First Trust Portfolios L.P. 13D/13G Filings for First Trust Small Cap Growth AlphaDEX Fund (FYC)

First Trust Portfolios L.P. 13D and 13G filings for First Trust Small Cap Growth AlphaDEX Fund:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2025-01-31
10:33 am
Sale
2024-12-3113GFIRST TRUST SMALL CAP GROWTH A
FYC
First Trust Portfolios L.P.250,691
4.080%
-12,255,339decrease
(-98.00%)
Filing
2024-07-12
11:04 am
Sale
2024-06-3013GFIRST TRUST SMALL CAP GROWTH A
FYC
First Trust Portfolios L.P.270,768
6.600%
-10,532,503decrease
(-97.49%)
Filing
2023-09-08
09:28 am
Purchase
2023-08-3113GFIRST TRUST SMALL CAP GROWTH A
FYC
First Trust Portfolios L.P.440,841
10.370%
440,781increase
(+734635.00%)
Filing
2023-02-03
10:28 am
Sale
2022-12-3113GFIRST TRUST SMALL CAP GROWTH A
FYC
First Trust Portfolios L.P.0
0.000%
-12,337,850decrease
(Position Closed)
Filing
2022-01-24
11:56 am
Sale
2021-12-3113GFIRST TRUST SMALL CAP GROWTH A
FYC
First Trust Portfolios L.P.379,581
7.670%
-10,305,779decrease
(-96.45%)
Filing