Sec Form 13D Filing - GOFF JOHN C filing for CONTANGO OIL & GAS CO (MCF) - 2020-10-27

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13D/A

(Rule 13d-101)

Under the Securities Exchange Act of 1934

(Amendment No. 10)*

 

 

Contango Oil & Gas Company

(Name of Issuer)

Common Stock, 0.04 par value

(Title of Class of Securities)

21075N204

(CUSIP Number)

Jennifer Terrell

Chief Financial Officer

Goff Capital, Inc.

500 Commerce Street, Ste 700

Fort Worth, Texas 76102

(817) 509-3958

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

With a copy to:

Robert B. Robbins, Esq.

Ryan S. Brewer, Esq.

Pillsbury Winthrop Shaw Pittman, LLP

1200 Seventeenth Street, NW

Washington, DC 20036

October 25, 2020

(Date of Event Which Requires Filing of This Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  ☐.

 

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1    

  NAME OF REPORTING PERSONS

 

  John C. Goff

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  AF

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  USA

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  37,454,222

     8   

  SHARED VOTING POWER

 

  -0-

     9   

& #xA0; SOLE DISPOSITIVE POWER

 

  37,454,222

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  37,454,222

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  23.5% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  IN

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  Goff MCF Partners, LP     82-1636851

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Texas

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  10,144,020

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  10,144,020

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  10,144,020

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  6.4% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  PN

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  GFS Contango GP, LLC     83-4348877

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Texas

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  10,144,020

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  10,144,020

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  10,144,020

12  

  CHECK BOX IF THE AG GREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  6.4% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  OO

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  GFS Management, LLC     38-4038336

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Texas

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  10,144,020

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  10,144,020

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  10,144,020

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  6.4% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  OO

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  Goff Focused Strategies LLC     81-3363076

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Texas

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  10,144,020

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  10,144,020

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  10,144,020

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  6.4% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  IA

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  GFT Strategies, LLC     82-1794092

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Texas

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  10,144,020

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  10,144,020

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  10,144,020

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  6.4% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  OO

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  The John C. Goff 2010 Family Trust     27-6940537

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  TEXAS

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  33,455,402

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  33,455,402

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  33,455,402

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  21.0% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  OO

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  JCG 2016 Holdings, LP     81-4056276

  2 & #xA0;

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  TEXAS

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  8,632,710

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  8,632,710

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  8,632,710

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  5.4% (1)(2)

14  

  TYPE OF REPORTING PERSON

 

  PN

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


  1    

  NAME OF REPORTING PERSONS

 

  JCG 2016 Management, LLC     81-4056276

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  SOURCE OF FUNDS

 

  WC

  5  

  CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

  ☐

  6  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  TEXAS

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7     

  SOLE VOTING POWER

 

  8,632,710

     8   

  SHARED VOTING POWER

 

  -0-

     9   

  SOLE DISPOSITIVE POWER

 

  8,632,710

   10   

  SHARED DISPOSITIVE POWER

 

  -0-

11    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  8,632,710

12  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  ☐

13  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

  5.4% (2)

14  

  TYPE OF REPORTING PERSON

 

  OO

 

(1)

Includes 26,451,988 shares of Common Stock offered in a private placement transaction by the Issuer as reported on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

(2)

Based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.


The following constitutes Amendment No. 10 (“Amendment No. 10”) to the Schedule 13D (the “Original Schedule 13D”) filed by the undersigned on June 13, 2018, as amended and supplemented by Amendment No. 1 to the Original Schedule 13D, filed on August 15, 2018, as amended and supplemented by Amendment No. 2 to the Original Schedule 13D, filed on November 20, 2018, as amended and supplemented by the Amendment No. 3 to the Original Schedule 13D, filed on December 3, 2018, as amended and supplemented by the Amendment No. 4 to the Original Schedule 13D, filed on September 18, 2019, as amended and supplemented by the Amendment No. 5 to the Original Schedule 13D, filed on November 1, 2019, as amended and supplemented by the Amendment No. 6 to the Original Schedule 13D, filed on November 18, 2019, as amended and supplemented by the Amendment No. 7 to the Original Schedule 13D, filed on December 18, 2019, as amended and supplemented by the Amendment No. 8 to the Original Schedule 13D, filed on December 23, 2019, as amended and supplemented by the Amendment No. 9 to the Original Schedule 13D, filed on June 11, 2020, (as amended and supplemented, collectively, this “Schedule 13D”) relating to the shares of common stock, par value $0.04 per shares (the “Common Stock”), of Contango Oil & Gas (the “Issuer”), a Houston, Texas based, independent energy company. The address of the issuer’s office is 717 Texas Ave., Suite 2900, Houston, Texas 77002. This Amendment No. 10 amends the Schedule 13D as specifically set forth herein.

