Activist 13D/13G Filings - Pfenex Inc. (PFNX)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2021-02-11
3:24 pm
Sale
13GPFENEX INC
PFNX
BLAIR WILLIAM & CO0
0%
-2,602,486decrease
(Position Closed)
View
2020-12-09
5:02 pm
Sale
13GPFENEX INC
PFNX
PRIMECAP MANAGEMENT CO0
0%
-3,247,100decrease
(Position Closed)
View
2020-10-09
2:53 pm
Sale
13GPFENEX INC
PFNX
FRANKLIN RESOURCES INC
BEN
54,458
0.2%
-3,513,792decrease
(-98.47%)
View
2020-10-09
1:03 pm
Unchanged
13GPFENEX INC
PFNX
Weiss Asset Management LP0
0%
0
(Unchanged)
View
2020-10-09
11:55 am
Sale
13GPFENEX INC
PFNX
Weiss Asset Management LP0
0%
-4,220,055decrease
(Position Closed)
View
2020-10-09
09:14 am
Sale
13GPFENEX INC
PFNX
BlackRock Inc.
BLK
1,080
0%
-2,096,279decrease
(-99.95%)
View
2020-10-05
4:14 pm
Sale
13DPFENEX INC
PFNX
ADAGE CAPITAL PARTNERS GP L.L.C.0
0%
-3,000,000decrease
(Position Closed)
View
2020-10-02
4:40 pm
Sale
13GPFENEX INC
PFNX
Newtyn Management LLC650,000
1.9%
-3,200,000decrease
(-83.12%)
View
2020-10-02
4:29 pm
Purchase
13GPFENEX INC
PFNX
Newtyn Management LLC3,850,000
11.2%
850,000increase
(+28.33%)
View
2020-10-02
4:26 pm
Purchase
13GPFENEX INC
PFNX
Newtyn Management LLC3,000,000
8.8%
3,000,000increase
(New Position)
View
2020-09-30
4:08 pm
Purchase
13GPFENEX INC
PFNX
Weiss Asset Management LP4,220,055
12.3%
4,220,055increase
(New Position)
View
2020-08-21
4:22 pm
Purchase
13DPFENEX INC
PFNX
ADAGE CAPITAL PARTNERS GP L.L.C.3,000,000
8.75%
2,000,000increase
(+200.00%)
View
2020-06-05
12:01 pm
Sale
13GPFENEX INC
PFNX
PRIMECAP MANAGEMENT CO3,247,100
9.47%
-91,300decrease
(-2.73%)
View
2020-02-14
5:15 pm
Sale
13GPFENEX INC
PFNX
DOW INC.
DOW
0
0%
-1,771,428decrease
(Position Closed)
View
2020-02-13
2:50 pm
Purchase
13GPFENEX INC
PFNX
BLAIR WILLIAM & CO2,602,486
8.2%
841,030increase
(+47.75%)
View
2020-02-12
2:50 pm
Sale
13GPFENEX INC
PFNX
PRIMECAP MANAGEMENT CO3,338,400
10.54%
-9,500decrease
(-0.28%)
View
2020-02-05
2:44 pm
Sale
13GPFENEX INC
PFNX
FRANKLIN RESOURCES INC
BEN
3,568,250
11.3%
-766,055decrease
(-17.67%)
View
2020-02-05
12:15 pm
Purchase
13GPFENEX INC
PFNX
BlackRock Inc.
BLK
2,097,359
6.6%
474,785increase
(+29.26%)
View