Sec Form 13G Filing - CMEA VENTURES VI LP filing for INTERMOLECULAR INC (IMI) - 2014-11-20

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Amendment No. 2

 

 

INTERMOLECULAR, INC.

(Name of Issuer)

COMMON STOCK, $.001 PAR VALUE

(Title of Class of Securities)

45882D109

(CUSIP Number)

DECEMBER 31, 2014

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨     Rule 13d-1(b)

¨     Rule 13d-1(c)

x     Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1.   

Name of Reporting Persons

 

CMEA Ventures VI Management, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 45882D109   Page 3 of 13 Pages

 

  1.   

Name of Reporting Persons

 

CMEA Ventures VI, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 45882D109   Page 4 of 13 Pages

 

  1.   

Name of Reporting Persons

 

CMEA Ventures VI Verwaltungs GmbH

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

CO


CUSIP No. 45882D109   Page 5 of 13 Pages

 

  1.   

Name of Reporting Persons

 

CMEA Ventures VI GmbH & Co. KG

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     ;¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

PN


CUSIP No. 45882D109   Page 6 of 13 Pages

 

  1.   

Name of Reporting Persons

 

Thomas R. Baruch

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

IN


CUSIP No. 45882D109   Page 7 of 13 Pages

 

  1.   

Name of Reporting Persons

 

David J. Collier

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

IN


CUSIP No. 45882D109   Page 8 of 13 Pages

 

  1.  

Name of Reporting Persons

 

Faysal A. Sohail

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

IN


 

CUSIP No. 45882D109   Page 9 of 13 Pages

 

  1.  

Name of Reporting Persons

 

James F. Watson

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

See Item #5

   6.   

Shared Voting Power

 

See Item #5

   7.   

Sole Dispositive Power

 

See Item #5

   8.   

Shared Dispositive Power

 

See Item #5

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

See Item #5

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    ¨

 

11.  

Percent of Class Represented by Amount in Row (9)

 

See Item #5

12.  

Type of Reporting Person (See Instructions)

 

IN


CUSIP No. 45882D109   Page 10 of 13 Pages

 

Item 1(a) Name of Issuer

Intermolecular, Inc. (the “Issuer”).

Item 1(b) Address of Issuer’s Principal Execu tive Offices

3011 N. First Street, San Jose, California 95134.

Item 2(a) Name of Person Filing

CMEA Ventures VI, L.P. (“CMEA VI”); CMEA Ventures VI GmbH & Co. KG (“CMEA VI GmbH”); CMEA Ventures VI Management, L.P. (“CMEA VI Management”), which is the sole General Partner of CMEA VI and the managing Limited Partner of CMEA VI GmbH; CMEA Ventures VI Verwaltungs GmbH (“CMEA VI Verwaltungs”), which is the sole General Partner of CMEA VI GmbH; Thomas R. Baruch (“Baruch”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”), and James F. Watson (“Watson”), each of whom is a General Partner of CMEA VI Management. CMEA VI, CMEA VI GmbH, CMEA VI Management, CMEA VI Verwaltungs, Baruch, Collier, Sohail and Watson are referred to individually herein as “Reporting Person” and collectively as the “Reporting Persons.”

Item 2(b) Address of Principal Business Office or, if none, Residence

The address of the principal business office of each of the Reporting Persons is c/o CMEA Capital, 1 Letterman Drive, Building C, Suite CM500, San Francisco, CA 94129

Item 2(c) Citizenship

CMEA VI is a limited partnership organized under the laws of the State of Delaware. CMEA VI GmbH is a limited partnership organized under the laws of Germany. CMEA VI Management is a limited partnership organized under the laws of the State of Delaware. CMEA VI Verwaltungs is a corporation with limited liability organized under the laws of Germany. Each of Baruch, Collier, Sohail and Watson is a United States citizen.

Item 2(d) Title of Class of Securities

Common Stock, $.001 par value

Item 2(e) CUSIP Number

45882D109

Item 3 If this Statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

Item 4 Ownership

 

(a) See Item #5

 

(b) See Item #5

 

(c) See Item #5.

Item 5 Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.

Item 6 Ownership of More than Five Percent of Another Person.

Not applicable.


CUSIP No. 45882D109   Page 11 of 13 Pages

 

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

Item 8 Identification and Classification of Members of the Group

Not applicable. The Reporting Persons expressly disclaim membership in a “group” as used in Rule 13d-5(b).

Item 9 Notice of Dissolution of Group

Not applicable.

Item 10 Certification

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certified that the information set forth in this statement is true, complete and correct.

EXECUTED this             day of November, 2014.

 

CMEA VENTURES VI, L.P.  

By: CMEA Ventures VI Management, L.P.,

Its General Partner

 

By:

 

/s/ Thomas R. Baruch

Name: Thomas R. Baruch

Title: General Partner

 
   
CMEA VENTURES VI MANAGEMENT, L.P.  
   
By:  

/s/ Thomas R. Baruch

Name: Thomas R. Baruch

Title: General Partner

 
CMEA VENTURES VI GMBH & CO. KG  

By: CMEA Ventures VI Verwaltungs GmbH

Its General Partner

 

By: CMEA Ventures VI Management, L.P.,

Its General Partner

 
   

By:

 

/s/ Thomas R. Baruch

Name: Thomas R. Baruch

Title: General Partner

 
CMEA VENTURES VI VERWALTUNGS GMBH  

By: CMEA Ventures VI Management, L.P.,

Its General Partner

 
   
By:  

/s/ Thomas R. Baruch

Name: Thomas R. Baruch

Title: General Partner

 
By:  

/s/ Thomas R. Baruch

Thom as R. Baruch

 


By:  

/s/ Faysal A. Sohail

Faysal A. Sohail

 
By:  

/s/ James F. Watson

James F. Watson