Item 2. Identity and Background.

Item 2 is hereby amended in their entirety as follows:

This statement is being filed by:

 

  i.

Goff MCF Partners, LP (“Goff MCF”), a Texas limited partnership, with respect to the Common Stock directly and beneficially owned by it;

 

  ii.

GFS Contango GP, LLC, (“GFS Contango”), a Texas limited liability company, as general partner to Goff MCF, with respect to the Common Stock directly and beneficially owned by it;

 

  iii.

Goff Family Investments, LP (“Family Investments 4;), a Delaware limited partnership, with respect to the Common Stock directly and beneficially owned by it;

 

  iv.

Goff Capital, Inc. (“Goff Capital”), a Texas corporation, as general partner to Family Investments, with respect to the Common Stock directly and beneficially owned by it;

 

  v.

GFS Management, LLC (“GFS Management”), a Texas limited liability company, as managing member of GFS Contango, with respect to the Common Stock directly and beneficially owned by it;

 

  vi.

Goff Focused Strategies LLC (“GFS”), a Texas limited liability company, as managing member of GFS Management, with respect to the Common Stock directly and beneficially owned by it;

 

  vii.

GFT Strategies, LLC (“GFT”), a Texas limited liability company, as controlling equity holder of GFS, with respect to the Common Stock directly and beneficially owned by it;

 

  viii.

The John C. Goff 2010 Family Trust (“Goff Family Trust”), a Texas trust, as managing member of GFT and controlling shareholder of Goff Capital, and with respect to the Common Stock directly and beneficially owned by it;

 

  ix.

JCG 2016 Holdings, LP (“Holdings”), a Texas limited partnership, with respect to the Common Stock directly and beneficially owned by it;

 

  x.

JCG 2016 Management, LLC (“Holdings GP”), a Texas limited liability company, as general partner of Holdings, and with respect to the Common Stock directly and beneficially owned by it;

 

  xi.

Kulik Partners, LP (“Kulik”), a Texas limited partnership, with respect to the Common Stock directly and beneficially owned by it;

 

  xii.

Kulik GP, LLC (“Kulik GP”), a Texas limited liability company, as general partner to Kulik, and with respect to the Common Stock directly and beneficially owned by it; and


  ix.

John C. Goff, a United States Citizen, as the Chief Executive Officer of Goff Capital, as a manager of Kulik GP, as manager and Chief Executive Officer of GFS, and as the sole trustee of Goff Family Trust, with respect to the Common Stock directly and beneficially owned by him.

Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.” Each of the Reporting Persons files this Schedule 13D jointly. The Reporting Persons are filing this Statement jointly, as they may be considered a “group” under Section 13(d)(3) of the Act. However, neither the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that such a group exists.

 

  A.

The address of the principal office of Goff MCF, GFS Contango, Goff Family Trust, Family Investments, Goff Capital, GFS Management, GFT, GFS, Holdings, Holdings GP, Kulik, Kulik GP and John C. Goff is 500 Commerce St., Suite 700, Fort Worth, Texas 76102.

 

  B.

The principal business of Goff MCF is investing in securities of the Issuer.

 

  C.

The principal business of GFS Contango is serving as general partner to Goff MCF.

 

  D.

The principal business of Goff Family Trust and Family Investments is to manage investments for a single family.

 

  E.

The principal business of Goff Capital is serving as general partner to Family Investments.

 

  G.

The principal business of GFS Management is to serve as a manager of investment funds.

 

  H.

The principal business of GFS is investment advisor.

 

  I.

The principal business of GFT is to serve as a manager of investment funds.

 

  J.

The principal business of Holdings is to manage investments for a single family.

 

  K.

The principal business of Holdings GP is serving as the general partner to Holdings.

 

  L.

The principal business of Kulik is to manage investments for two limited partners.

 

  M.

The principal business of Kulik GP is serving as the general partner to Kulik.

