First Trust Portfolios L.P. 13D and 13G filings for First Trust Small Cap Growth AlphaDEX Fund:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2025-01-31 10:33 am Sale | 2024-12-31 | 13G | FIRST TRUST SMALL CAP GROWTH A FYC | First Trust Portfolios L.P. | 250,691 4.080% | -12,255,339![]() (-98.00%) | Filing |
| 2024-07-12 11:04 am Sale | 2024-06-30 | 13G | FIRST TRUST SMALL CAP GROWTH A FYC | First Trust Portfolios L.P. | 270,768 6.600% | -10,532,503![]() (-97.49%) | Filing |
| 2023-09-08 09:28 am Purchase | 2023-08-31 | 13G | FIRST TRUST SMALL CAP GROWTH A FYC | First Trust Portfolios L.P. | 440,841 10.370% | 440,781![]() (+734635.00%) | Filing |
| 2023-02-03 10:28 am Sale | 2022-12-31 | 13G | FIRST TRUST SMALL CAP GROWTH A FYC | First Trust Portfolios L.P. | 0 0.000% | -12,337,850![]() (Position Closed) | Filing |
| 2022-01-24 11:56 am Sale | 2021-12-31 | 13G | FIRST TRUST SMALL CAP GROWTH A FYC | First Trust Portfolios L.P. | 379,581 7.670% | -10,305,779![]() (-96.45%) | Filing |

