Sec Form 13G Filing - NEWMONT Corp (NEM) filing for SOLITARIO RESOURCES CORP. (XPL) - 2023-08-09

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

Solitario Resources Corp.

(Name of Issuer)

 

Common Stock, $0.01 par value

(Title of Class of Securities)

 

8342EP107

(CUSIP Number)

 

July 31, 2023

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).

 

Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications:

 

Newmont Corp.

Attn: Logan Hennessey

6900 E Layton Ave.

Denver, Colorado 80237

(303) 863-7414

 

 

 

 

 

CUSIP No. 8342EP107

 

1

Names of Reporting Person.

 

Newmont Corp.(1)

2

Check the Appropriate Box if a Member of a Group

 

(a) ☐

(b) x

3

SEC Use Only

 

4 Citizenship or Place of Organization
   
  USA
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5

Sole Voting Power

 

6,866,667

6

Shared Voting Power (see Item 5 below)

 

0

7

Sole Dispositive Power

 

6,866,667

8

Shared Dispositive Power (see Item 5 below)

 

0

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,866,667

10

Check if the Aggregate Amount in Row (11) Excludes Certain Shares

 

11

Percent of Class Represented by Amount in Row (11)

 

9.86% (2)

12

Type of Reporting Person

 

CO

       

(1) On April 17, 2019, Newmont Mining Corporation changed its name to Newmont Goldcorp Corporation and on January 6, 2020, Newmont Goldcorp Corporation changed its name to Newmont Corp.
(2)

Based on a total of 64,801,373 shares of common stock issued and outstanding as of May 5, 2023 as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023, filed by the Issuer with the SEC on May 5, 2023. 

 

 

 

 

SCHEDULE 13G

 

This Schedule 13G is filed on behalf of Newmont Overseas Exploration Ltd., a Delaware corporation (the “Reporting Person”).

 

Item 1(a). Name of Issuer
   
  Solitario Resources Corp. (“Issuer”)
   
Item 1(b). Address of the Issuer’s Principal Executive Offices
   
 

4251 Kipling Street, Suite 390

Wheat Ridge, Colorado 80033

 

Item 2(a). Names of Persons Filing
   
  Newmont Corp.
   
Item 2(b). Address of the Principal Business Office, or if none, Residence:
   
 

Newmont Corporation

6900 E. Layton Ave., Suite 700

Denver, Colorado 80237

Attn: Legal Department

   
Item 2(c). Citizenship
   
  Newmont Corp., a Delaware corporation
   
Item 2(d). Title of Class of Securities
   
  Common Stock, $0.01 par value (“Common Stock”)
   
Item 2(e). CUSIP Number
   
  8342EP107
   
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   
  Not Applicable
   
Item 4. Ownership
   
 

The responses to Items 5-11 of the cover pages of this Schedule 13G are incorporated herein by reference. 

   
Item 5. Ownership of Five Percent or Less of a Class
   
  Not Applicable


 

 

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person
   
  Not Applicable
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
   
  Not Applicable
   
Item 8. Identification and Classification of Members of the Group
   
  Not Applicable
   
Item 9. Notice of Dissolution of Group
   
  Not Applicable
   
Item 10. Certification
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: August 9, 2023

NEWMONT CORPORATION,

a Delaware corporation

     
  By: /s/ Logan Hennessey
    Name: Logan Hennessey
    Title: Vice President, Associate General Counsel and Corporate Secretary