 

  M.

The principal occupation of John C. Goff is serving as Chief Executive Officer of Goff Capital, as trustee of Goff Family Trust, as a manager of Kulik GP, as manager and Chief Executive Officer of GFS, and as an asset manager in real estate and private equity.

 

  N.

During the past five years, none of the Reporting Persons (i) has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting, o r mandating activities subject to, federal or state securities laws or a finding of any violation with respect to such laws.

 

  L.

John C. Goff is a citizen of the United States of America.

Item 4. Purpose of the Transaction.

Item 4 is hereby amended to include the following:

The Reporting Persons have acquired a substantial position in the Issuer with the intent to influence the Issuer’s management and operations. Although no Reporting Person has any specific plan or proposal to acquire additional shares or to dispose of the Common Stock, consistent with its investment purpose, each Reporting Person at any time and from time to time may acquire additional Common Stock, or dispose of any or all of its Common Stock, pursuant to securities laws, depending upon an ongoing evaluation of its investment, prevailing market conditions, other investment opportunities, and/or other investment considerations.


Except as disclosed in this Schedule 13D, none of the Reporting Persons currently has any other plans or proposals which relate to, or would result in, any of the matters referred to in paragraphs (a) through (j), inclusive, of the instructions to Item 4 of Schedule 13D. The Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto. On August 14, 2018, John C. Goff was added to the board of directors of the Issuer. On October 18, 2019, John C. Goff was appointed Non-Executive Chairman of the Board of Directors of the Issuer.

Item 5. Interest in Securities of the Issuer.

Item 5 is amended and restated in its entirety as follows:

The aggregate percentage of Common Stock reported owned by each person named herein is based on (i) 133,076,988 shares of Common Stock outstanding as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission plus (ii) the 26,451,988 shares of Common Stock issued in a private placement as reported in the Issuer’s current report on Form 8-K dated October 26, 2020 filed with the Securities and Exchange Commission.

 

  A.

Goff MCF

 

  i.

As of close of business on October 27, 2020, Goff MCF beneficially owned 10,144,020 shares of Common Stock.

 

   

Percentage: 6.4%

 

  ii.

Powers

1. Sole power to vote or direct vote: 10,144,020

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 10,144,020

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Goff MCF has not entered into any transactions in the Common Stock during the past sixty days.

 

  B.

GFS Contango

 

  i.

As of close of business on October 27, 2020, GFS Contango, as the general partner of Goff MCF, may be deemed to beneficially own 10,144,020 shares of Common Stock.

 

   

Percentage: 6.4%

 

  ii.

Powers

1. Sole power to vote or direct vote: 10,144,020

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 10,144,020

4. Shared power to dispose or direct the disposition: 0

 

  iii.

GFS Contango has not entered into any transactions in the Common Stock during the past sixty days. Goff MCF has not entered into any transactions in the Common Stock during the past sixty days.

 

  C.

Goff Family Trust

 

  i.

As of close of business on October 27, 2020, Goff Family Trust, as managing member of GFT and controlling shareholder of Goff Capital, and with respect to the Common Stock directly beneficially owned by Goff Family Trust, may be deemed to beneficially own: (1) 10,144,020 shares of Common Stock owned by Goff MCF, (2) 3,012,664 shares of Common Stock owned by Family Investments, (3) 8,632,710 shares of Common Stock owned by Holdings and (4) 11,666,008 shares of Common Stock owned by Goff Family Trust directly.

 

   

Percentage: 21.0%


  ii.

Powers

1. Sole power to vote or direct vote: 33,455,402

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 33,455,402

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Goff Family Trust has not entered into any transactions in the Common Stock during the past sixty days. Goff Capital has not entered into any transactions in the Common Stock during the past sixty days. GFT has not entered into any transactions in the Common Stock during the past sixty days. GFS has not entered into any transactions in the Common Stock during the past sixty days. GFS Management has not entered into any transactions in the Common Stock during the past sixty days. GFS Contango has not entered into any transactions in the Common Stock during the past sixty days. Goff MCF has not entered into any transactions in the Common Stock during the past sixty days. Holdings GP has not entered into any transactions in the Common Stock during the past sixty days. Holdings has not entered into any transactions in the Common Stock during the past sixty days. Family Investments has not entered into any transactions in the Common Stock during the past sixty days.

