Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
CONCERT PHARMACEUTICALS, INC.
(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
(Title of Class of Securities)
206022 105
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☐ | Rule 13d-1(c) |
| ☒ | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons
who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
13G/A2
| CUSIP No. 206022 105 | |
1. Names of Reporting Persons.
GlaxoSmithKline plc | |
2. Check the Appropriate Box if a Member of a Group (a)
☐
| |
| 3. SEC Use Only | |
4. Citizenship or Place of Organization
England and Wales | |
Number
of Shares |
5. Sole Voting Power 1,179,941 |
6. Shared Voting Power 0 | |
7. Sole Dispositive Power 1,179,941 | |
8. Shared Dispositive Power 0 | |
9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,179,941(1) | |
| 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares ☐ | |
11. Percent of Class Represented by Amount in Row (9) 4.1% (2) | |
12. Type of Reporting Person CO | |
| (1) | Held directly by Glaxo Group Limited, an indirect wholly-owned subsidiary of the Reporting Person. |
| (2) | Based upon 28,593,575 shares of the Issuer’s Common Stock outstanding as of January 30, 2020, as reported in the Issuer’s prospectus supplement dated January 28, 2020 (the “Final Prospectus”) filed with the Securities and Exchange Commission (the “SEC”) on January 28, 2020 pursuant to Rule 424(b)(5) of the Securities Act of 1933, as amended. |
13G/A2
CUSIP No. 206022 105
ITEM 1.
(a) Name of Issuer:
Concert Pharmaceuticals, Inc.
(b) Address of Issuer's Principal Executive Offices:
65 Hayden Avenue
Suite 3000N
Lexington, Massachusetts
ITEM 2.
(a) Name of Person Filing:
GlaxoSmithKline plc
(b) Address of Principal Business Office, or if None, Residence:
980 Great West Road
Brentford
Middlesex
TW8 9GS ENGLAND
(c) Citizenship:
England and Wales
(d) Title of Class of Securities:
Common Stock, par value $0.001 per share
(e) CUSIP Number: 206022 105
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP.
The information in items 1 and 5 through 11 on the cover pages (page 2) on Schedule 13G is hereby incorporated by reference.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.
13G/A2
CUSIP No. 206022 105
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable
ITEM 10. CERTIFICATIONS.
Not applicable
13G/A2
CUSIP No. 206022 105
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 14, 2020 | |||
| GLAXOSMITHKLINE PLC | |||
| By: | /s/ Victoria A. Whyte | ||
| Name: Victoria A. Whyte Title: Authorized Signatory |
|||