Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)*
1-800-FLOWERS.COM, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE
- --------------------------------------------------------------------------------
(Title of Class of Securities)
68243Q 10 6
--------------------------------------------
(CUSIP Number)
VARIOUS DATES FROM JULY 8, 2003 TO NOVEMBER 11, 2003
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (the "Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 11 Pages
CUSIP NO. 68243Q 10 6
---------------
- --------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
SOFTBANK CAPITAL PARTNERS LP
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
- --------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY -0-
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON -0-
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
PN
- --------------------------------------------------------------------------------
Page 2 of 11 Pages
CUSIP NO. 68243Q 10 6
---------------
- --------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
SOFTBANK CAPITAL LP
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
- --------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY -0-
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON -0-
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
PN
- --------------------------------------------------------------------------------
Page 3 of 11 pages
CUSIP NO. 68243Q 10 6
---------------
- --------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
SOFTBANK CAPITAL PARTNERS LLC
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
- --------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY -0-
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON -0-
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
HC, OO
- --------------------------------------------------------------------------------
Page 4 of 11 Pages
CUSIP NO. 68243Q 10 6
---------------
- --------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
SB CAPITAL MANAGERS LLC
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
- --------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY -0-
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON -0-
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions)
[ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON (See Instructions)
HC, OO
- --------------------------------------------------------------------------------
Page 5 of 11 Pages
This statement amends and restates amendment number 2 to the statement on
Schedule 13G filed February 13, 2003 by SB Capital Partners, SB Capital, SB CP
LLC and SB CM LLC (each as defined in Item 2(a)).
ITEM 1(a) Name of Issuer:
1-800-FLOWERS.COM, Inc.
ITEM 1(b) Address of Issuer's Principal Executive Offices:
1600 Stewart Avenue
Westbury, New York 11590
ITEM 2(a) Name of Person Filing:
SOFTBANK Capital Partners LP ("SB Capital Partners")
SOFTBANK Capital LP ("SB Capital")
SOFTBANK Capital Partners LLC ("SB CP LLC")
SB Capital Managers LLC ("SB CM LLC")
ITEM 2(b) Address of Principal Business Office or, if none, Residence:
For SB Capital Partners, SB Capital and SB CP LLC:
1188 Centre Street
Newton Center, Massachusetts 02459
For SB CM LLC:
300 Delaware Ave., Suite 909
Wilmington, Delaware 19801
ITEM 2(c) Citizenship:
For SB Capital Partners, SB Capital, SB CP LLC and SB CM LLC:
Delaware
ITEM 2(d) Title of Class of Securities:
Class A Common Stock, par value $0.01 per share
ITEM 2(e) CUSIP Number:
68243Q 10 6
Page 6 of 11 Pages
ITEM 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or (c),
check whether the person filing is a: N/A
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
ITEM 4. Ownership.
Each of SB Capital Partners, SB Capital and SOFTBANK Capital Advisors
Fund LP ("Advisors Fund") is an investment fund managed by its sole general
partner, SB CP LLC; accordingly, securities owned by SB Capital Partners, SB
Capital or Advisors Fund may be regarded as being beneficially owned by SB CP
LLC. Pursuant to the Limited Liability Company Agreement of SB CP LLC, all
investment decisions on behalf of SB CP LLC must be approved by SB CM LLC;
accordingly, securities beneficially owned by SB CP LLC may be regarded as being
beneficially owned by SB CM LLC.
The percentages of the outstanding shares of Class A Common Stock
("Common Stock") of 1-800-FLOWERS.COM, Inc. (the "Company") reported herein as
beneficially owned by SB Capital Partners, SB Capital, SB CP LLC and SB CM LLC
are based upon 28,899,353 shares of Common Stock reported by the Company as
outstanding as of November 5, 2003 in the Form 10-Q filed by the Company on
November 12, 2003 for the quarterly period ended September 28, 2003.
Page 7 of 11 Pages
As of the date of the filing of this statement, none of SB Capital
Partners, SB Capital, SB CP LLC or SB CM LLC beneficially owns any shares of
Common Stock.
Each of SB Capital Partners, SB Capital, Advisors Fund, SB CP LLC and
SB CM LLC disclaims beneficial ownership of shares of Common Stock owned by any
other person or entity except to the extent of their respective pecuniary
interests, if any, therein.
(a) Amount beneficially owned:
SB Capital Partners, SB Capital, SB CP LLC and SB CM LLC: 0
shares
(b) Percent of class:
SB Capital Partners, SB Capital, SB CP LLC and SB CM LLC: 0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
(ii) Shared power to vote or to direct the vote:
SB Capital Partners, SB Capital, SB CP LLC and SB CM
LLC: 0 shares
(iii) Sole power to dispose or to direct the disposition of:
(iv) Shared power to dispose or to direct the dis
position of:
SB Capital Partners, SB Capital, SB CP LLC and SB CM
LLC: 0 shares
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ X ].
As of November 11, 2003, each of SB Capital Partners, SB Capital, SB CP
LLC and SB CM LLC ceased to be the beneficial owner of more than five percent of
the outstanding shares of Common Stock.
Page 8 of 11 Pages
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
ITEM 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person.
N/A
ITEM 8. Identification and Classification of Members of the Group.
N/A
ITEM 9. Notice of Dissolution of Group.
N/A
ITEM 10. Certification.
N/A
Page 9 of 11 Pages
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 3, 2003 SOFTBANK CAPITAL PARTNERS LP
By: SOFTBANK CAPITAL PARTNERS LLC,
its General Partner
By: /s/ Steven J. Murray
------------------------------------
Name: Steven J. Murray
Title: Administrative Member
SOFTBANK CAPITAL LP
By: SOFTBANK CAPITAL PARTNERS LLC,
its General Partner
By: /s/ Steven J. Murray
------------------------------------
Name: Steven J. Murray
Title: Administrative Member
SOFTBANK CAPITAL PARTNERS LLC
By: /s/ Steven J. Murray
------------------------------------
Name: Steven J. Murray
Title: Administrative Member
SOFTBANK CAPITAL MANAGERS LLC
By: /s/ Steven J. Murray
------------------------------------
Name: Steven J. Murray
Title: Administrative Member
Page 10 of 11 Pages
EXHIBIT INDEX
Exhibit A Agreement of Joint Filing, dated as of December 3, 2003, by
and among SOFTBANK Capital Partners LP, SOFTBANK Capital LP,
SOFTBANK Capital Partners LLC and SOFTBANK Capital Managers
LLC.
Page 11 of 11 Pages