 

  D.

Family Investments

 

  i.

As of close of business on October 27, 2020, Family Investments beneficially ow ned 3,012,664 shares of Common Stock.

 

   

Percentage: 1.9%

 

  ii.

Powers

1. Sole power to vote or direct vote: 3,012,664

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 3,012,664

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Family Investments has not entered into any transactions in the Common Stock during the past sixty days.

 

  E.

Goff Capital

 

  i.

As of close of business on October 27, 2020, Goff Capital, as the General Partner of Family Investments, may be deemed to beneficially own 3,012,664 shares of Common Stock.

 

   

Percentage: 1.9%

 

  ii.

Powers

1. Sole power to vote or direct vote: 3,012,664

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 3,012,664

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Goff Capital has not entered into any transactions in the Common Stock during the past sixty days. Family Investments has not entered into any transactions in the Common Stock during the past sixty days.

 

  F.

GFS Management

 

  i.

As of close of business on October 27, 2020, GFS Management, as managing member of GFS Contango GP may be deemed to beneficially own 10,144,020 shares of Common Stock.

 

   

Percentage: 6.4%


  ii.

Powers

1. Sole power to vote or direct vote: 10,144,020

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 10,144,020

4. Shared power to dispose or direct the disposition: 0

 

  iii.

GFS Management has not entered into any transactions in the Common Stock during the past sixty days. GFS Contango has not entered into any transactions in the Common Stock during the past sixty days. Goff MCF has not entered into any transactions in the Common Stock during the past sixty days.

 

  G.

GFS

 

  i.

As of close of business on October 27, 2020, GFS, as managing member of GFS Management may be deemed to beneficially own 10,144,020 shares of Common Stock.

 

   

Percentage: 6.4%

 

  ii.

Powers

1. Sole power to vote or direct vote: 10,144,020

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 10,144,020

4. Shared power to dispose or direct the disposition: 0

 

  iii.

GFS has not entered into any transactions in Common Stock during the past sixty days. GFS Management has not entered into any transactions in Common Stock during the past sixty days. GFS Contango has not entered into any transactions in the Common Stock during the past sixty days. Goff MCF has not entered into any transactions in the Common Stock during the past sixty days.

 

  H.

GFT

 

  i.

As of close of business on October 27, 2020, GFT, as controlling equity holder of GFS may be deemed to beneficially own 10,144,020 shares of Common Stock.

 

   

Percentage: 6.4%

 

  ii.

Powers

1. Sole power to vote or direct vote: 10,144,020

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 10,144,020

4. Shared power to dispose or direct the disposition: 0

 

  ii i.

GFT has not entered into any transactions in the Common Stock during the past sixty days. GFS has not entered into any transactions in the Common Stock during the past sixty days. GFS Management has not entered into any transactions in the Common Stock during the past sixty days. GFS Contango has not entered into any transactions in the Common Stock during the past sixty days. Goff MCF has not entered into any transactions in the Common Stock during the past sixty days.

 

  I.

Holdings

 

  i.

As of close of business on October 27, 2020, Holdings beneficially owned 8,632,710 shares of Common Stock.

 

   

Percentage: 5.4%

 

  ii.

Powers

1. Sole power to vote or direct vote: 8,632,710


2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 8,632,710

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Holdings has not entered into any transactions in the Common Stock during the past sixty days.

 

  J.

Holdings GP

 

  i.

As of close of business on October 27, 2020, Holdings GP, as general partner of Holdings, may be deemed to beneficially own 8,632,710 shares of Common Stock.

 

   

Percentage: 5.4%

 

  ii.

Powers

1. Sole power to vote or direct vote: 8,632,710

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 8,632,710

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Holdings GP has not entered into any transactions in the Common Stock during the past sixty days. Holdings has not entered into any transactions in the Common Stock during the past sixty days.

 

  K.

Kulik

 

  i.

As of close of business on October 27, 2020, Kulik beneficially owned 372,890 shares of Common Stock.

 

   

Percentage: 0.2%

 

  ii.

Powers

1. Sole power to vote or direct vote: 372,890

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 372,890

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Kulik has not entered into any transactions in the Common Stock during the past sixty days.

 

  L.

Kulik GP

 

  i.

As of close of business on October 27, 2020, Kulik GP, as general partner of Kulik, may be deemed to beneficially own 372,890 shares of Common.

