First Trust Portfolios L.P. 13D and 13G filings for First Trust Small Cap Growth AlphaDEX Fund:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2025-01-31 10:33 am Sale | 2024-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC | First Trust Portfolios L.P. | 250,691 4.080% | -20,077 (-7.41%) | Filing |
| 2024-07-12 11:04 am Sale | 2024-06-30 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC | First Trust Portfolios L.P. | 270,768 6.600% | -170,073 (-38.58%) | Filing |
| 2023-09-08 09:28 am Purchase | 2023-08-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC | First Trust Portfolios L.P. | 440,841 10.370% | 440,841 (New Position) | Filing |
| 2023-02-03 10:28 am Sale | 2022-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC | First Trust Portfolios L.P. | 0 0.000% | -379,581 (Position Closed) | Filing |
| 2022-01-24 11:56 am Purchase | 2021-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC | First Trust Portfolios L.P. | 379,581 7.670% | 107,193 (+39.35%) | Filing |
| 2021-01-21 09:28 am Sale | 2020-12-31 | 13G | First Trust Small Cap Growth AlphaDEX Fund FYC | First Trust Portfolios L.P. | 272,388 7.170% | -107,776 (-28.35%) | Filing |