Empery Asset Management, LP 13D/13G Filings for SPI ENERGY CO LTD SHS (SPIEF)

Empery Asset Management, LP 13D and 13G filings for SPI ENERGY CO LTD SHS:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime		Transaction
Date		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportView
2021-01-28
2:27 pm
Purchase		2020-12-3113GSPI ENERGY CO LTD SHS
SPIEF		Empery Asset Management, LP1,165,000
4.980%		177,000increase
(+17.91%)		Filing
2020-10-05
3:20 pm
Purchase		2020-09-3013GSPI ENERGY CO LTD SHS
SPIEF		Empery Asset Management, LP988,000
5.550%		988,000increase
(New Position)		Filing