 

   

Percentage: 0.2%

 

  ii.

Powers

1. Sole power to vote or direct vote: 372,890

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 372,890

4. Shared power to dispose or direct the disposition: 0

 

  iii.

Kulik GP has not entered into any transactions in the Common Stock during the past sixty days. Kulik has not entered into any transactions in the Common Stock during the past sixty days.

 

  M.

John C. Goff

 

  i.

As of close of business on October 27, 2020, John C. Goff, as Chief Executive Officer of Goff Capital, as trustee of Goff Family Trust, as a manager of Kulik GP, as manager and Chief Executive Officer of GFS, and with respect to the Common Stock directly beneficially owned by him; John C. Goff may be deemed the beneficial owner of the (1) 10,144,020 shares of Common Stock owned


  by Goff MCF, (2) 8,632,710 shares of Common Stock owned by Holdings, (3) 11,666,008 shares of Common Stock owned by Goff Family Trust, (4) 372,890 shares of Common Stock owned by Kulik, (5) 3,012,664 shares of Common Stock owned by Family Investments, and (6) 3,625,930 shares of Common Stock owned by John C. Goff directly.

 

   

Percentage: 23.5%

 

  ii.

Powers

1. Sole power to vote or direct vote: 37,454,222

2. Shared power to dispose or direct the disposition: 0

3. Sole power to dispose or direct the disposition: 37,454,222

4. Shared power to dispose or direct the disposition: 0

 

  iii.

John C. Goff has not entered into any transactions in the Common Stock during the past sixty days. Goff Family Trust has not entered into any transactions in the Common Stock during the past sixty days. Goff Capital has not entered into any transactions in the Common Stock during the past sixty days. Family Investments has not entered into any transactions in the Common Stock during the past sixty days. GFT has not entered into any transactions in the Common Stock during the past sixty days. GFS has not entered into any transactions in Common Stock during the past sixty days. GFS Management has not entered into any transactions in the Common Stock during the past sixty days. GFS Contango has not entered into any transactions in the Common Stock during the past sixty days. Goff MCF has not entered into any transactions in the Common Stock during the past sixty days. Kulik GP has not entered into any transactions in the Common Stock during the past sixty days. Kulik has not entered into any transactions in the Common Stock during the past sixty days. Holdings GP has not entered into any transactions in the Common Stock during the past sixty days. Holdings has not entered into any transactions in the Common Stock during the past sixty days.

As general partner of Family Investments, Goff Capital may be deemed to have the power or shared power to vote or direct the vote of and the power or shared power to dispose or direct the disposition of the Common Stock directly held by Family Investments. Goff Capital disclaims beneficial ownership of the Common Stock directly held by Family Investments, except to the extent of its pecuniary interest therein.

As general partner of Goff MCF, GFS Contango may be deemed to have the power or shared power to vote or direct the vote of and the power or shared power to dispose or direct the disposition of the Common Stock directly held by Goff MCF. GFS Contango disclaims beneficial ownership of the Common Stock directly held by Goff MCF, except to the extent of its pecuniary interest therein.

As managing member of GFS Contango, GFS Management may be deemed to have the shared power to vote or direct the vote of and the shared power to dispose or direct the disposition of the Common Stock directly held by Goff MCF. GFS Management disclaims beneficial ownership of the Common Stock directly held by Goff MCF, except to the extent of its pecuniary interest therein.

As managing member of GFS Management, GFS may be deemed to have the shared power to vote or direct the vote of and the shared power to dispose or direct the disposition of the Common directly held by Goff MCF. GFS disclaims beneficial ownership of the Common Stock directly held by Goff MCF, except to the extent of its pecuniary interest therein.

As controlling equity holder of GFS, GFT may be deemed to have the shared power to vote or direct the vote of and the shared power to dispose or direct the disposition of the Common Stock held by Goff MCF. GFS disclaims beneficial ownership of the Common Stock directly held by Goff MCF, except to the extent of its pecuniary interest therein.

As managing member of GFT and controlling equity holder of Goff Capital and Holdings GP, Goff Family Trust may be deemed to have the shared power to vote or direct the vote of and the shared power to dispose or direct the disposition of the Common Stock directly held by Goff MCF, Holdings, Family Investments and Goff Family Trust. Goff Family Trust disclaims beneficial ownership of those shares of Common Stock held directly by Goff MCF, Holdings and Family Investments, except to the extent of its pecuniary interest therein.


