Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 2)
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SecureAlert, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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81373R109
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(CUSIP Number)
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September 30, 2013
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(Date of Event which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| | Rule 13d-1(b)
|X| Rule 13d-1(c)
| | Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 81373R109
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13G/A
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Page 2 of 7 Pages
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1. Name of Reporting Persons / I.R.S. Identification No. of Above Persons (Entities Only)
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Borinquen Container Corporation
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization
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Puerto Rico
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Number of
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5.
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Sole Voting Power
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Shares
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-0-
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Beneficially
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6.
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Shared Voting Power
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Owned by
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62,046
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Each
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7.
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Sole Dispositive Power
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Reporting
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-0-
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Person
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8.
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Shared Dispositive Power
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with
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62,046
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
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62,046
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10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[ ] [ ]
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11. Percent of Class Represented by Amount in Row (9)
(See Instructions)
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.06%*
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12. Type of Reporting Person (See Instructions)
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CO
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* Percent is based on 9,805,503 shares reported as outstanding on September 30, 2013 in Issuer’s Current Report on Form 8-K filed October 30, 2013.
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CUSIP No. 81373R109
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13G/A
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Page 3 of 7 Pages
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1. Name of Reporting Persons / I.R.S. Identification No. of Above Persons (Entities Only)
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Hector L. Gonzalez
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [ ]
(b) [ ]<
/div>
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3. SEC Use Only
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4. Citizenship or Place of Organization
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Puerto Rico
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Number of
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5.
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Sole Voting Power
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Shares
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-0-
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Beneficially
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6.
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Shared Voting Power
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Owned by
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62,046
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Each
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7.
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Sole Dispositive Power
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Reporting
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-0-
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Person
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8.
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Shared Dispositive Power
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with
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62,046
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
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62,046
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10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[ ] [ ]
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11. Percent of Class Represented by Amount in Row (9)
(See Instructions)
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.06%*
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12. Type of Reporting Person (See Instructions)
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IN
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* Percent is based on 9,805,503 shares reported as outstanding on September 30, 2013 in Issuer’s Current Report on Form 8-K filed October 30, 2013.
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CUSIP No. 81373R109
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13G/A
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Page 4 of 7 Pages
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Item 1(a). Name of Issuer:
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SecureAlert, Inc.
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Item 1(b). Address of Issuer's Principal Executive Offices:
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150 West Civic Center Drive, Suite 400
Sandy, Utah 84070
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Item 2(a). Name of Person Filing:
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This statement is filed on behalf of:
Borinquen Container Corporation
Hector L. Gonzalez
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Item 2(b). Address of Principal Business Office, or if None, Residence:
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P.O. Box 4744
San Juan, Puerto Rico 00936
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Item 2(c). Citizenship:
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Puerto Rico
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Item 2(d). Title of Class of Securities:
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Common Stock
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Item 2(e). CUSIP Number:
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81373R109
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Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person is a:
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(a)
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Broker or dealer registered under Section 15 of the Exchange Act.
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(b)
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Bank as defined in Section 3(a)(6) of the Exchange Act.
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(c)
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Insurance company as defined in Section 3(a)(19) of the Exchange Act.
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(d)
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Investment company registered under Section 8 of the Investment Company Act.
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(e)
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
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(f)
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
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CUSIP No. 81373R109
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13G/A
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Page 5 of 7 Pages
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(g)
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A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G).
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
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(i)
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
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(j)
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A non-U.S. institution in accordance with Section 240.13d-1(b)(l)(ii)(J)
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(k)
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(l)(ii)(J), please specify the type of institution:
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Item 4. Ownership.
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(a) Amount beneficially owned:
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62,046
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(b) Percent of class:
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.06%
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(c) Number of shares as to which such person has:
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(i) Sole power to vote or to direct the vote
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-0-
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(ii) Shared power to vote or to direct the vote
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62,046
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(iii) Sole power to dispose or to direct the disposition of
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-0-
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(iv) Shared power to dispose or to direct the disposition of
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62,046
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Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following | X |.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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Not applicable.
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CUSIP No. 81373R109
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13G/A
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Page 6 of 7 Pages
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Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
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CUSIP No. 81373R109
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13G/A
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Page 7 of 7 Pages
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Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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November 18, 2013
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(Date)
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Borinquen Container Corporation
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By:
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/s/ Livette Gonzalez
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Name: Livette Gonzalez
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Its: President
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/s/ Hector L. Gonzalez
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Hector L. Gonzalez
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EXHIBIT INDEX
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Exhibit
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Description
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99.1
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Joint Filing Agreement dated as of August 1, 2011*
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*Previously filed
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