Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
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NYLI MacKay Muni Income Opportunities Fund (Name of Issuer) |
Class A2 Common Shares (Title of Class of Securities) |
56062L308 (CUSIP Number) |
Kevin Bopp 51 MADISON AVE, NEW YORK, NY, 10010 201-685-6187 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
05/01/2026 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | 56062L308 |
| 1 |
Name of reporting person
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
DELAWARE
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
0.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
0 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IA |
Comment for Type of Reporting Person:
This Amendment No. 1 ("Amendment No. 1") amends and supplements the Schedule 13D (the "Schedule 13D") originally filed with the Securities and Exchange Commission (the "SEC") on March 25, 2024. Each item below amends and supplements the information disclosed under the corresponding Item of the Schedule 13D. Except as specifically provided herein, this Amendment No. 1 does not modify any of the information previously reported in the Schedule 13D. The filing of this Amendment No. 1 represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Person.
SCHEDULE 13D
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| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Class A2 Common Shares | |
| (b) | Name of Issuer:
NYLI MacKay Muni Income Opportunities Fund | |
| (c) | Address of Issuer's Principal Executive Offices:
51 MADISON AVENUE, NEW YORK,
NEW YORK
, 10010. | |
Item 1 Comment:
Item 1 of the Schedule 13D is hereby amended and restated as follows: This statement on Schedule 13D relates to Class A2 common shares ("Class A2 Shares") of NYLI MacKay Municipal Income Opportunities Fund (the "Issuer" or "Fund"), a Delaware statutory trust registered under the Investment Company Act of 1940, as amended (the "Investment Company Act"), as a non-diversified, closed-end management investment company. The principal executive office of the Fund is located at 51 Madison Ave, New York, NY 10010. | ||
| Item 2. | Identity and Background | |
| (a) | New York Life Investment Management LLC (NYLIM) NYLIM's sole member and sole interest holder is New York Life Investment Management Holdings LLC, a Delaware limited liability company whose business address is 51 Madison Ave, New York, NY 10010. New York Life Investment Management Holdings LLC has not, during the last five years, been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. The members of the boards of managers and executive officers of NYLIM and New York Life Investment Management Holdings LLC are listed in Exhibit A. | |
| (b) | 51 Madison Ave, New York, NY 10010 | |
| (c) | NYLIM is a registered investment adviser and serves as investment adviser to the Issuer. | |
| (d) | None | |
| (e) | None | |
| (f) | NYLIM is organized in the State of Delaware | |
| Item 3. | Source and Amount of Funds or Other Consideration | |
On March 25, 2024, in order to launch the Funds Class A2 Shares, NYLIM provided a seed investment in the Fund by acquiring 2,500 Class A2 Shares for $10.00 per share (the Seed Investment). The funds used to purchase the shares of Issuers Class A2 Shares in the above transaction were from existing available operating capital of NYLIM, and none of the consideration for such shares was represented by borrowed funds. | ||
| Item 4. | Purpose of Transaction | |
Item 4 of the Schedule 13D is hereby amended and restated as follows: The reported securities were initially acquired solely to seed and support the Fund. On May 1, 2026, NYLIM distributed all of its interests in the Fund's Class A2 Shares, consisting of 2,688.763 shares, to its sole member, New York Life Investment Management Holdings LLC, which in turn contributed all such shares to its wholly owned subsidiary, NYLIM Capital LLC. Both the distribution and the contribution were effected at a price of $10.15 per share. The transfers were part of a reorganization to consolidate various seed capital holdings under a single legal entity to facilitate improved tracking and oversight of such seed capital investments. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | Item 5(a) is hereby amended and restated as follows: As of the date of this filing, the Reporting Person may be deemed the beneficial owner of 0 securities of the Issuer, representing 0% of the Issuer's issued and outstanding Class A2 Shares. | |
| (b) | Item 5(b) is hereby amended and restated as follows: As of the date of this filing, the Reporting Person may be deemed to have the power to vote and dispose of 0 Class A2 Shares. | |
| (c) | Except as disclosed in this Schedule 13D, the Reporting Person has not effected any transactions in Class A2 Shares of the Issuer during the past 60 days. | |
| (d) | Not Applicable | |
| (e) | Item 5(e) is hereby amended and restated as follows: As a result of the transaction described above, NYLIM ceased to be the beneficial owner of more than five percent of the Class A2 Shares of the Fund on May 1, 2026. Accordingly, this Amendment No. 1 constitutes the final amendment to the Schedule 13D filed by NYLIM and is an exit filing for NYLIM. | |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer | |
Item 6 of the Schedule 13D is hereby amended and restated as follows: New York Life Investment Management Holdings LLC is the sole member and sole interest holder of NYLIM as described in response to Item 2. | ||
| Item 7. | Material to be Filed as Exhibits. | |
Item 7 of the Schedule 13D is hereby amended and restated as follows: Exhibit A: NYLIM and New York Life Investment Management Holdings LLC's Members of the Board of Managers and Executive Officers. | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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