As Chief Executive Officer of Goff Capital, a manager of Kulik GP, manager and Chief Executive Officer of GFS, and as sole trustee of Goff Family Trust, John C. Goff may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the shares of Common Stock directly held by Goff MCF, Holdings, Kulik, Goff Family Trust, Family Investments and indirectly through a SEP IRA, of which Mr. Goff is the beneficiary. Mr. Goff disclaims beneficial ownership of those shares of Common Stock held directly by Goff MCF, Holdings, Kulik, Family Investments and the Goff Family Trust, except to the extent of his pecuniary interest therein.

No person other than the Reporting Persons is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the Common Stock.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 6 is hereby amended and restated in its entirety as follows:

The Reporting Persons entered into a Joint Filing Agreement with respect to the joint filing on behalf of each of them of statements on Schedule 13D with respect to the securities of the Issuer.

On October 25, 2020, the Reporting Persons, at the request of the Issuer’s management, executed a Voting and Support Agreement which generally requires the Reporting Persons to vote in favor of a strategic transaction between the Issuer and Mid-Con Energy Partners, LP (the “Strategic Transaction”). The Strategic Transaction was announced in a joint press release on October 26, 2020.

Item 7. Material to Be Filed as Exhibits.

Item 7 is amended to include of the following:

 

Exhibit 2    Voting and Support Agreement, dated October 25, 2020, by and among Contango Oil and Gas Company and the Purchasers named therein, including Goff MCF, GFS Contango, Goff Family Trust, GFT, GFS, GFS Management, Family Investments, Goff Capital, Holdings, Holdings GP, Kulik, Kulik GP, and John C. Goff, Karlin Asset Management, Inc, LKCM Investment Partnership, L.P., LKCM Investment Partnership II, L.P., James AC Kennedy, Will Energy Corporation, Will Farley Dakan, David S. Wesson, Michael Lindley, Wilkie S. Colyer, Jr., Colyer Holdings, LP, CCC Resources Ltd., Peyton E Colyer UTMA, Red Oak Associates, LP.

SIGNATURES ON THE FOLLOWING PAGE


SIGNATURES

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

Dated: October 27, 2020

 

John C. Goff

     

GFS Contango GP, LLC

     

  By: its Managing Member, GFS Management, LLC

By: /s/ John C. Goff                                                                                 

  By: its Managing Member, Goff Focused Strategies LLC

Goff MCF Partners, LP

                  
  By: its General Partner, GFS Contango GP, LLC      
     

By: /s/ John C. Goff                                                              

     

John C. Goff, Chief Executive Officer

     

GFS Management, LLC

By: /s/ John C. Goff                                                                           

     

  By: its Managing Member, Goff Focused Strategies LLC

John C. Goff, Chief Executive Officer

     

Goff Family Investments, LP

     
  By: its General Partner, Goff Capital, Inc.      
     

By: /s/ John C. Goff                                                              

     

John C. Goff, Chief Executive Officer

By: /s/ John C. Goff                                                                            

     

Goff Focused Strategies LLC

John C. Goff, Chief Executive Officer

     

Goff Capital, Inc.

     
     

By: /s/ John C. Goff                                                              

      John C. Goff, Chief Executive Officer

By: /s/ John C. Goff                                                                           

     

John C. Goff, Chief Executive Officer

     

GFT Strategies, LLC

     

  By:  its managing member, The John C. Goff

The John C. Goff 2010 Family Trust

     

         2010 Family Trust

By: /s/ John C. Goff                                                                              

     

By: /s/ John C. Goff                                                              

John C. Goff, Sole Trustee

     

John C. Goff, Trustee

JCG 2016 Holdings, LP

     

JCG 2016 Management, LLC

  By: its General Partner, JCG 2016 Management, LLC      

By: /s/ John C. Goff                                                                            

     

By: /s/ John C. Goff                                                              

John C. Goff, Manager

     

John C. Goff, Manager


Kulik Partners, LP

     

  By: its General Partner, Kulik GP, LLC

  

            

  

Kulik GP, LLC

By: /s/ John C. Goff                                                                   

     

By: /s/ John C. Goff                                                             

John C. Goff, Manager

     

John C. Goff, Manager