Sec Form 13G Filing - DAUGHERTY ROBERT B filing for VALMONT INDUSTRIES INC (VMI) - 2011-01-04

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 

 
SCHEDULE 13G
 
(Amendment)
 

 
Under the Securities Exchange Act of 1934
 
(Amendment)
 
 
Valmont Industries, Inc.
 
 
(Name of Issuer)
 
     
 
Common Stock
 
 
(Title of Class of Securities)
 
     
 
920253101
 
 
(CUSIP Number)
 
     
 
December 31, 2010
 
(Date of Event which Requires Filing of this Statement)
     
     
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
|  |   Rule 13d-1(b)
 
|  |   Rule 13d-1(c)
 
|X|   Rule 13d-1(d)
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 


CUSIP No.  920253101
13G
Page 2 of 5 Pages

 
1.   Name of Reporting Persons / I.R.S. Identification No. of Above Persons (Entities Only)

Robert B. Daugherty*
2.   Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  [  ]
(b)  [  ]

 
3.   SEC Use Only

 
4.   Citizenship or Place of Organization

United States of America
   
Number of
5.
Sole Voting Power
     
Shares
 
-0-
     
Beneficially
6.
Shared Voting Power
     
Owned by
 
-0-
     
Each
7.
Sole Dispositive Power
     
Reporting
 
-0-
     
Person
8.
Shared Dispositive Power
     
with
 
-0-
 
9.   Aggregate Amount Beneficially Owned by Each Reporting Person

-0-
10.  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares  (See Instructions)
[  ]     [  ]

 
11.  Percent of Class Represented by Amount in Row (9)
(See Instructions)
 
0%
12.  Type of Reporting Person (See Instructions)

IN
 


 
* Shares transferred to trust following death of Robert B. Daugherty.

 
 

 


CUSIP No.  920253101
13G
Page 3 of 5 Pages

 
Item 1(a).  Name of Issuer:

Valmont Industries, Inc.
 
Item 1(b).  Address of Issuer's Principal Executive Offices:

One Valmont Plaza
Omaha, NE 68154
 
Item 2(a).  Name of Person Filing:
 
Robert B. Daugherty
 
Item 2(b).  Address of Principal Business Office, or if None, Residence:

400 Elmwood Rd.
Omaha, NE 68132
 
Item 2(c).  Citizenship:

United States of America
 
Item 2(d).  Title of Class of Securities:

Common Stock
 
Item 2(e).  CUSIP Number:

920253101
 
Item 3.  If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person is a:

(a)
|  |
Broker or dealer registered under Section 15 of the Exchange Act.
     
(b)
|  |
Bank as defined in Section 3(a)(6) of the Exchange Act.
     
(c)
|  |
Insurance company as defined in Section 3(a)(19) of the Exchange Act.
     
(d)
|  |
Investment company registered under Section 8 of the Investment Company Act.
     
(e)
|  |
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
     
(f)
|  |
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).


 
 

 


CUSIP No.  920253101
13G
Page 4 of 5 Pages

(g)
|  |
A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G).
  ;    
(h)
|  |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
     
(i)
|  |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
     
(j)
|  |
A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J).
     
(k)
|  |
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
 
If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Item 4.  Ownership.

(a)   Amount beneficially owned:
-0-
   
(b)   Percent of class:
0%
   
(c)   Number of shares as to which such person has:
 
   
(i)   Sole power to vote or to direct the vote
-0-
   
(ii)  Shared power to vote or to direct the vote
-0-
   
(iii) Sole power to dispose or to direct the disposition of
-0-
   
(iv)  Shared power to dispose or to direct the disposition of
-0-
   
Item 5. Ownership of Five Percent or Less of a Class

Not applicable.

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not applicable.

Item 8. Identification and Classification of Members of the Group

Not applicable.

Item 9. Notice of Dissolution of Group

Not applicable.

 
 

 


CUSIP No.  920253101
13G
Page 5 of 5 Pages

Item 10. Certifications

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
January 4, 2011
 
(Date)
   
 
/s/ Terry J. McClain
   Terry J. McClain, as Attorney-in-Fact for
   Robert B. Daugherty