Person With:		5.	Sole Voting Power 25,310 shares
		6.	Shared Voting Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
		7.	Sole Dispositive Power 25,310 shares
		8.	Shared Dispositive Power 3,326,794 shares, all of which are directly owned by GV II, except that each of Standish O’Grady, Jacqueline Berterretche and Christopher McKay is a managing director of GM II and as such Mr. O’Grady, Ms. Berterretche and Mr. McKay may be deemed to have shared power to direct the voting of these shares.
9.	Aggregate Amount Beneficially Owned by Each Reporting Person 3,352,104 shares
10.	Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o
11.	Percent of Class Represented by Amount in Row 9 2.45%⁽¹⁾
12.	Type of Reporting Person (see instructions) IN

(1)


Item 1(a).	Name of Issuer: Anaplan, Inc.
Item 1(b).	Address of Issuer’s Principal Executive Offices: 50 Hawthorne Street, San Francisco, CA 94105
Item 2(a).	Name of Person Filing: Granite Ventures, LLC Granite Management II, LLC Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures II, L.P. GV Anaplan SPV, L.P. Standish O’Grady Jacqueline Berterretche Christopher McKay
Item 2(b).	Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is: 300 Montgomery Street, Suite 638 San Francisco, CA 94104
Item 2(c).	Citizenship: Granite Ventures, LLC – California Granite Management II, LLC – California Granite Ventures Entrepreneurs Fund II, L.P. – Delaware Granite Ventures II, L.P. – Delaware GV Anaplan SPV, L.P. – Delaware Standish O’Grady – United States Jacqueline Berterretche – United States Christopher McKay – United States
Item 2(d).	Title of Class of Securities: Common Stock
Item 2(e).	CUSIP Number: 03272L 108
Item 3.	If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	o	Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)	o	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	o	Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);
(d)	o	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	o	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)	o	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)	o	A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)	o	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	o	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	o	A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
(k)	o	Group, in accordance with §240.13d–1(b)(1)(ii)(K).
	If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: ____

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons are based on 136,800,000 shares of Common Stock outstanding as of March 23, 2020, as reported on the Issuer’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 30, 2020.

(a)

Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

(b)

Percent of class:

See Row 11 of cover page for each Reporting Person.

(c)

Number of shares as to which the person has:

See Row 9 of cover page for each Reporting Person.

(i)

Sole power to vote or to direct the vote

See Row 5 of cover page for each Reporting Person.

(ii)

Shared power to vote or to direct the vote

See Row 6 of cover page for each Reporting Person.

(iii)

Sole power to dispose or to direct the disposition of

See Row 7 of cover page for each Reporting Person.

(iv)

Shared power to dispose or to direct the disposition of

See Row 8 of cover page for each Reporting Person.

Item 5.

Ownership of 5 Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x

Item 6.

Ownership of More than 5 Percent on Behalf of Another Person

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

Item 8.

Identification and Classification of Members of the Group

Not applicable.

Item 9.

Notice of Dissolution of a Group

Not applicable.

Item 10.

Certification

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


GRANITE MANAGEMENT II, LLC
By Granite Ventures, LLC
Its Managing Member

By	/s/Jacqueline Berterretche
Printed Name: Jacqueline Berterretche
Title: Member
Dated: April 7, 2020

GRANITE VENTURES, LLC

By	/s/Jacqueline Berterretche
Printed Name: Jacqueline Berterretche
Title: Member
Dated: April 7, 2020

GRANITE VENTURES II, L.P.
By Granite Management II, LLC
Its General Partner

By	/s/Jacqueline Berterretche
Printed Name: Jacqueline Berterretche
Title: Member
Dated: April 7, 2020

GRANITE VENTURES ENTREPRENEURS FUND II, L.P.
By Granite Management II, LLC
Its General Partner

By	/s/Jacqueline Berterretche
Printed Name: Jacqueline Berterretche
Title: Member
Dated: April 7, 2020

GV ANAPLAN SPV, L.P.
By Granite Ventures, LLC
Its General Partner

By	/s/Jacqueline Berterretche
Printed Name: Jacqueline Berterretche
Title: Member
Dated: April 7, 2020

By	/s/Jacqueline Berterretche
Jacqueline Berterretche
Dated: April 7, 2020

By	/s/Christopher McKay
Christopher McKay
Dated: April 7, 2020

By	/s/ Standish O’Grady
Standish O’Grady
Dated: April 7, 2020

Sec Form 13G Filing - Granite Ventures II L P filing for Anaplan Inc. (PLAN) - 2020-04-07