Sec Form 13G Filing - Campion Thomas D filing for Zumiez Inc (ZUMZ) - 2021-02-05

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Washington, D.C. 20549




Under the Securities Exchange Act of 1934

(Amendment No. 15)*



Zumiez Inc.

(Name of Issuer)



Common Stock, no par value

(Title of Class of Securities)


(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)


*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).





CUSIP No. 989817101



Names of Reporting Persons


Thomas D. Campion


Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐



SEC Use Only



Citizenship or Place of Organization


    United States of America


Number of



Owned by






Sole Voting Power




Shared Voting Power




Sole Dispositive Power




Shared Dispositive Power






Aggregate Amount Beneficially Owned by Each Reporting Person






Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)





Percent of Class Represented by Amount in Row (9)






Type of Reporting Person (See Instructions)







Based on 25,299,296 shares of the Issuer’s Common Stock outstanding as of January 30, 2021.




Item 1.



   Name of Issuer      
     Zumiez Inc. (the “Issuer”)      


   Address of Issuer’s Principal Executive Offices      

4001 204th Street SW

Lynnwood, Washington 98036


Item 2.



   Name of Person Fili ng      
     Thomas D. Campion      


   Address of Principal Business Office or, if none, Residence      

4001 204th St reet SW

Lynnwood, Washington 98036



     United States of America      


   Title of Class of Securities      
     Common Stock, no par value      



CUSIP Number




Item 3.

  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)       Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)       Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)       Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)       Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)       An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f)       An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g)       A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)       Group, in accordance with §240.13d-1(b)(1)(ii)(J).
  Not Applicable.      



Item 4.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified
in Item 1.
   (a)    Amount beneficially owned: See the response to Item 9 on the attached cover page.      
   (b)    Percent of class: See the response to Item 11 on the attached cover page.      
   (c)    Number of shares as to which the person has:      

Sole power to vote or to direct the vote


See the response to Item 5 on the attached cover page.


Shared power to vote or to direct the vote


See the response to Item 6 on the attached cover page.


Sole power to dispose or to direct the disposition of


See the response to Item 7 on the attached cover page.


Shared power to dispose or to direct the disposition of


See the response to Item 8 on the attached cover page

Item 5.

   Ownership of Five Percent or Less of a Class   
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following    ☐.
Not Applicable.

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person      
Not Applicable.

Item 7.

   Identification and Classif ication of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
Not Applicable.

Item 8.

   Identification and Classification of Members of the Group      
Not Applicable.

Item 9.

   Notice of Dissolution of Group      
Not Applicable.

Item 10.

Not Applicable.




After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


February 5, 2021


/s/    THOMAS D. CAMPION        


Thomas D. Campion